13F-HR filed by Newtyn Management, LLC
Newtyn Management, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 80 holding rows worth $508,925,337.
- Accession
- 0001493152-23-017279
- Filer
- CIK 1569241
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 80 entries on the cover page, a total value of $508,925,337 stated on the cover page (in dollars after the unit check, H1), rows summing to $508,925,337 with VALUE read as dollars as filed, 13F file number 028-15390. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEOPLE INC | 44891N208 | COM NEW | 905,835 | $46,741,086 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 947,071 | $32,162,531 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 7,000,000 | $28,560,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,250,000 | $25,225,000 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,539,625 | $23,941,169 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,873,694 | $23,027,699 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,531,015 | $16,611,513 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 249,937 | $16,550,828 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 1,505,000 | $15,351,000 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 1,693,092 | $15,051,588 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 2,192,116 | $14,687,177 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 140,000 | $14,632,800 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 345,000 | $14,131,200 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 559,413 | $12,530,851 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 625,000 | $11,575,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,544,120 | $10,654,428 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 400,000 | $10,528,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 268,282 | $10,366,416 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 339,319 | $9,965,791 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,072,102 | $9,927,665 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 1,137,846 | $7,817,002 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 300,000 | $7,386,000 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,058,198 | $7,015,853 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,065,000 | $5,868,150 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 324,474 | $5,642,595 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 430,898 | $5,601,674 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 719,151 | $5,544,654 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 892,735 | $5,534,957 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 5,483,872 | $5,459,880 | dollars as filed | principal |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 425,000 | $5,363,500 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 960,000 | $4,905,600 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 682,027 | $4,869,673 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 590,899 | $4,774,464 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 105,000 | $4,559,100 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 178,100 | $4,529,083 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 268,921 | $4,348,453 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 105,000 | $4,139,100 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 200,000 | $3,696,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 319,466 | $3,673,859 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 200,000 | $3,046,000 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 715,882 | $3,035,340 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 287,029 | $2,979,361 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 135,000 | $2,465,100 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 100,000 | $2,399,000 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 1,540,920 | $2,311,380 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 514,028 | $2,225,741 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,516,000 | $1,910,160 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 535,000 | $1,845,750 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 80,000 | $1,806,400 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 960,000 | $1,737,600 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 952,947 | $1,734,364 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 1,115,110 | $1,550,003 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,015,920 | $1,523,880 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 375,000 | $1,301,250 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,528,400 | $1,096,474 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 519,765 | $1,034,332 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 6,319 | $985,764 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 155,000 | $959,450 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 1,200,000 | $914,520 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,021,461 | $892,757 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 105,000 | $782,250 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 253,818 | $766,530 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 133,999 | $763,794 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 425,000 | $641,750 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 105,000 | $641,550 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 665,221 | $637,082 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 1,705,000 | $622,325 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 306,609 | $579,491 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 70,351 | $552,255 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 236,800 | $497,280 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 410,740 | $414,847 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 20,737 | $374,925 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 19,600 | $358,288 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 215,000 | $356,900 | dollars as filed | |
| IO BIOTECH INC | 449778109 | COM | 49,346 | $92,277 | dollars as filed | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 457,409 | $65,867 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 634,640 | $22,212 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 250,000 | $21,725 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 12,937 | $15,524 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 250,000 | $12,500 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-23-017279 | this filing | 2023-05-15 | acceptance time not in the bulk data set |