13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 828 holding rows worth $1,149,585,000.
- Accession
- 0001493152-20-002286
- Filer
- CIK 1549230
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 884 entries on the cover page, a total value of $1,149,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,149,585,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANAPTYSBIO INC | 032724106 | COM | 29,775 | $484,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 83,009 | $483,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $483,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 525 | $480,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 61,235 | $479,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,148 | $477,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 33,463 | $476,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 32 | $473,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 46,511 | $471,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 53,289 | $466,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. | 05464T954 | PUT | 45 | $465,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 9,249 | $461,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,779 | $454,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 16,402 | $454,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,294 | $447,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 38,294 | $443,000 | thousands by filing date | |
| ROBERT HALF INC. | 770323953 | COM | 70 | $442,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 50,000 | $441,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724956 | PUT | 269 | $437,000 | thousands by filing date | put |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 40,000 | $436,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 9,616 | $434,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,858 | $434,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,692 | $434,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 9,248 | $434,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,000 | $432,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 16,509 | $432,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,938 | $427,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,265 | $427,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 11,679 | $425,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,821 | $423,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 38,265 | $421,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 133,322 | $421,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,097 | $414,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 40,000 | $414,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 13,883 | $412,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 31,212 | $412,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,778 | $409,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 29,143 | $406,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,293 | $405,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 21,031 | $402,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 23,372 | $402,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,640 | $399,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD | Y95308955 | PUT | 498 | $399,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L957 | PUT | 10 | $398,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 4,524 | $396,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X904 | COM | 83 | $396,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W909 | CALL | 650 | $395,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 165,825 | $395,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 7,060 | $394,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,728 | $391,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 19,301 | $391,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 8,452 | $391,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,900 | $390,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 37,495 | $389,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 26,697 | $388,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 128,307 | $386,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 50,000 | $384,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 36,000 | $384,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 26,255 | $384,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,222 | $383,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,505 | $382,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,850 | $381,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,070 | $379,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 8,039 | $379,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 36,652 | $379,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,174 | $376,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 318,734 | $376,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,776 | $374,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,502 | $370,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,490 | $367,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 47,597 | $367,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 11,552 | $366,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 34,163 | $362,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 19,408 | $359,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,519 | $358,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 36,051 | $357,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8,289 | $354,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 89,077 | $352,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,483 | $348,000 | thousands by filing date | |
| COVETRUS INC | 22304C950 | PUT | 260 | $343,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 67,500 | $342,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,148 | $341,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 574 | $339,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 5,532 | $338,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 391,248 | $336,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 57,079 | $336,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,046 | $335,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 31 | $335,000 | thousands by filing date | call |
| AXONICS INC | 05465P101 | COM | 12,046 | $334,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,621 | $332,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 33,334 | $332,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,020 | $331,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147959 | PUT | 65 | $328,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 15,189 | $326,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 48,294 | $325,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 8,700 | $323,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,307 | $319,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,511 | $315,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 75,738 | $314,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 35,500 | $309,000 | thousands by filing date | |
| TRIMBLE INC | 896239950 | COM | 74 | $309,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8,160 | $307,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,382 | $305,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,095 | $302,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,896 | $300,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 854 | $294,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,252 | $292,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 13,264 | $292,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,990 | $290,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 377,956 | $290,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 134,200 | $290,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 13,629 | $289,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $286,000 | thousands by filing date | |
| MACROGENICS INC | 556099909 | COM | 263 | $286,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 900 | $284,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,677 | $284,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,700 | $283,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,000 | $280,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 20,790 | $279,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,943 | $276,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 40,022 | $275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F901 | CALL | 65 | $275,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 56,428 | $272,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 6,196 | $272,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,557 | $270,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 9,000 | $269,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,831 | $267,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,897 | $267,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 15,000 | $266,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,826 | $266,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,592 | $265,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,891 | $262,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,634 | $261,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H903 | COM | 144 | $259,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,178 | $257,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 12,008 | $257,000 | thousands by filing date | |
| INSMED INC | 457669907 | CALL | 107 | $256,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,135 | $255,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 17,170 | $252,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,012 | $252,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,415 | $251,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 13,561 | $251,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 23,200 | $249,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 10,322 | $248,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,400 | $247,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,178 | $247,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,179 | $246,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,155 | $245,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 10,373 | $245,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 16,114 | $244,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,780 | $243,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 21,851 | $243,000 | thousands by filing date | |
| KALA PHARMACEUTICALS INC | 483119903 | CALL | 658 | $243,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,200 | $242,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,422 | $241,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,751 | $241,000 | thousands by filing date | |
