13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 2,192 holding rows worth $4,005,899,000.
- Accession
- 0001493152-22-032141
- Filer
- CIK 1549230
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,192 entries on the cover page, a total value of $4,005,899,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,005,917,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 11,854 | $117,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 24,942 | $116,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 10,000 | $115,000 | thousands by filing date | |
| BIOTE CORP | 090683111 | WTS | 26,784 | $115,000 | thousands by filing date | |
| Pacifico Acquisition Corp | 69512X111 | RIGHT 07/15/2026 | 417,188 | $115,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 17,693 | $114,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 11,570 | $114,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 19,444 | $113,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 1,416,063 | $113,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 11,354 | $113,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 11,202 | $111,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 15,165 | $110,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 13,094 | $110,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,947 | $110,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,750 | $109,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 10,949 | $109,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 49,195 | $108,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 10,763 | $107,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 10,771 | $107,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 21,630 | $106,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,352 | $105,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,168 | $104,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 12,507 | $104,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 15,466 | $104,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,377 | $104,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 10,384 | $104,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST RESERVE SUSTAINABLE GW | 336169107 | CLASS A COM | 10,555 | $104,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 10,372 | $104,000 | thousands by filing date | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 32,000 | $103,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 10,437 | $103,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 60,887 | $102,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,977 | $102,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 10,000 | $101,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 10,000 | $100,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 58,760 | $100,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,870 | $99,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 100,000 | $99,000 | thousands by filing date | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 13,724 | $99,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 10,000 | $99,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,003 | $98,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,325 | $98,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,119 | $98,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 17,721 | $98,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 15,588 | $98,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 450,000 | $98,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 10,356 | $97,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,047 | $97,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,663 | $97,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 812,378 | $97,000 | thousands by filing date | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 650,000 | $97,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 10,557 | $96,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 40,113 | $96,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,317 | $95,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 98,250 | $95,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 29,547 | $95,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 11,155 | $94,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 13,653 | $93,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 37,371 | $93,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 12,519 | $92,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,789 | $92,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 12,809 | $91,000 | thousands by filing date | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 60,500 | $91,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,983 | $89,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,000 | $89,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,937 | $89,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 13,179 | $87,000 | thousands by filing date | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 20,958 | $86,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,108 | $85,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 485,000 | $85,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,098 | $84,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,283 | $83,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 10,797 | $81,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,890 | $80,000 | thousands by filing date | |
| MONDEE HOLDINGS INC | 465712115 | WTS | 10,248 | $80,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 12,571 | $79,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 152,426 | $79,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 31,509 | $79,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 33,077 | $78,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 11,006 | $77,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 10,083 | $77,000 | thousands by filing date | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 540,000 | $77,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 14,427 | $74,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 17,440 | $74,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 11,968 | $72,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 25,000 | $71,000 | thousands by filing date | put |
| MONTEREY CAP ACQUISITION COR | 61244M125 | RIGHT 05/10/2027 | 594,000 | $71,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 60,000 | $70,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 10,681 | $69,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 24,000 | $66,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 10,000 | $66,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,844 | $66,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 39,521 | $65,000 | thousands by filing date | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 725,000 | $65,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 10,702 | $63,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 900,000 | $63,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651113 | RIGHT 05/13/2026 | 356,610 | $63,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 22,050 | $61,000 | thousands by filing date | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 925,000 | $60,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 360,200 | $59,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 27,215 | $58,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E116 | RIGHT 12/31/2028 | 700,000 | $58,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P112 | RIGHT 06/01/2024 | 200,000 | $58,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 88,848 | $57,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 18,864 | $56,000 | thousands by filing date | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 750,000 | $56,000 | thousands by filing date | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 700,000 | $56,000 | thousands by filing date | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 26,696 | $55,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 59,849 | $55,000 | thousands by filing date | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 400,000 | $55,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 45,057 | $54,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 15,967 | $53,000 | thousands by filing date | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 730,000 | $53,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 395,900 | $53,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 12,205 | $51,000 | thousands by filing date | |
| PRIME NO ACQUISITION I CORP | 74168P123 | RIGHT 07/31/2027 | 445,500 | $51,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 82,763 | $50,000 | thousands by filing date | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 560,000 | $50,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,200 | $49,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,600 | $48,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 17,319 | $48,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,500 | $47,000 | thousands by filing date | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 25,000 | $47,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 621,600 | $47,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 310,317 | $47,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 11,300 | $46,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 43,735 | $45,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 16,800 | $44,000 | thousands by filing date | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 22,591 | $44,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 36,350 | $43,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 23,887 | $40,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 88,889 | $39,000 | thousands by filing date | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 643,125 | $39,000 | thousands by filing date | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 300,000 | $38,000 | thousands by filing date | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 20,300 | $37,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 585,000 | $37,000 | thousands by filing date | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W117 | *W EXP 09/07/202 | 12,500 | $36,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 26,867 | $35,000 | thousands by filing date | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 450,000 | $34,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 10,073 | $33,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 32,895 | $33,000 | thousands by filing date | |
| RF ACQUISITION CORP | 74954L120 | RIGHT 05/01/2028 | 400,000 | $32,000 | thousands by filing date | |
| Semantix, Inc | G6332A114 | Warrant | 11,870 | $31,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S117 | RIGHT 10/31/2028 | 350,000 | $31,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K207 | COM NEW | 25,000 | $29,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 71,129 | $29,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 30,870 | $29,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,274 | $28,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 225,000 | $28,000 | thousands by filing date | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 22,868 | $27,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 125,000 | $27,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 20,000 | $26,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S106 | RIGHT 12/26/2025 | 595,265 | $26,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U110 | WTS | 17,200 | $26,000 | thousands by filing date | |
| NEXERA TECHNOLOGIES LTD | M61472110 | *W EXP 08/26/202 | 24,038 | $25,000 | thousands by filing date | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 362,500 | $25,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C116 | *W EXP 03/15/202 | 15,298 | $25,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 19,651 | $25,000 | thousands by filing date | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 590,000 | $23,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 391,125 | $23,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 256,245 | $22,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 250,000 | $20,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L117 | *W EXP 01/20/202 | 60,240 | $20,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 330,000 | $20,000 | thousands by filing date | |
| FINANCIAL STRATEGIES ACQUISI | 31772T123 | RIGHT 07/01/2023 | 350,000 | $19,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 15,000 | $18,000 | thousands by filing date | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 12,597 | $17,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 347,800 | $17,000 | thousands by filing date | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 24,000 | $16,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 15,094 | $16,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R130 | RIGHT 09/24/2026 | 173,591 | $16,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 22,188 | $15,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 15,398 | $15,000 | thousands by filing date | |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 13,500 | $15,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 13,673 | $14,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION-RTS | 69291C122 | COM | 450,000 | $14,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 43,790 | $14,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 30,401 | $13,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 74,155 | $13,000 | thousands by filing date | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 10,000 | $12,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 17,022 | $11,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 17,813 | $9,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 30,000 | $8,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 39,934 | $7,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 10,906 | $7,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 96,000 | $7,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 12,000 | $6,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 20,000 | $3,000 | thousands by filing date | |
| HAINAN MANASLU ACQUISTN CORP | G4233U115 | RIGHT 01/31/2029 | 37,000 | $3,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 13,950 | $3,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 399,516 | $1,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 28,211 | $1,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 15,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-22-032141 | this filing | 2022-11-14 | acceptance time not in the bulk data set |