Skip to content

13F-HR filed by DG Capital Management, LLC

DG Capital Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 173 holding rows worth $492,872,000.

Accession
0001493152-21-028050
Filed
2021-11-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2021

A holdings report, 173 entries on the cover page, a total value of $492,872,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $492,876,000 with VALUE read as thousands by filing date, 13F file number 028-16742. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
INVACARE CORP461203AL5NOTE 5.000%11/129,203,000$26,551,000thousands by filing dateprincipal
EVERI HLDGS INC30034T103COM1,022,833$24,732,000thousands by filing date
UNITED THERAPEUTICS CORP DEL COM91307C102Stock130,031$24,001,000thousands by filing date
SUMMIT MATERIALS INC CLASS A86614U100CL A692,678$22,145,000thousands by filing date
TURNING PT BRANDS INC COM90041L105Stock459,217$21,928,000thousands by filing date
WYNDHAM HOTELS & RESORTS INC98311A105COM270,208$20,857,000thousands by filing date
BLOOMIN BRANDS INC094235108COM824,176$20,604,000thousands by filing date
AMARIN CORP PLC023111206SPONS ADR NEW4,018,870$20,496,000thousands by filing date
HORIZON THERAPEUTICS PLCG46188101SHS175,053$19,175,000thousands by filing date
CAESARS ENTERTAINMENT INC NE12769G100COM167,700$18,829,000thousands by filing date
INSPIRED ENTERTAINMENT INC45782N108COMMON STOCK1,580,788$18,495,000thousands by filing date
COMMUNITY HEALTH SYSTEMS INC203668108COMMON STOCK1,394,475$16,315,000thousands by filing date
DINE BRANDS GLOBAL INC254423106COM198,824$16,146,000thousands by filing date
ANTERIX INC03676C100COMMON STOCK222,533$13,508,000thousands by filing date
BRINKER INTL INC COM109641100Stock268,559$13,173,000thousands by filing date
FULL HSE RESORTS INC359678109COM1,109,634$11,773,000thousands by filing date
BLUEKNIGHT ENERGY PARTNERS LP09625U109PREFERRED3,191,778$9,735,000thousands by filing date
AURINIA PHARMACEUTICALS INC COM05156V102Stock402,200$8,901,000thousands by filing date
THAYER VENTURES ACQU CORP88332T100COM CL A757,600$7,659,000thousands by filing date
SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.1584677L109CL A635,680$6,439,000thousands by filing date
FENNEC PHARMACEUTICALS INC31447P100COMMON STOCK618,451$5,826,000thousands by filing date
BLOOMIN BRANDS INC094235108COM200,000$5,000,000thousands by filing datecall
EMPOWERMENT & INCLUSION CAPI29248N100CMN500,000$4,890,000thousands by filing date
GLOBAL SYNERGY ACQUISIT CORPG3934J106CMN470,000$4,606,000thousands by filing date
BIOTECH ACQUISITION COMPANYG1125A108CL A SHS450,000$4,383,000thousands by filing date
FRAZIER LIFESCIENCES ACQU COG3710A105CMN440,000$4,325,000thousands by filing date
NORTHERN REVIVAL ACQUISITIONG6546R101CL A SHS411,571$3,996,000thousands by filing date
SCIENCE STRATEGIC ACQ ALPHA808641104CMN407,944$3,961,000thousands by filing date
FORTISTAR SUSTAINABLE SOL CO34962M106CMN400,000$3,908,000thousands by filing date
HEALTHCOR CATALIO ACQU CORPG44125105CL A SHS389,136$3,852,000thousands by filing date
CONTAINER STORE GROUP INC210751103COMMON STOCK390,196$3,715,000thousands by filing date
AWARE INC MASS05453N100CMN907,047$3,710,000thousands by filing date
SCION TECH GROWTH IG31067104CMN380,000$3,697,000thousands by filing date
PROVENTION BIO INC74374N102COM544,222$3,483,000thousands by filing date
MARLIN TECHNOLOGY CORPG58411102COM338,481$3,304,000thousands by filing date
PINE TECHNOLOGY ACQUISITN CO722850104CLASS A COM300,000$2,895,000thousands by filing date
CARTESIAN GROWTH CORPG19276107COM260,000$2,566,000thousands by filing date
CLARIM ACQUISITION CORP18049C108CMN250,000$2,458,000thousands by filing date
TAILWIND INTERNATNAL ACQ CORG8662F101COM250,000$2,425,000thousands by filing date
