13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 822 holding rows worth $1,206,710,000.
- Accession
- 0001493152-20-008955
- Filer
- CIK 1549230
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 885 entries on the cover page, a total value of $1,206,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,206,717,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HANGER INC | 41043F208 | COMMON STOCK | 25,464 | $397,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 14,000 | $393,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 37,432 | $393,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,154 | $392,000 | thousands by filing date | |
| BX 280121C00160000 | 09260d907 | CALL | 86 | $392,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 35,442 | $391,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 21,409 | $391,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 32,360 | $389,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,505 | $389,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 35,466 | $388,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,049 | $385,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 134 | $385,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,400 | $378,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 73,634 | $377,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,265 | $374,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396958 | PUT | 252 | $374,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 10,557 | $372,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 19,626 | $372,000 | thousands by filing date | |
| SEA LTD | 81141R950 | PUT | 84 | $372,000 | thousands by filing date | put |
| US Ecology, Inc. | 91734M103 | COM | 12,201 | $371,000 | thousands by filing date | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U908 | CALL | 377 | $368,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 34,163 | $368,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 118,168 | $365,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,578 | $363,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 519,000 | $361,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 5,300 | $360,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 15,714 | $358,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M905 | CALL | 76 | $356,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 1,941 | $355,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,670 | $355,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 41,036 | $355,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 23,900 | $354,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 36,666 | $353,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 181,717 | $351,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS PLC | 05337M954 | COM | 442 | $351,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 34,690 | $351,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 756,453 | $348,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 49,030 | $347,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,265 | $347,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 20,000 | $345,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,604 | $343,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 65,145 | $342,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 67 | $342,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188,663 | $340,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,914 | $339,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 27,500 | $339,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 217,050 | $339,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,954 | $336,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 20,806 | $332,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,992 | $331,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 43,675 | $330,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,552 | $328,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,729 | $327,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 30,000 | $327,000 | thousands by filing date | |
| FOX CORP | 35137L905 | CL A COM | 138 | $326,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 97,652 | $324,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,500 | $323,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q958 | PUT | 93 | $323,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 9,400 | $322,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 49,592 | $320,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 23,372 | $317,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 214,436 | $317,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U956 | Equity Put | 118 | $316,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 19,418 | $311,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,898 | $310,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 71,173 | $310,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,000 | $308,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 9,500 | $306,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 700 | $305,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 8,011 | $304,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 24,824 | $304,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 51,039 | $304,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,171 | $303,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 38,163 | $302,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 2,000 | $301,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 13,572 | $299,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,662 | $298,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $296,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,959 | $296,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 27,862 | $296,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,851 | $287,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,004 | $287,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 139,183 | $284,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 8,916 | $282,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 22,303 | $279,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 31,072 | $279,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,700 | $279,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 29,322 | $279,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,100 | $278,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,445 | $277,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 84,586 | $277,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,500 | $276,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 11,700 | $276,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 19,127 | $276,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 44,794 | $276,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 204 | $275,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 5,063 | $274,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 72,897 | $274,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 7,015 | $272,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 89,924 | $272,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,806 | $269,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,300 | $265,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 13,775 | $264,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 26,100 | $264,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,364 | $263,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 21,205 | $263,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 200 | $263,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC | 603380906 | COM | 436 | $262,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 5,722 | $261,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,700 | $260,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,702 | $259,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 28,700 | $258,000 | thousands by filing date | |
| ARVINAS INC | 04335A905 | COM | 64 | $258,000 | thousands by filing date | call |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,226 | $253,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 9,448 | $253,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 37,944 | $253,000 | thousands by filing date | |
| NIO INC | 62914V956 | OPTION | 903 | $251,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,900 | $250,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,100 | $249,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,200 | $249,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,100 | $248,000 | thousands by filing date | |
| ADVANSIX INC | 00773T951 | PUT | 260 | $248,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 35,448 | $247,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 37,852 | $246,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 25,000 | $244,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 7,250 | $243,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,870 | $241,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,722 | $240,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,016 | $240,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 165,508 | $240,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 34,260 | $237,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,871 | $236,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H903 | COM | 144 | $234,000 | thousands by filing date | call |
| AXONICS INC | 05465P101 | COM | 9,224 | $234,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,104 | $233,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 43,467 | $233,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 17,914 | $233,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 39,910 | $232,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 71,816 | $231,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 5,000 | $231,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 37,099 | $230,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,759 | $228,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 650 | $228,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,500 | $227,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 22,924 | $224,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,500 | $224,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 22,434 | $222,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 18,518 | $221,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 8,803 | $218,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 21,728 | $218,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 19,917 | $218,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 21,692 | $216,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 34,252 | $214,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 56,978 | $214,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 24,597 | $213,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,099 | $211,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 31,817 | $211,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,280 | $210,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,800 | $208,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 663 | $208,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 9,308 | $208,000 | thousands by filing date | |
