13F-HR filed by DG Capital Management, LLC
DG Capital Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 126 holding rows worth $418,659,000.
- Accession
- 0001493152-21-011335
- Filer
- CIK 1512716
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 127 entries on the cover page, a total value of $418,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,665,000 with VALUE read as thousands by filing date, 13F file number 028-16742. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 139,471 | $23,329,000 | thousands by filing date | |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 23,300,000 | $22,920,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,142,694 | $22,568,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,177,146 | $19,730,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 638,416 | $17,888,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 615,367 | $16,646,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,157,219 | $16,328,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 177,314 | $16,320,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 203,559 | $14,465,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 268,360 | $14,000,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 141,516 | $12,376,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 242,000 | $12,032,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 128,824 | $11,598,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 80,000 | $11,353,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 161,500 | $11,269,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 3,088,636 | $10,007,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,121,928 | $9,548,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 195,569 | $9,223,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 797,800 | $7,898,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 591,154 | $7,676,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 6,815,000 | $6,622,000 | thousands by filing date | principal |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 500,000 | $4,835,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 470,000 | $4,559,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 450,000 | $4,451,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 440,000 | $4,378,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 411,571 | $4,186,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 417,861 | $4,133,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 407,944 | $4,055,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 399,200 | $3,992,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 400,000 | $3,960,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,075,493 | $3,926,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 380,000 | $3,720,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 338,481 | $3,249,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 300,000 | $2,976,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 260,000 | $2,587,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 250,000 | $2,473,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 245,000 | $2,426,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 250,000 | $2,415,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 225,000 | $2,232,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 221,400 | $2,199,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 203,337 | $2,068,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 200,000 | $1,988,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 200,000 | $1,984,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 200,000 | $1,984,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 200,000 | $1,976,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 200,500 | $1,933,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 152,103 | $1,512,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 150,201 | $1,502,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 150,000 | $1,485,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 150,000 | $1,482,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 150,000 | $1,481,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 150,000 | $1,469,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 150,000 | $1,457,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 364,143 | $1,427,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 127,000 | $1,262,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 126,823 | $1,262,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 125,000 | $1,208,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 120,000 | $1,204,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 120,000 | $1,194,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 120,000 | $1,184,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 105,400 | $1,054,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 105,594 | $1,050,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 105,466 | $1,044,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 100,000 | $1,004,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 100,000 | $1,003,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 100,000 | $995,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 100,000 | $994,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 100,000 | $980,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 98,494 | $979,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 99,987 | $975,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 930,663 | $921,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 90,000 | $900,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 84,669 | $848,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 82,653 | $818,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 78,523 | $790,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 78,784 | $786,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 75,000 | $749,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 75,000 | $746,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 75,460 | $731,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 72,431 | $719,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 60,000 | $609,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 59,796 | $598,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 50,000 | $502,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 50,000 | $500,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 50,000 | $498,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 50,000 | $497,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 50,000 | $493,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 41,000 | $411,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 40,000 | $397,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 35,500 | $356,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 30,000 | $298,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 19,776 | $263,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 25,000 | $250,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 25,000 | $248,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 25,000 | $248,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 25,000 | $248,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 25,000 | $244,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 400,000 | $240,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 25,000 | $240,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 19,400 | $195,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 200,000 | $152,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 14,800 | $148,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 225,000 | $144,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 149,999 | $135,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 249,999 | $125,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 234,999 | $122,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 137,189 | $84,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 112,825 | $80,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 73,333 | $64,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 5,974 | $60,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 100,249 | $54,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 49,998 | $50,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 83,332 | $44,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 48,999 | $43,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 62,499 | $39,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 3,800 | $38,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 49,998 | $31,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 33,328 | $28,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 33,333 | $24,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 25,152 | $20,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 1,600 | $16,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 1,000 | $10,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 1,037 | $10,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 8,333 | $8,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 8,332 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-21-011335 | this filing | 2021-05-13 | acceptance time not in the bulk data set |