13F-HR filed by Newtyn Management, LLC
Newtyn Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 80 holding rows worth $455,496,000.
- Accession
- 0001493152-22-032022
- Filer
- CIK 1569241
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 80 entries on the cover page, a total value of $455,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,498,000 with VALUE read as thousands by filing date, 13F file number 028-15390. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 6,318,468 | $30,581,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,576,303 | $30,486,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 950,000 | $28,054,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,355,110 | $27,997,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,495,860 | $25,308,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 2,860,000 | $25,025,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 435,000 | $24,090,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 2,258,800 | $16,060,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 438,674 | $14,871,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,516,003 | $13,947,000 | thousands by filing date | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 950,000 | $13,823,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 153,900 | $11,909,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 425,000 | $11,794,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 466,716 | $10,963,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,088,900 | $10,856,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,150,000 | $10,718,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 10,500,000 | $10,148,000 | thousands by filing date | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 249,937 | $9,755,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 845,171 | $7,826,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,175,000 | $7,720,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 180,000 | $7,675,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 550,000 | $6,875,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,767,094 | $6,627,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 455,262 | $6,082,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 675,000 | $5,225,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 31,916 | $5,091,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 900,000 | $4,878,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 150,000 | $4,422,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 571,150 | $3,952,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 590,899 | $3,805,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 929,200 | $3,670,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 315,975 | $3,501,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 505,900 | $3,283,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 175,000 | $3,283,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250,000 | $3,138,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 515,400 | $2,917,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 500,000 | $2,750,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 520,000 | $2,418,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 600,000 | $2,166,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 625,000 | $1,844,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 310,000 | $1,795,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 105,000 | $1,682,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 800,000 | $1,576,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 470,000 | $1,556,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 93,160 | $1,513,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,500,000 | $1,425,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 654,112 | $1,256,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 800,000 | $1,160,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 400,000 | $1,104,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,000,000 | $1,100,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 350,000 | $1,096,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 600,000 | $1,080,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 300,000 | $1,038,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 500,000 | $1,030,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 105,000 | $1,006,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 105,000 | $993,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 1,000,000 | $954,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 600,000 | $888,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 6,319 | $865,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 900,000 | $855,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 900,000 | $790,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 415,000 | $643,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 200,000 | $610,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 350,000 | $592,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 500,000 | $535,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 210,000 | $470,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 1,500,000 | $420,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 125,000 | $400,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 300,000 | $375,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R129 | RIGHT 09/24/2026 | 750,000 | $351,000 | thousands by filing date | |
| IO BIOTECH INC | 449778109 | COM | 100,000 | $271,000 | thousands by filing date | |
| Global Business Travel Group I | 37890B118 | Warrant | 118,828 | $187,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 634,640 | $108,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 500,000 | $69,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 457,409 | $63,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 250,000 | $34,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 250,000 | $30,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 35,000 | $24,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 250,000 | $15,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651113 | RIGHT 05/13/2026 | 60,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-22-032022 | this filing | 2022-11-14 | acceptance time not in the bulk data set |