13F-HR filed by Hoxton Financial, Inc.
Hoxton Financial, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-13, with 349 holding rows worth $235,824,000.
- Accession
- 0001497943-15-000003
- Filer
- CIK 1497943
- Filed
- 2015-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 349 entries on the cover page, a total value of $235,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,824,000 with VALUE read as thousands by filing date, 13F file number 028-15455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,010,084 | $18,661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 565,320 | $17,384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 334,833 | $13,929,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 150,100 | $13,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 181,861 | $12,188,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 475,104 | $11,825,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 256,213 | $11,435,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 225,328 | $11,411,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 296,817 | $11,071,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 165,556 | $10,748,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 81,876 | $10,113,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 74,692 | $9,245,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 99,106 | $8,869,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 215,282 | $8,635,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 169,068 | $7,343,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 64,738 | $7,258,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 29,026 | $6,545,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 122,738 | $5,808,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 62,886 | $2,409,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 55,808 | $2,322,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 31,092 | $1,802,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 24,421 | $1,668,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 19,808 | $1,485,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,662 | $1,293,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,881 | $1,105,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,197 | $916,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 19,471 | $739,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,217 | $652,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,847 | $576,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,673 | $569,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 24,018 | $546,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 45,399 | $531,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,098 | $511,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 14,356 | $487,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,573 | $474,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 8,196 | $471,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,551 | $378,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,057 | $376,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,636 | $371,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,903 | $364,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 6,816 | $361,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,026 | $360,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,418 | $344,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,082 | $343,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,876 | $340,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,219 | $338,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,603 | $334,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,412 | $331,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,230 | $328,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,927 | $322,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,791 | $317,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,027 | $312,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,932 | $307,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,585 | $289,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,254 | $287,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,548 | $286,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,201 | $285,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,922 | $284,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,106 | $283,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,702 | $281,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,095 | $277,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 12,102 | $272,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,118 | $271,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,325 | $259,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,177 | $246,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 14,683 | $238,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,016 | $235,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,476 | $233,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,389 | $232,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,291 | $231,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,300 | $231,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,500 | $221,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,740 | $221,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,711 | $221,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,700 | $219,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,512 | $218,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 82,422 | $209,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 6,095 | $208,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,237 | $199,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,650 | $193,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 4,981 | $187,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,247 | $184,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,302 | $182,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,131 | $175,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,053 | $173,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 3,970 | $170,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,000 | $168,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 891 | $166,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,136 | $166,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,555 | $154,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,985 | $152,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,449 | $149,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,000 | $145,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,345 | $142,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,243 | $136,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,610 | $136,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,540 | $132,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,514 | $129,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,200 | $125,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,209 | $125,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,199 | $125,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,016 | $123,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,585 | $122,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,398 | $121,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,971 | $120,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,298 | $120,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,266 | $108,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,875 | $106,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,200 | $100,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 262 | $96,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 950 | $96,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,181 | $95,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,542 | $94,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,960 | $93,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,800 | $91,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,111 | $89,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,195 | $89,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,712 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,320 | $85,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,694 | $81,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 871 | $79,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 270 | $75,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 771 | $74,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,514 | $72,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,071 | $67,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,150 | $65,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,500 | $64,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 896 | $63,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 600 | $62,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,042 | $61,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 484 | $61,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 4,629 | $58,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 6,346 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,585 | $55,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 666 | $52,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $52,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 736 | $52,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 523 | $51,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 872 | $50,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 629 | $49,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,012 | $47,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 123 | $46,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,314 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,108 | $46,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 585 | $43,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 984 | $40,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 7,205 | $40,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 400 | $38,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 448 | $37,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 545 | $35,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 400 | $35,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 314 | $35,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 284 | $34,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 193 | $33,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $32,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 561 | $32,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,980 | $31,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,400 | $31,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 568 | $31,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 375 | $30,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 340 | $30,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 70 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 700 | $29,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 527 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 600 | $29,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,539 | $29,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 2,000 | $28,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 20,000 | $28,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 900 | $27,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $27,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 318 | $27,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 127 | $26,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 526 | $26,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,100 | $25,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,462 | $24,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 765 | $24,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 205 | $24,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 512 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 533 | $23,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 861 | $23,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,800 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $22,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 400 | $22,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 166 | $21,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 300 | $21,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 907 | $21,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 184 | $21,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 131 | $20,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 837 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,000 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,000 | $20,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 340 | $19,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,274 | $19,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,000 | $18,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,500 | $18,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 923 | $18,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 150 | $17,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 300 | $17,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 400 | $17,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 200 | $16,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,202 | $16,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 222 | $16,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $15,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,183 | $14,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 117 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 163 | $14,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 315 | $14,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 300 | $13,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 244 | $13,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 245 | $13,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 151 | $13,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200 | $12,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 223 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 152 | $12,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,000 | $12,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 100 | $11,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 564 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 456 | $11,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 285 | $11,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,000 | $11,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 800 | $11,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 200 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 138 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 900 | $10,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 437 | $10,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 389 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 192 | $9,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 210 | $9,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 16 | $9,000 | thousands by filing date | |
| 38259p508 | COM | 16 | $9,000 | thousands by filing date | ||
| YAHOO INC | 984332106 | COM | 200 | $9,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 200 | $8,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 13 | $8,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 108 | $8,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 16 | $8,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 65 | $8,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 84 | $8,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 183 | $8,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 300 | $8,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 200 | $8,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 307 | $8,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $8,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 160 | $8,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 8,398 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 82 | $7,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 88 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 75 | $7,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 32 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,904 | $7,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 41 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 230 | $6,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 32 | $6,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 698 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 100 | $6,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 351 | $6,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 221 | $6,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 600 | $6,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 22 | $5,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 52 | $5,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 100 | $5,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 36 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 72 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 139 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 954 | $4,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 314 | $4,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 120 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 300 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 512 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 400 | $4,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 365 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 144 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 27 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 45 | $3,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 149 | $3,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 16 | $2,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 64 | $2,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 20 | $2,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 221 | $2,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 25 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 190 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 104 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 137 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 58 | $2,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 16 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 234 | $2,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15 | $1,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15 | $1,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19 | $1,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10 | $1,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14 | $1,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11 | $1,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 20 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 29 | $1,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5 | $1,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 11 | $1,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10 | $1,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 24 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 30 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20 | $1,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 210 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,039 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 20 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 265 | $1,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 34 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 58 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,091 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 93 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 350 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 61 | $1,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDASSETS INC | 584045108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001497943-15-000003 | this filing | 2015-04-13 | acceptance time not in the bulk data set |