13F-HR filed by Orinda Asset Management LLC
Orinda Asset Management LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 109 holding rows worth $46,679,000.
- Accession
- 0001502631-14-000006
- Filer
- CIK 1502631
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 109 entries on the cover page, a total value of $46,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,679,000 with VALUE read as thousands by filing date, 13F file number 028-15243. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGRT CAPITAL PARTNERS LLC028-10361
- reports for this filerOMT Capital Management LLC028-14338
- reports for this filerWEATHERBIE CAPITAL, LLC028-04129
- reports for this filerCovenant Financial Services, LLC028-15189
- reports for this filerConnective Capital Management, LLC028-15202
- reports for this filerGlaxis Capital Management, LLC028-14717
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAFEWAY INC | 786514208 | COM NEW | 100,000 | $3,694,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 32,600 | $2,491,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 27,600 | $2,189,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,600 | $1,842,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 120,297 | $1,737,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 98,500 | $1,638,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 44,300 | $1,613,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 175,876 | $1,567,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 149,933 | $1,207,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,000 | $1,139,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,000 | $1,125,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 174,631 | $1,055,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $1,033,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 72,837 | $1,002,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 36,985 | $995,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 31,373 | $963,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,500 | $817,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 32,265 | $802,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50,000 | $780,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 100,000 | $751,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 121,700 | $678,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 29,375 | $674,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 30,000 | $645,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 63,121 | $607,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 10,000 | $539,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 11,400 | $492,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,000 | $472,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 7,800 | $452,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 26,298 | $433,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 10,000 | $349,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,003 | $325,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,056 | $320,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 43,674 | $302,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 10,000 | $281,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,542 | $255,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,899 | $244,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,384 | $242,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 61,585 | $240,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,214 | $237,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,150 | $236,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,786 | $229,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,469 | $224,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,319 | $222,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,464 | $214,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 8,512 | $208,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,890 | $207,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 8,963 | $203,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,390 | $201,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 654 | $200,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,375 | $199,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,915 | $199,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 13,438 | $199,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,151 | $197,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,791 | $197,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,009 | $196,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,948 | $194,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,546 | $193,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,629 | $190,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,995 | $186,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,017 | $185,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,994 | $183,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,316 | $181,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,498 | $175,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,132 | $174,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,993 | $173,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,646 | $172,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,442 | $171,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 3,958 | $171,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,501 | $168,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 20,170 | $168,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,679 | $167,000 | thousands by filing date | |
| 38259p508 | COM | 147 | $164,000 | thousands by filing date | ||
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 7,530 | $162,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 4,352 | $161,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,987 | $159,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,031 | $157,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,974 | $154,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,738 | $153,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,356 | $152,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,606 | $152,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 3,813 | $152,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,071 | $149,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,117 | $149,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,910 | $147,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 4,425 | $147,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,688 | $142,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 39,244 | $142,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,603 | $140,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,757 | $137,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,039 | $137,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,632 | $135,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 23,850 | $133,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 25,170 | $109,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,025 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 892 | $95,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,594 | $90,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,591 | $81,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,906 | $80,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 735 | $78,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,651 | $74,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 7,246 | $70,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 3,095 | $65,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,581 | $64,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 533 | $62,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,123 | $60,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 794 | $48,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,000 | $30,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 920 | $24,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 3,955 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001502631-14-000006 | this filing | 2014-05-13 | acceptance time not in the bulk data set |