13F-HR filed by Newtyn Management, LLC
Newtyn Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 46 holding rows worth $405,184,988.
- Accession
- 0001493152-23-041042
- Filer
- CIK 1569241
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 46 entries on the cover page, a total value of $405,184,988 stated on the cover page (in dollars after the unit check, H1), rows summing to $405,184,988 with VALUE read as dollars as filed, 13F file number 028-15390. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 2,868,411 | $53,467,181 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 930,000 | $46,862,700 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 982,527 | $37,866,591 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,873,694 | $23,102,647 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 7,188,138 | $22,498,872 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 818,816 | $20,404,895 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 249,937 | $19,582,564 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 692,896 | $19,518,880 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,841,560 | $15,892,663 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 3,180,000 | $13,515,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 3,076,490 | $12,059,841 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 1,335,572 | $10,524,307 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,425,000 | $10,274,250 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 275,000 | $9,501,250 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 879,341 | $8,863,757 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 2,500,444 | $7,101,261 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 470,000 | $6,048,900 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 5,483,872 | $5,387,904 | dollars as filed | principal |
| TILLYS INC | 886885102 | CL A | 662,247 | $5,377,446 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 711,953 | $5,296,930 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 500,000 | $5,185,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 183,300 | $4,402,866 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 268,921 | $4,337,696 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 326,472 | $4,087,430 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 590,899 | $4,018,113 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 200,500 | $3,095,720 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,000,000 | $3,080,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 510,000 | $2,932,500 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,608,694 | $2,895,649 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 600,000 | $2,688,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 474,721 | $2,473,296 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 150,000 | $1,852,500 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 231,865 | $1,576,682 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,025,000 | $1,537,500 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 1,800,000 | $1,350,180 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 542,637 | $1,345,740 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 400,000 | $1,200,000 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 1,020,000 | $1,060,800 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 700,000 | $889,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 920,000 | $687,240 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 300,000 | $603,000 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 205,000 | $588,350 | dollars as filed | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 457,409 | $95,598 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 250,000 | $22,500 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 634,640 | $19,039 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 250,000 | $12,750 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-23-041042 | this filing | 2023-11-14 | acceptance time not in the bulk data set |