| LOGMEIN INC | 54142L959 | Cmn | 25 | $208,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 7,400 | $206,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 19,993 | $205,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,248 | $204,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,940 | $204,000 | thousands by filing date | |
| AMC GLOBAL MEDIA INC | 00164V903 | CL A | 84 | $204,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 9,100 | $203,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,896 | $202,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,600 | $201,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,100 | $198,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 29,133 | $193,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 17,084 | $187,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 12,000 | $182,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 52,881 | $182,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,700 | $181,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 14,700 | $181,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 20,785 | $178,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 81,463 | $176,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,825 | $175,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 58,368 | $174,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,400 | $171,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 28,062 | $169,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 44,500 | $169,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 28,070 | $168,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 43,783 | $167,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 18,616 | $164,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 23,039 | $163,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 38,356 | $158,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 19,577 | $157,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 64,370 | $156,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 13,200 | $155,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 23,800 | $155,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 43,388 | $152,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 400,000 | $152,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 14,057 | $146,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 54,088 | $145,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 23,800 | $144,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 10,000 | $143,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,820 | $142,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 44,200 | $137,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,700 | $135,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 13,400 | $133,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 14,400 | $131,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 619,700 | $131,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 13,200 | $130,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 35,339 | $128,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 21,500 | $127,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 11,932 | $127,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 13,300 | $126,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 52,620 | $126,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,084 | $125,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13,000 | $124,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,746 | $123,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 12,100 | $122,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 24,170 | $120,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11,700 | $119,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 15,885 | $117,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 300,000 | $117,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 37,073 | $113,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 12,237 | $112,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,016 | $112,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 26,600 | $110,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,011 | $107,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,900 | $107,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 65,000 | $105,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 12,621 | $105,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 16,900 | $103,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,100 | $101,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,200 | $99,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 36,311 | $98,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,400 | $96,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 32,600 | $95,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 26,400 | $95,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 38,800 | $95,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 61,417 | $95,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,000 | $92,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 24,144 | $92,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 13,969 | $91,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 37,998 | $90,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,539 | $89,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 86,421 | $88,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 32,575 | $88,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 13,900 | $87,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 19,600 | $87,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,954 | $86,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 24,600 | $86,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 22,199 | $86,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 22,400 | $86,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 73,000 | $85,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,400 | $84,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 24,200 | $83,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 11,055 | $83,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 67,259 | $83,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 39,840 | $82,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,500 | $78,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,900 | $78,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,700 | $78,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,300 | $77,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 18,400 | $77,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,100 | $76,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 15,000 | $76,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,800 | $76,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 45,500 | $75,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 19,800 | $73,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 37,700 | $72,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,700 | $72,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,100 | $71,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 12,100 | $71,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 90,000 | $71,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 419,631 | $71,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,000 | $70,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 24,100 | $68,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 22,700 | $67,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 63,900 | $63,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,800 | $61,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 26,800 | $61,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 15,668 | $60,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 24,122 | $60,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,100 | $59,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 176,387 | $59,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 15,404 | $57,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 13,600 | $56,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 403,792 | $56,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,875 | $55,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 26,416 | $53,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,800 | $51,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 17,500 | $51,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,800 | $49,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 33,204 | $48,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 225,000 | $45,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 77,613 | $44,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 24,438 | $42,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 20,253 | $42,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 12,500 | $41,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18,100 | $41,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 144,952 | $41,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,200 | $41,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 28,600 | $37,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 287,077 | $37,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 14,200 | $36,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 20,400 | $35,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,821 | $33,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 25,000 | $32,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 13,400 | $31,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,700 | $30,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 32,500 | $29,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,500 | $28,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 15,531 | $24,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 25,000 | $24,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,800 | $23,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 200,000 | $22,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,800 | $20,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 48,707 | $20,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 56,150 | $18,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 61,500 | $12,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 24,059 | $12,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 15,933 | $12,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,500 | $10,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 110,300 | $10,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 14,000 | $8,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 28,500 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-008955 | this filing | 2020-05-15 | acceptance time not in the bulk data set |