| BAIDU INC | 056752908 | CALL | 19 | $240,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 32,993 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,088 | $239,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 60,056 | $238,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 632 | $237,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,343 | $237,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 7,010 | $237,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,117 | $235,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 57,475 | $235,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 22,426 | $235,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,617 | $234,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,368 | $232,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD | 528877903 | ADR | 165 | $229,000 | thousands by filing date | call |
| KALEYRA INC | 483379103 | COMMON EQUITY | 26,756 | $227,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC | 83422E905 | CALL | 510 | $227,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 61,985 | $226,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 3,000 | $226,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 11,283 | $225,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,823 | $225,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 6,033 | $225,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 85,204 | $225,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J906 | CALL | 281 | $225,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J956 | COM | 281 | $225,000 | thousands by filing date | put |
| SPLUNK INC | 848637904 | Cmn | 15 | $225,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 55,088 | $225,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 22,434 | $225,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 14,642 | $224,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,443 | $223,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 10,000 | $222,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 6,640 | $222,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 20,658 | $221,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 65,000 | $220,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,500 | $219,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,968 | $219,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 41,821 | $219,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,810 | $217,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 12,000 | $216,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X908 | COM | 1,000 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,450 | $215,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,439 | $215,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301909 | CALL | 460 | $215,000 | thousands by filing date | call |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 631,453 | $215,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,236 | $211,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 376 | $211,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 45,500 | $211,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 243,574 | $210,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,885 | $209,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,000 | $209,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 10,800 | $208,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 11,305 | $208,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,249 | $204,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,100 | $204,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 3,800 | $203,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,343 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,208 | $202,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,200 | $201,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 21,026 | $201,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,000 | $200,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 38,800 | $199,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 41,560 | $195,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,016 | $193,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,190 | $192,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,999 | $191,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,639 | $190,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 20,000 | $187,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 21,700 | $186,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,263 | $184,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 40,554 | $183,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 44,051 | $182,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,000 | $178,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 96,900 | $177,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,052 | $176,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 34,144 | $174,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 26,122 | $172,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 15,840 | $169,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,748 | $167,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,145 | $165,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 16,490 | $165,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 24,000 | $162,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 14,973 | $155,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 23,000 | $142,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 14,085 | $140,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 32,026 | $136,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 63,609 | $136,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 20,000 | $135,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,000 | $134,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 12,500 | $134,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 68,013 | $133,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 24,876 | $133,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 464,700 | $130,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100,000 | $129,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 14,063 | $128,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 103,257 | $128,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,580 | $118,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,000 | $114,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 300,000 | $114,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 23,232 | $110,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 28,774 | $110,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 17,176 | $106,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 26,416 | $106,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 14,000 | $105,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30,000 | $104,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,508 | $102,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 15,765 | $102,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 10,000 | $102,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 13,443 | $101,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 41,820 | $101,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,814 | $100,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 400,000 | $100,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,721 | $99,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,754 | $99,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,752 | $97,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 12,183 | $92,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 12,893 | $91,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 35,176 | $90,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 11,417 | $89,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 20,000 | $88,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 18,922 | $87,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 19,532 | $85,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 29,391 | $84,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 24,961 | $84,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 11,725 | $83,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 22,213 | $82,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,468 | $81,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 10,057 | $80,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 287,077 | $80,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 47,298 | $79,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,681 | $78,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,613 | $76,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,667 | $76,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 43,800 | $74,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,456 | $73,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 40,548 | $71,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13,308 | $69,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 54,461 | $69,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 22,951 | $68,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 33,204 | $67,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 266,000 | $67,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 403,792 | $65,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 14,973 | $60,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 21,261 | $59,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 25,000 | $59,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,301 | $58,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 11,218 | $58,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 15,531 | $56,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,515 | $56,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 12,526 | $56,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,987 | $56,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 13,300 | $55,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,458 | $55,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,944 | $54,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,821 | $53,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 78,000 | $51,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,261 | $48,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,300 | $43,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 27,000 | $41,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 62,294 | $39,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 16,432 | $37,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 110,300 | $35,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,000 | $33,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 175,000 | $32,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 60,000 | $30,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,000 | $28,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 17,847 | $27,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 125,000 | $26,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,000 | $25,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $23,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 24,059 | $22,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 10,000 | $22,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,500 | $19,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 48,707 | $16,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 61,500 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002286 | this filing | 2020-02-14 | acceptance time not in the bulk data set |