ARES ACQUISITION CORPORATIONG33032106COM CL A245,000$2,386,000thousands by filing date
ROSECLIFF ACQUISITION CORP I77732R103COM225,000$2,183,000thousands by filing date
FUSION ACQUISITION CORP II36118N102COM221,400$2,150,000thousands by filing date
ELLIOTT OPPORTUNITY II CORPG30092129UNIT 99/99/9999200,000$2,024,000thousands by filing date
ALKURI GLOBAL ACQUISITION CO66981N103COM CL A200,000$1,994,000thousands by filing date
M3 BRIGADE ACQUISITION II CO553800103COM CL A200,000$1,982,000thousands by filing date
FIFTH WALL ACQUISITN CORP IIG34142102CLASS A ORD SHS200,000$1,964,000thousands by filing date
ATHLON ACQUISITION CORP04748A106CMN200,500$1,961,000thousands by filing date
SPORTSTEK ACQUISITION CORP849196100CMN200,000$1,950,000thousands by filing date
AGILE GROWTH CORPG01202103CLASS A ORD200,000$1,944,000thousands by filing date
MANNKIND CORP COM NEW56400P706Stock437,187$1,902,000thousands by filing date
ORION BIOTECH OPPORTUNTES COG6780C109CLASS A ORD SHS175,000$1,720,000thousands by filing date
POWER & DIGITAL INFRA ACQ CO739190106COM CL A158,308$1,600,000thousands by filing date
ESM ACQUISITION CORPORATIONG3195H104SHS CL A152,103$1,485,000thousands by filing date
GIGCAPITAL4 INC37518G101COM150,000$1,479,000thousands by filing date
CORNER GROWTH ACQUISITION COG2425N105COM150,000$1,464,000thousands by filing date
FORUM MERGER IV CORP349875104CLASS A COM150,000$1,464,000thousands by filing date
LAZARD GROWTH ACQUISITION COG54035103COM150,201$1,461,000thousands by filing date
MASON INDUSTRIAL TECHNOLGY I57520Y106COM CL A150,000$1,461,000thousands by filing date
TAILWIND TWO ACQUISITION CORG86613109SHS CL A150,000$1,460,000thousands by filing date
APOLLO STRATEGIC GRWT CPTL IG0412A110UNIT 99/99/9999133,252$1,326,000thousands by filing date
PERIDOT ACQUISITION CORP IIG7008B105COM127,000$1,233,000thousands by filing date
CLASS ACCELERATION CORP18274B106CMN125,000$1,215,000thousands by filing date
COVA ACQUISITION CORPG2554Y104CMN120,000$1,165,000thousands by filing date
FINTECH EVOLUTION ACQUIS GROG3R19A104SHS CL A120,000$1,163,000thousands by filing date
SPARTAN ACQUISITION CORP III84677R106COM CL A110,000$1,087,000thousands by filing date
SILVER SPIKE ACQUISITN CORPG8201H105CLASS A ORD SHS105,594$1,035,000thousands by filing date
OMEGA ALPHA SPACG6749V107CL A105,466$1,026,000thousands by filing date
ADVANCED MERGER PARTNERS INC00777J109CMN105,400$1,022,000thousands by filing date
MDH ACQUISITION CORP55283P106CMN100,000$985,000thousands by filing date
EPIPHANY TECHNOLOGY ACQUISIT29429X109COM99,987$977,000thousands by filing date
Z-WORK ACQUISITION CORP98880C102COM CL A100,000$974,000thousands by filing date
MISSION ADVANCEMENT CORP60501L101CMN100,000$972,000thousands by filing date
AUSTERLITZ ACQUISITION CORPG0633U101CMN96,800$944,000thousands by filing date
FRONTIER ACQUISITION CORPG36826108CLASS A ORD SHS92,431$901,000thousands by filing date
GRITSTONE BIO INC39868T105COM83,162$898,000thousands by filing date
G SQUARED ASCEND I INCG4204R109SHS CL A90,000$888,000thousands by filing date
JAWS MUSTANG ACQUISITION CORP SHS CL AG50737108Stock88,900$868,000thousands by filing date
DRAGONEER GROWTH OPT CORP IIG28315102CL A SHS88,240$865,000thousands by filing date
POEMA GLOBAL HOLDINGS CORPG7154B107CL A SHS84,669$835,000thousands by filing date
PONTEM CORPORATIONG71707106COM82,653$803,000thousands by filing date
L CATTERTON ASIA ACQUISITIONG5346G125CLASS A ORD SHS82,500$803,000thousands by filing date
APOLLO STRATEGIC GRWT CPTL IG0412A102SHS CL A78,784$770,000thousands by filing date
890 5TH AVE PARTNERS INC28250A105COM CL A75,460$748,000thousands by filing date
WARBURG PINCUS CAPTAL CORP IG9460M108COM75,000$734,000thousands by filing date
ARYA SCIENCES ACQUISITN CORPG31658100CLASS A ORD SHS73,964$731,000thousands by filing date
