13F-HR/A filed by DG Capital Management, LLC
DG Capital Management, LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-02-12, with 37 holding rows worth $236,400,000.
- Accession
- 0001493152-21-003649
- Filer
- CIK 1512716
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 39 entries on the cover page, a total value of $236,400,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,403,000 with VALUE read as thousands by filing date, 13F file number 028-16742. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 15,975,000 | $15,579,000 | thousands by filing date | principal |
| EVERI HLDGS INC | 30034T103 | COM | 1,091,312 | $15,071,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 93,416 | $14,180,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 940,691 | $13,932,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 181,614 | $13,285,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 615,367 | $11,950,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 205,559 | $11,628,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 220,000 | $10,998,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,221,453 | $10,863,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 537,805 | $10,799,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 131,516 | $9,768,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 80,000 | $9,530,000 | thousands by filing date | call |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 800,000 | $8,360,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 443,331 | $7,510,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 152,463 | $6,794,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 6,815,000 | $6,549,000 | thousands by filing date | principal |
| AWARE INC MASS | 05453N100 | CMN | 1,824,854 | $6,387,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 95,500 | $5,677,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 184,900 | $5,660,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,447,437 | $4,846,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 450,000 | $4,685,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 115,620 | $4,157,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 400,000 | $4,136,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 400,000 | $4,044,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 400,000 | $4,024,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 537,866 | $4,007,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 511,063 | $2,106,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 200,000 | $2,022,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 200,000 | $2,012,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 150,000 | $1,568,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 100,549 | $1,047,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,279,319 | $780,000 | thousands by filing date | |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 640,000 | $718,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 220,852 | $634,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 50,000 | $529,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 19,575 | $298,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 25,000 | $270,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-21-003562 | superseded | 2021-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-21-003649 | this filing | 2021-02-12 | acceptance time not in the bulk data set |