13F-HR/A filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-08-17, with 1,808 holding rows worth $3,112,704,000.
- Accession
- 0001493152-21-020457
- Filer
- CIK 1549230
- Filed
- 2021-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 1,808 entries on the cover page, a total value of $3,112,704,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,112,704,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,504 | $209,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,186 | $209,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,705 | $208,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 463 | $208,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,662 | $208,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 20,334 | $208,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 46,562 | $207,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 21,300 | $207,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 5,961 | $207,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,464 | $206,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 46,874 | $206,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 3,475 | $205,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 21,123 | $205,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 854 | $204,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 5,500 | $204,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 15,384 | $204,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521129 | UNIT 06/04/2026 | 20,000 | $204,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,285 | $203,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,475 | $203,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,150 | $202,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,453 | $202,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,196 | $202,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 788 | $202,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 576,853 | $202,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 923 | $201,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 9,500 | $201,000 | thousands by filing date | put |
| BERKELEY LTS INC | 084310101 | COM | 4,467 | $200,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 20,678 | $200,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 20,495 | $200,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 20,018 | $199,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 20,350 | $199,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 56,000 | $198,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 19,307 | $198,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 64,500 | $197,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 20,996 | $196,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 19,667 | $196,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 19,771 | $195,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 19,500 | $195,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 19,443 | $194,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 19,057 | $193,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,500 | $192,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 50,772 | $192,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 20,000 | $192,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 16,863 | $192,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 19,647 | $192,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 19,091 | $190,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 19,000 | $190,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 62,228 | $189,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 18,838 | $188,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 13,508 | $187,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,935 | $184,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 14,043 | $183,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 18,967 | $183,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 60,000 | $182,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,552 | $182,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 18,000 | $182,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 18,342 | $182,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 18,430 | $181,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 18,413 | $181,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 17,850 | $181,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 17,850 | $180,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 17,850 | $180,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 17,753 | $178,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 17,850 | $178,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 84,000 | $177,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 17,850 | $177,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,248 | $176,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 17,568 | $176,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 18,191 | $176,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 17,610 | $176,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 22,079 | $175,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 53,041 | $175,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 17,954 | $175,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 17,200 | $174,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 17,745 | $174,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 17,425 | $174,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 17,464 | $174,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 17,310 | $173,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 17,250 | $172,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 17,325 | $172,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 17,257 | $172,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 17,228 | $172,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,307 | $171,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 17,641 | $171,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 16,778 | $171,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 304,475 | $169,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 16,905 | $169,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442107 | CMN | 16,955 | $168,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 16,616 | $166,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870202 | UNIT 03/16/2028 | 16,400 | $165,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 16,000 | $164,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 14,894 | $163,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 733,972 | $162,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,318 | $160,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 16,503 | $159,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 11,200 | $158,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 32,430 | $158,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 15,804 | $157,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,000 | $156,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 15,548 | $156,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 13,981 | $156,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 14,465 | $156,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T112 | *W EXP 08/31/202 | 15,379 | $155,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 14,706 | $154,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 15,298 | $154,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 15,752 | $153,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 15,000 | $153,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 11,148 | $152,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 15,152 | $152,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 15,030 | $152,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 15,152 | $152,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 15,030 | $152,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 15,030 | $152,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 40,564 | $151,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 275,000 | $151,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 15,223 | $151,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 15,075 | $151,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 15,105 | $151,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 15,060 | $151,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 15,136 | $151,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 15,100 | $151,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 15,091 | $151,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 15,121 | $151,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 15,152 | $151,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 15,121 | $151,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 15,501 | $150,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 15,075 | $150,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 15,043 | $150,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 15,000 | $150,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 15,060 | $150,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 15,000 | $150,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 15,000 | $150,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 15,000 | $150,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 15,000 | $150,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 15,000 | $150,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 15,030 | $150,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 14,985 | $150,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 14,898 | $150,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 50,294 | $149,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 13,276 | $149,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 14,925 | $149,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 15,030 | $149,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 14,837 | $149,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 15,030 | $148,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 15,368 | $148,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 15,000 | $148,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 14,896 | $148,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 15,000 | $148,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 13,940 | $148,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 14,900 | $148,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 14,935 | $147,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 