13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 1,211 holding rows worth $2,687,170,000.
- Accession
- 0001493152-21-003577
- Filer
- CIK 1549230
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,233 entries on the cover page, a total value of $2,687,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,687,178,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WYNN RESORTS LTD | 983134107 | COM | 2,332 | $263,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 131 | $263,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 18,796 | $262,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,345 | $261,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 1,822 | $260,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 25,000 | $260,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 17,935 | $260,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,550 | $259,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,200 | $259,000 | thousands by filing date | |
| GAOTU TECHEDU INC | 36257Y959 | SPONSORED ADS | 50 | $259,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 13,757 | $258,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,444 | $258,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,035 | $258,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 68,208 | $258,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 24,774 | $255,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,777 | $255,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,940 | $253,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,029 | $252,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,730 | $251,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,755 | $251,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 22,988 | $251,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 21,488 | $251,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,166 | $250,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 22,307 | $249,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,964 | $248,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,870 | $248,000 | thousands by filing date | |
| CRYOPORT INC | 229050957 | PUT | 56 | $246,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 44,035 | $246,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 14,498 | $246,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 24,622 | $246,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 35,450 | $243,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,000 | $241,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C909 | COM | 25 | $240,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 1,125 | $239,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,005 | $239,000 | thousands by filing date | |
| SMILEDIRECTCLUB INC | 83192H906 | CALL | 200 | $239,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 6,156 | $238,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423906 | COM | 41 | $238,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 33,412 | $237,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,400 | $236,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,928 | $236,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,000 | $235,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,131 | $235,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,700 | $234,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,501 | $234,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,774 | $234,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 13,300 | $234,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,650 | $233,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,386 | $233,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,747 | $233,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 8,000 | $232,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,192 | $232,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 873 | $232,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 42,608 | $232,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 14,400 | $231,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F905 | COM | 104 | $231,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 57,914 | $231,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 34,295 | $230,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 14,100 | $230,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,583 | $229,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 867 | $227,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,500 | $227,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,772 | $227,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,900 | $227,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 12,000 | $227,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,275 | $226,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 5,600 | $226,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,212 | $226,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 19,950 | $226,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 4,400 | $225,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 30 | $224,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,100 | $223,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,000 | $223,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,930 | $222,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 4,565 | $222,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,900 | $222,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 16,055 | $222,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,800 | $221,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,600 | $219,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 756,836 | $219,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T953 | PUT | 19 | $219,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,700 | $218,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 96,000 | $218,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,420 | $216,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,830 | $216,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,900 | $216,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,300 | $215,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,072 | $214,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,200 | $213,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 6,000 | $212,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,923 | $211,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,500 | $211,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,000 | $211,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,546 | $211,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 4,100 | $211,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,380 | $210,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 14,000 | $210,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 135,633 | $210,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,000 | $209,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,000 | $209,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 8,961 | $207,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 20,375 | $207,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 20,000 | $206,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,000 | $205,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,600 | $205,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,955 | $205,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,000 | $204,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,300 | $203,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,867 | $202,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 123,942 | $202,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 5,000 | $201,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,500 | $199,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,085 | $199,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 13,300 | $193,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,065 | $188,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 53,041 | $187,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,000 | $185,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,892 | $185,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 10,800 | $184,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 15,735 | $180,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 13,300 | $180,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 60,000 | $179,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 15,442 | $179,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 576,853 | $179,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,393 | $171,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,782 | $171,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,594 | $171,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 13,300 | $170,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 20,000 | $169,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 47,280 | $168,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 41,680 | $162,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 10,000 | $153,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 18,875 | $151,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 14,330 | $150,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 14,369 | $149,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 69,065 | $148,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 15,000 | $146,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 29,810 | $145,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 14,047 | $145,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 18,471 | $144,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 13,000 | $144,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 13,000 | $144,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 16,194 | $141,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 31,390 | $140,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,008 | $138,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 19,257 | $138,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 29,536 | $137,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 12,305 | $136,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 15,660 | $135,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 18,678 | $134,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 70,000 | $133,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 12,306 | $133,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 16,399 | $132,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50,498 | $132,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 20,408 | $132,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,430 | $131,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 29,474 | $131,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 14,894 | $128,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 12,305 | $128,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 12,307 | $128,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 12,307 | $128,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14,521 | $127,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 12,305 | $127,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 24,969 | $126,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,000 | $126,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 39,106 | $126,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,277 | $125,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 12,306 | $125,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 11,006 | $125,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 20,455 | $124,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 15,652 | $123,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 11,966 | $120,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,793 | $118,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 18,067 | $117,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,925 | $117,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 26,455 | $114,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 300,000 | $114,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 47,619 | $113,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,300 | $112,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 15,942 | $110,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 12,420 | $110,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,539 | $108,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 22,832 | $108,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 10,000 | $106,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 299,155 | $105,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,000 | $104,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 10,066 | $103,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 10,829 | $98,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 32,600 | $94,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 91,800 | $92,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 32,776 | $87,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 23,677 | $72,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,095 | $68,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 11,936 | $65,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 15,000 | $64,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 17,176 | $58,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,332 | $54,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 126,120 | $52,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 50,194 | $49,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 21,400 | $43,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 13,879 | $30,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 20,000 | $27,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 12,922 | $25,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 11,183 | $24,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 18,807 | $23,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,700 | $18,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,236 | $16,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 13,784 | $14,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 13,369 | $10,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 27,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-21-003577 | this filing | 2021-02-12 | acceptance time not in the bulk data set |