13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 749 holding rows worth $1,090,613,000.
- Accession
- 0001493152-19-017190
- Filer
- CIK 1549230
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 781 entries on the cover page, a total value of $1,090,613,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,090,625,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUMANA INC COM | 444859102 | Stock | 1,683 | $430,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 30,660 | $429,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,891 | $428,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 42,250 | $428,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 10,142 | $423,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,537 | $415,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 20,720 | $414,000 | thousands by filing date | |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 576 | $413,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 20,587 | $410,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,666 | $405,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 23,372 | $401,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 33,575 | $399,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,072 | $398,000 | thousands by filing date | |
| PROTHENA CORP PLC | G72800908 | SHS | 507 | $397,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 51,493 | $394,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,265 | $393,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q958 | PUT | 106 | $392,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 8,668 | $389,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,000 | $385,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 154,507 | $382,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 67 | $379,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 4,567 | $377,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 19,266 | $373,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 35,805 | $371,000 | thousands by filing date | |
| ZOGENIX INC | 98978L904 | CALL | 92 | $368,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,309 | $367,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,298 | $366,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,229 | $362,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 34,163 | $361,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC | 83422E955 | PUT | 347 | $359,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 96 | $357,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,041 | $357,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,000 | $355,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 33,384 | $354,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,236 | $352,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 23,483 | $352,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 11,107 | $350,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 5,119 | $350,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 8,198 | $348,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 26,000 | $347,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 2 | $347,000 | thousands by filing date | put |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 29,825 | $346,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,460 | $344,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,269 | $343,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U956 | COM | 357 | $343,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 13,076 | $342,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 14,175 | $341,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 67,500 | $341,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,918 | $340,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 21,031 | $340,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 13,516 | $339,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 21,212 | $339,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 12,582 | $339,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 17,759 | $336,000 | thousands by filing date | |
| MACROGENICS INC | 556099909 | COM | 263 | $336,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,869 | $334,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 49,854 | $334,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 111,100 | $332,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 600 | $331,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 31,000 | $320,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 29,822 | $319,000 | thousands by filing date | |
| DUNKIN' BRANDS GROUP INC | 265504950 | COM | 40 | $317,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 3,562 | $315,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795903 | CALL | 921 | $314,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 16,903 | $312,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,293 | $311,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,457 | $311,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,026 | $311,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 65,163 | $310,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,251 | $308,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V906 | CALL | 350 | $308,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 17,600 | $305,000 | thousands by filing date | |
| AMC GLOBAL MEDIA INC | 00164V903 | CL A | 62 | $305,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 29,822 | $305,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,105 | $302,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,816 | $301,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,148 | $299,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 61,985 | $297,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 45,989 | $297,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 28,572 | $292,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,148 | $291,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 28,493 | $291,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 27,575 | $291,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7,383 | $290,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 7,078 | $289,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,215 | $287,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,425 | $285,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 547 | $285,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,500 | $283,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L906 | CALL | 417 | $283,000 | thousands by filing date | call |
| DISCOVERY COMMUNICATIONS-A | 25470F904 | COM | 106 | $282,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 39,050 | $282,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,200 | $280,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $278,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 71,000 | $278,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 500 | $276,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 4,352 | $275,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 90,527 | $275,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 18,275 | $274,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,647 | $267,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 41,231 | $267,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,483 | $266,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,544 | $265,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,517 | $264,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 54,033 | $263,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 25,000 | $263,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,548 | $262,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,162 | $260,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,918 | $260,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,264 | $260,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 79,395 | $257,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 6,730 | $256,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,253 | $254,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,467 | $253,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 30,392 | $252,000 | thousands by filing date | |
| KALA PHARMACEUTICALS INC | 483119903 | CALL | 658 | $250,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 17,346 | $248,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,408 | $243,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,121 | $242,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,549 | $241,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 20,000 | $239,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,600 | $238,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,259 | $237,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,644 | $236,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 12,593 | $236,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 17,516 | $234,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,127 | $233,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 35,299 | $232,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,299 | $230,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,380 | $230,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,428 | $230,000 | thousands by filing date | |
| HANESBRANDS INC. | 410345952 | COM | 150 | $230,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 4,644 | $227,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 24,731 | $227,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 35,272 | $225,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,068 | $223,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,413 | $223,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 20,108 | $223,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,943 | $222,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,742 | $222,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 24,478 | $221,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,787 | $216,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 682 | $213,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,691 | $212,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,953 | $211,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,524 | $209,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 959 | $207,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 20,000 | $206,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 744 | $205,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 5,914 | $205,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 744 | $204,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,654 | $204,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,531 | $204,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 50 | $204,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,700 | $203,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 7,800 | $202,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,494 | $198,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,800 | $190,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 26,101 | $183,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,144 | $181,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 430,000 | $180,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 17,135 | $179,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 68,013 | $174,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 40,554 | $169,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,000 | $168,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 16,438 | $165,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,540 | $165,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 16,050 | $165,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 18,860 | $163,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 31,000 | $159,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 98,300 | $158,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 45,508 | $153,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 45,500 | $152,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 567,600 | $150,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 500,000 | $148,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 14,699 | $148,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,332 | $144,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,015 | $144,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,311 | $143,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 60,140 | $143,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 89,016 | $142,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 464,700 | $139,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 631,453 | $139,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,485 | $137,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 26,790 | $137,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 26,416 | $132,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,411 | $130,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 300,000 | $130,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 30,000 | $129,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 12,133 | $125,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 138,056 | $117,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 10,700 | $117,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 13,000 | $116,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,019 | $115,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 33,801 | $115,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 375,000 | $114,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 10,476 | $112,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 19,000 | $107,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 93,533 | $105,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 392,647 | $104,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 20,000 | $104,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 19,725 | $103,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 10,000 | $101,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,545 | $98,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 47,237 | $98,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,700 | $97,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 60,000 | $88,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 12,700 | $88,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 15,000 | $84,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 22,513 | $84,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 12,470 | $80,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 15,020 | $79,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 74,796 | $79,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 27,931 | $74,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 403,792 | $73,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,000 | $70,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,000 | $67,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 61,286 | $63,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 10,010 | $62,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,388 | $55,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,000 | $54,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 65,649 | $48,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 199,500 | $48,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 15,531 | $47,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 100,000 | $47,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 121,372 | $47,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 52,597 | $46,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 78,000 | $46,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,940 | $44,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 35,720 | $42,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 175,000 | $42,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 187,077 | $38,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,450 | $36,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 20,100 | $35,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 48,707 | $35,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 100,000 | $35,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,143 | $32,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 60,000 | $27,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 125,000 | $24,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 15,829 | $24,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,125 | $23,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 82,725 | $23,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,500 | $22,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 62,294 | $22,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 61,500 | $16,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 57,600 | $15,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,700 | $13,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 16,670 | $7,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,044 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-017190 | this filing | 2019-11-14 | acceptance time not in the bulk data set |