13F-HR filed by DG Capital Management, LLC
DG Capital Management, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 141 holding rows worth $608,661,000.
- Accession
- 0001493152-22-004339
- Filer
- CIK 1512716
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 142 entries on the cover page, a total value of $608,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $608,665,000 with VALUE read as thousands by filing date, 13F file number 028-16742. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 73,200 | $65,624,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 200,000 | $41,960,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 137,254 | $29,658,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,200,542 | $29,289,000 | thousands by filing date | |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 29,203,000 | $27,318,000 | thousands by filing date | principal |
| EVERI HLDGS INC | 30034T103 | COM | 1,234,308 | $26,352,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 646,005 | $24,406,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 270,453 | $24,246,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 920,000 | $22,991,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,727,008 | $22,382,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,064,176 | $22,326,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 539,437 | $21,653,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 207,700 | $19,426,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 175,053 | $18,864,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 239,450 | $18,153,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,344,485 | $14,641,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 3,969,190 | $13,098,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 218,747 | $12,854,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,116,366 | $11,141,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 248,559 | $9,095,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 757,600 | $7,652,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,159,389 | $5,101,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 500,000 | $4,870,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 470,000 | $4,611,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 450,000 | $4,428,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 440,000 | $4,290,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 411,571 | $4,000,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 407,944 | $3,977,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 400,000 | $3,884,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 380,000 | $3,709,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 619,707 | $3,483,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 338,481 | $3,304,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 300,000 | $2,952,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 907,047 | $2,857,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 260,000 | $2,569,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F101 | COM | 250,000 | $2,438,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 250,000 | $2,428,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 245,000 | $2,386,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 511,562 | $2,236,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 225,000 | $2,210,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 221,400 | $2,148,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 212,036 | $2,074,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 200,000 | $1,990,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 199,329 | $1,975,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 200,500 | $1,957,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 200,000 | $1,954,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 200,000 | $1,948,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 200,000 | $1,940,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 376,758 | $1,921,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C109 | CLASS A ORD SHS | 175,000 | $1,720,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 164,707 | $1,616,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H104 | SHS CL A | 152,103 | $1,478,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 150,000 | $1,470,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 150,000 | $1,464,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 150,201 | $1,461,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 150,000 | $1,461,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 132,870 | $1,295,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 127,000 | $1,236,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 125,000 | $1,214,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 9,415 | $1,198,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 120,000 | $1,171,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 120,000 | $1,166,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 110,700 | $1,079,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 105,466 | $1,030,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 105,594 | $1,026,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J109 | CMN | 105,400 | $1,024,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 100,000 | $980,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 99,987 | $976,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 100,000 | $975,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L101 | CMN | 100,000 | $973,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 98,393 | $958,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 96,800 | $941,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 90,000 | $889,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 88,240 | $862,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 87,364 | $862,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 82,653 | $810,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 82,500 | $804,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 82,316 | $803,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 77,239 | $752,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 75,000 | $732,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 73,964 | $717,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287105 | CMN | 57,606 | $561,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 50,648 | $501,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 50,000 | $489,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 50,000 | $486,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 50,000 | $486,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 50,000 | $485,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 41,000 | $403,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 39,900 | $398,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 25,000 | $247,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 25,000 | $246,000 | thousands by filing date | |
| RESEARCH ALLIANCE CORP II | 760873109 | CMN | 25,000 | $243,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 25,000 | $243,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 14,800 | $145,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 249,999 | $125,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 200,000 | $122,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 234,999 | $117,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 149,999 | $87,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 112,825 | $78,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 137,189 | $73,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 135,981 | $73,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 100,249 | $60,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 100,000 | $59,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 50,000 | $54,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 83,332 | $52,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 83,333 | $47,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 48,999 | $44,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 73,800 | $44,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 66,666 | $43,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 73,333 | $42,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,405 | $40,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 50,701 | $37,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 35,000 | $34,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 49,998 | $33,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 49,998 | $32,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 62,499 | $32,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 36,175 | $31,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 37,499 | $31,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 60,000 | $30,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 27,675 | $29,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 30,039 | $26,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 27,550 | $25,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 33,328 | $25,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 24,199 | $24,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 40,000 | $24,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 26,398 | $23,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 25,399 | $22,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 27,500 | $22,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 22,097 | $22,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 33,333 | $22,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 33,333 | $17,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 15,000 | $15,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 25,000 | $14,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 17,566 | $14,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 16,607 | $14,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 15,337 | $13,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 10,129 | $12,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 16,463 | $12,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 12,169 | $10,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 12,500 | $8,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 12,499 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-22-004339 | this filing | 2022-02-14 | acceptance time not in the bulk data set |