14,639 | $147,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 14,620 | $147,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 13,812 | $146,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 14,326 | $146,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 14,497 | $145,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 24,360 | $145,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,473 | $145,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 17,232 | $144,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 14,444 | $144,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 14,300 | $143,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 14,531 | $142,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 14,623 | $142,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 400,000 | $142,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 14,261 | $142,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 13,820 | $140,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 13,948 | $139,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 13,791 | $139,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 13,866 | $138,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 13,776 | $137,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 13,527 | $136,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 13,838 | $136,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 13,600 | $136,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 19,835 | $135,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 13,880 | $134,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 13,400 | $134,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 13,750 | $134,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 13,304 | $133,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 13,317 | $133,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 13,204 | $133,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 13,352 | $133,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 13,234 | $131,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699202 | UNIT 05/06/2026 | 12,550 | $130,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 23,006 | $129,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,385 | $129,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 14,224 | $128,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 10,250 | $128,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 12,900 | $128,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 13,000 | $128,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,646 | $127,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 13,104 | $127,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 45,370 | $127,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 32,836 | $125,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 12,845 | $125,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 12,500 | $125,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 10,000 | $125,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 12,237 | $125,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 24,239 | $124,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,120 | $124,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 12,784 | $124,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 12,699 | $123,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 85,000 | $123,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 12,233 | $122,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 12,168 | $121,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 36,297 | $120,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 12,021 | $120,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 11,545 | $119,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 11,804 | $118,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 11,800 | $118,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841205 | UNIT 04/30/2028 | 10,742 | $118,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 10,477 | $117,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 13,424 | $117,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 11,934 | $117,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 11,600 | $117,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 11,807 | $117,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083123 | *W EXP 12/27/202 | 11,717 | $117,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 300,000 | $117,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 11,750 | $117,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 11,814 | $117,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 310,317 | $116,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 141,629 | $115,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 40,649 | $115,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 10,600 | $115,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,385 | $114,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 11,545 | $113,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 11,200 | $111,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,159 | $108,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 299,155 | $108,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 10,600 | $106,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 10,890 | $106,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 22,680 | $105,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 10,387 | $105,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 10,475 | $104,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 10,000 | $104,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 17,115 | $103,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 10,116 | $103,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 10,589 | $102,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 10,174 | $102,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 10,163 | $100,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 10,000 | $100,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,928 | $99,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 20,651 | $98,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 10,000 | $97,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,182 | $96,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,582 | $96,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 10,000 | $96,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 16,000 | $93,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 17,099 | $93,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 38,280 | $91,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,638 | $90,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 57,850 | $90,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 33,385 | $88,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,049 | $87,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,432 | $86,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,192 | $82,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,145 | $82,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 37,800 | $79,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,344 | $78,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,051 | $77,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 13,486 | $74,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 13,389 | $71,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 10,545 | $62,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 36,265 | $57,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 24,213 | $54,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 23,095 | $54,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,002 | $46,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,751 | $45,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 18,293 | $45,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,900 | $44,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 14,629 | $43,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 19,428 | $41,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 41,659 | $41,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 10,046 | $40,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,158 | $40,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 19,097 | $40,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 29,757 | $40,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,939 | $39,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,764 | $39,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 11,700 | $39,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 11,519 | $39,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 13,887 | $39,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 28,193 | $39,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,829 | $38,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,161 | $38,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 11,503 | $38,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 29,070 | $37,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,227 | $37,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 24,835 | $37,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 10,000 | $36,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 20,370 | $36,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,965 | $35,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,736 | $35,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 11,365 | $35,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 10,965 | $35,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,082 | $34,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 54,860 | $31,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 11,200 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 16,829 | $27,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 216,000 | $25,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 11,406 | $25,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 20,659 | $23,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,726 | $17,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 15,000 | $17,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 12,922 | $15,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 13,784 | $10,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 28,211 | $7,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 13,369 | $7,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 13,761 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-21-019969 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-21-020457 | this filing | 2021-08-17 | acceptance time not in the bulk data set |