KKR ACQUISITION HOLDING I CORP UNIT48253T208Stock73,263$731,000thousands by filing date
TRITIUM DCFC LIMITED ORDINARY SHARES242794105Stock73,523$727,000thousands by filing date
FRONTIER ACQUISITION CORPG36826116UNIT 03/01/202672,276$713,000thousands by filing date
FORTRESS VALUE ACQUISITIN IV34964K207UNIT 03/31/202867,449$664,000thousands by filing date
FORTRESS VALUE ACQUISI CORP34964K108COM CL A65,421$637,000thousands by filing date
FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.0034552Y106CL A63,294$624,000thousands by filing date
SIMON PROPERTY GRP ACQ HOLDI82880R202UNIT 99/99/999957,288$570,000thousands by filing date
RXR ACQUISITION CORP UNIT EXP 01012574981W206Stock57,116$563,000thousands by filing date
ATLAS CREST INVESTMENT CORP049287105CMN57,606$562,000thousands by filing date
VIRGIN GROUP ACQUISIT CORP IG9460K102SHS CL A57,364$557,000thousands by filing date
MSD ACQUISITION CORPG5709C117UNIT 03/25/202650,648$507,000thousands by filing date
FIRST RESERVE SUSTAINABLE GW336169107CLASS A COM50,500$500,000thousands by filing date
SUPERNOVA PARTNERS ACQUISTNG8T86C105SHS CL A50,000$486,000thousands by filing date
PROPERTY SOLUTIONS ACQUISITI74350A108COM50,000$485,000thousands by filing date
ARROWROOT ACQUISITION CORP04282M102COM50,000$485,000thousands by filing date
ORION ACQUISITION CORP68626A108CMN50,000$485,000thousands by filing date
PLUM ACQUISITION CORP IG7134L126CLASS A ORD SHS50,000$484,000thousands by filing date
MONDEE HOLDINGS INC COM CL AG49775102Stock41,000$400,000thousands by filing date
CF ACQUISITION CORP VIII12520C109CLASS A COM40,000$399,000thousands by filing date
INMUNE BIO INC45782T105COM20,000$388,000thousands by filing date
ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.1001407X104CL A COM34,054$344,000thousands by filing date
VIRGIN GROUP ACQUISIT CORP IG9460K110UNIT 99/99/999930,000$297,000thousands by filing date
THIMBLE POINT ACQUISITION CO88408P107COM CL A25,000$249,000thousands by filing date
ROTH CH ACQUISITION III CO77867Q102COM25,000$249,000thousands by filing date
CF ACQUISITION CORP V12520R106CL A25,000$248,000thousands by filing date
RESEARCH ALLIANCE CORP II760873109CMN25,000$246,000thousands by filing date
RXR ACQUISITION CORP74981W107CLASS A COM25,200$245,000thousands by filing date
KKR ACQUISITION HOLDING I CO48253T109CMN25,130$245,000thousands by filing date
CF ACQUISITION CORP VI12521J103COMMON STOCK25,000$243,000thousands by filing date
RICEBRAN TECHNOLOGIES762831204COM NEW412,121$243,000thousands by filing date
BOA ACQUISITION CORP05601A109CMN25,000$243,000thousands by filing date
PATHFINDER ACQUISITION CORPG04119106CL A23,340$231,000thousands by filing date
FIRST RESERVE SUSTAINABLE GW336169206UNIT 03/05/202622,305$224,000thousands by filing date
JAWS MUSTANG ACQUISITION CORG50737116UNIT 99/99/999921,800$219,000thousands by filing date
ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.2077584N101COM CL A21,584$218,000thousands by filing date
SIMON PROPERTY GRP ACQ HOLDI82880R103CMN19,951$195,000thousands by filing date
EPWR/WS US 31 Dec 27 C11.529248N118*W EXP 01/12/202249,999$187,000thousands by filing date
BIOTECH ACQUISITION COMPANYG1125A116*W EXP 11/30/202224,999$148,000thousands by filing date
LIVE OAK MOBILITY ACQUISI CO538126103COM CL A14,800$143,000thousands by filing date
FORTISTAR SUSTAINABLE SOL CO34962M114WTS200,000$137,000thousands by filing date
GLOBAL SYNERGY ACQUISIT CORPG3934J122*W EXP 99/99/999234,999$133,000thousands by filing date
SLAM CORPG8210L105COM10,000$98,000thousands by filing date
FRAZIER LIFESCIENCES ACQU COG3710A113WTS149,999$95,000thousands by filing date
SCIENCE STRATEGIC ACQ ALPHA808641112*W EXP 01/20/202135,981$95,000thousands by filing date
Northern Revival Acquisition CorpG6546R119Warrant137,189$93,000thousands by filing date
SPORTSTEK ACQUISITION CORP849196118*W EXP 02/16/202100,000$90,000thousands by filing date
MARLIN TECHNOLOGY CORPG58411110WARR112,825$90,000thousands by filing date
PINE TECHNOLOGY ACQUISITN CO722850112WARR99,999$70,000thousands by filing date
ATHLON ACQUISITION CORP04748A114WTS100,249$70,000thousands by filing date
SCION TECH GROWTH IG31067112*W EXP 11/01/20273,333$57,000thousands by filing date
TAILWIND INTERNATNAL ACQ CORG8662F119WARR83,333$52,000thousands by filing date
CLARIM ACQUISITION CORP18049C116WTS83,332$52,000thousands by filing date
FUSION ACQUISITION CORP II36118N110WTS73,800$51,000thousands by filing date
TAILWIND TWO ACQUISITION CORG86613125*W EXP 03/09/20250,000$50,000thousands by filing date
AGILE GROWTH CORPG01202111*W EXP 03/09/20266,666$43,000thousands by filing date
CORNER GROWTH ACQUISITION COG2425N113*W EXP 99/99/99949,998$42,000thousands by filing date
ARES ACQUISITION CORPORATIONG33032122*W EXP 02/02/20248,999$42,000thousands by filing date
FORUM MERGER IV CORP349875112*W EXP 03/15/20237,499$41,000thousands by filing date
ROSECLIFF ACQUISITION CORP I77732R111*W EXP 02/11/20274,999$41,000thousands by filing date
CLASS ACCELERATION CORP18274B114WTS62,499$37,000thousands by filing date
MASON INDUSTRIAL TECHNOLGY I57520Y114*W EXP 99/99/99949,998$36,000thousands by filing date
COVAW US 31 Dec 27 C11.5G2554Y120*W EXP 02/05/20260,000$35,000thousands by filing date
ESM ACQUISITION CORPORATIONG3195H112*W EXP 02/02/20250,701$33,000thousands by filing date
ORION BIOTECH OPPORTUNTES COG6780C117*W EXP 04/15/20235,000$32,000thousands by filing date
SILVER SPIKE ACQUISITN CORPG8201H113WARR26,398$29,000thousands by filing date
EPIPHANY TECHNOLOGY ACQUISIT29429X117*W EXP 01/12/20233,328$29,000thousands by filing date
FINTECH EVOLUTION ACQUIS GROG3R19A120WTS40,000$27,000thousands by filing date
Jaws Mustang Acquisition CorpG50737124Warrant22,225$26,000thousands by filing date
AUSTERLITZ ACQUISITION CORPG0633U127*W EXP 02/19/20224,199$25,000thousands by filing date
LAZARD GROWTH ACQUISITION COG54035111*W EXP 02/10/20230,039$23,000thousands by filing date
PERIDOT ACQUISITION CORP IIG7008B121WARR25,399$21,000thousands by filing date
Z-WORK ACQUISITION CORP98880C110*W EXP 01/04/20233,333$21,000thousands by filing date
PONTEM CORPORATIONG71707122WARR27,550$20,000thousands by filing date
MISSION ADVANCEMENT CORP60501L119*W EXP 03/05/20233,333$19,000thousands by filing date
L CATTERTON ASIA ACQUISITIONG5346G117*W EXP 03/08/20227,500$19,000thousands by filing date
FRONTIER ACQUISITION CORPG36826124*W EXP 03/04/20218,107$17,000thousands by filing date
ADVANCED MERGER PARTNERS INC00777J117WTS17,566$16,000thousands by filing date
APOLLO STRATEGIC GRWT CPTL IG0412A128*W EXP 02/12/20215,756$15,000thousands by filing date
WARBURG PINCUS CAPTAL CORP IG9460M124WARR15,000$14,000thousands by filing date
ARROWROOT ACQUISITION CORP04282M110WARR25,000$14,000thousands by filing date
ITHAX ACQUISITION CORPG49775128WTS20,500$13,000thousands by filing date
CF ACQUISITION CORP VIII12520C117*W EXP 03/31/20210,000$10,000thousands by filing date
VIRGIN GROUP ACQUISIT CORP IG9460K128*W EXP 03/13/20211,472$10,000thousands by filing date
ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED049287113*W EXP 02/03/20212,169$10,000thousands by filing date
RIGETTI COMPUTING8T86C121EQUITY WRT12,500$10,000thousands by filing date
PROPERTY SOLUTIONS ACQUISITI74350A116WARR12,499$9,000thousands by filing date
PLUM ACQUISITION CORP IG7134L118*W EXP 03/18/20210,000$8,000thousands by filing date
ORION ACQUISITION CORP68626A116WTS12,500$8,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001493152-21-028050this filing2021-11-12acceptance time not in the bulk data set