13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 5,490 holding rows worth $13,834,077,000.
- Accession
- 0001493152-19-012740
- Filer
- CIK 1029730
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 17,837 entries on the cover page, a total value of $13,834,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,834,077,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 14,284 | $686,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 49,146 | $686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 19,325 | $684,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,963 | $683,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,571 | $682,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 7,063 | $682,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 21,164 | $682,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 23,712 | $679,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 43,857 | $679,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 34,923 | $678,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 22,568 | $675,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 18,200 | $675,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 21,570 | $673,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 40,782 | $672,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 27,680 | $672,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 64,668 | $672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15,676 | $672,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 10,411 | $670,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 12,312 | $668,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 36,850 | $668,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 21,024 | $667,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 23,116 | $665,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 29,477 | $665,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 58,686 | $663,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 19,903 | $663,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 21,142 | $663,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,254 | $662,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 11,143 | $661,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 46,915 | $659,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 17,687 | $657,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 22,244 | $657,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 11,381 | $657,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 26,075 | $651,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 24,901 | $650,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 33,605 | $649,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 57,727 | $649,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 23,308 | $649,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,392 | $648,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 10,497 | $648,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 13,571 | $647,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 55,225 | $647,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 20,311 | $647,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 5,262 | $647,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,026 | $645,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,978 | $645,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 35,741 | $644,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 39,411 | $644,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,918 | $644,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 820 | $644,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 226,169 | $643,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 110,351 | $643,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 18,556 | $642,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,410 | $641,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 59,419 | $641,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 112,590 | $640,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,634 | $640,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 53,278 | $638,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,889 | $638,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,607 | $637,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 12,521 | $637,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 4,127 | $637,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 102,323 | $633,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 15,688 | $633,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 14,574 | $632,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 63,541 | $631,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 21,263 | $630,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 27,355 | $629,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 101,470 | $629,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 65,100 | $628,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,657 | $627,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41,064 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 13,703 | $627,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,659 | $625,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,474 | $619,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 69,706 | $618,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 18,005 | $618,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,540 | $618,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,560 | $617,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,182 | $617,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 9,721 | $616,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 25,247 | $616,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,199 | $615,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,302 | $615,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 21,169 | $615,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,270 | $615,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 15,459 | $612,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,052 | $611,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 37,692 | $610,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 12,300 | $610,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 13,426 | $609,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,668 | $609,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 66,178 | $609,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13,869 | $607,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 16,803 | $607,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,211 | $603,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,459 | $602,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,411 | $602,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 257,178 | $602,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 46,925 | $600,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 24,438 | $600,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 175,836 | $600,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 25,001 | $599,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 19,638 | $598,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 11,999 | $597,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 41,818 | $597,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,523 | $596,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,934 | $596,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 21,430 | $595,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 17,579 | $594,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 46,376 | $594,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15,712 | $592,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,253 | $591,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,028 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,853 | $589,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 61,569 | $589,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 8,196 | $589,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 11,076 | $588,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 34,679 | $587,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,760 | $587,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 427 | $583,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 25,153 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 12,855 | $582,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,097 | $581,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 12,348 | $581,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,158 | $581,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 76,451 | $581,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 90,121 | $579,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 90,228 | $578,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 31,122 | $577,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,672 | $576,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 109,069 | $576,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 34,293 | $576,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 14,224 | $575,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,955 | $573,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,041 | $573,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 76,886 | $573,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 22,536 | $573,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 36,134 | $572,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,178 | $572,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,627 | $571,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 28,703 | $571,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 12,240 | $571,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,772 | $570,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,951 | $568,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 12,918 | $567,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 18,410 | $566,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 12,474 | $566,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 20,416 | $563,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 6,736 | $563,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 40,659 | $563,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 31,355 | $563,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 11,500 | $562,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 59,875 | $562,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 10,390 | $562,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 35,525 | $562,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 11,507 | $561,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 6,207 | $561,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 38,463 | $561,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 34,143 | $561,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 14,461 | $561,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 7,601 | $559,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 29,574 | $559,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 11,620 | $558,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 17,019 | $557,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 14,190 | $555,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 25,830 | $555,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 13,049 | $554,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 26,896 | $553,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 35,000 | $553,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 20,988 | $552,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 38,667 | $551,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 47,565 | $551,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 21,168 | $550,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 35,925 | $549,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 35,562 | $548,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 106,696 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 21,052 | $548,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 28,975 | $547,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,716 | $546,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,317 | $546,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 23,445 | $545,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,248 | $545,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 20,533 | $542,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 10,659 | $541,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 34,110 | $540,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 14,765 | $539,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 20,659 | $538,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,101 | $538,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,513 | $537,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,794 | $535,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 19,773 | $534,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 137,213 | $533,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 15,000 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 5,047 | $531,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 44,479 | $531,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 17,103 | $530,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,018 | $529,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 4,584 | $529,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 42,913 | $529,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,872 | $528,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 11,355 | $528,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 8,371 | $528,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 3,877 | $528,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 28,354 | $528,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,851 | $528,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 11,151 | $527,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 23,991 | $525,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,078 | $525,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 38,400 | $525,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,200 | $522,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 13,487 | $522,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 31,132 | $521,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 41,891 | $521,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 95,871 | $520,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 21,731 | $520,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 10,016 | $520,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,489 | $519,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,733 | $518,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,291 | $517,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 32,216 | $516,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,548 | $515,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,065 | $515,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,628 | $515,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,359 | $514,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 22,283 | $513,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,902 | $513,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 36,671 | $513,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 17,231 | $512,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,741 | $511,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 20,300 | $510,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 10,239 | $509,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 8,053 | $509,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 15,553 | $507,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 17,868 | $506,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 493 | $506,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 51,283 | $506,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 5,450 | $505,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 13,460 | $505,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 19,967 | $505,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,245 | $504,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 6,179 | $503,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,029 | $503,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 78,198 | $503,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 12,963 | $502,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 50,892 | $502,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 19,668 | $499,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 20,008 | $499,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 108,393 | $497,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 15,982 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 31,346 | $497,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 39,945 | $496,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 46,914 | $495,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 25,084 | $494,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 5,688 | $493,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,290 | $493,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 9,981 | $493,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,274 | $491,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 17,011 | $491,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 32,441 | $490,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 20,680 | $490,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 3,113 | $488,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 21,067 | $488,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 36,850 | $488,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 7,717 | $487,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 19,915 | $487,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 8,357 | $487,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 20,114 | $487,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 20,174 | $487,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 19,042 | $487,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,001 | $486,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,013 | $486,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 18,495 | $486,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,528 | $485,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 17,573 | $485,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 25,521 | $485,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,431 | $484,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 9,896 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,764 | $483,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 21,809 | $482,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 76,695 | $480,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,327 | $480,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,375 | $480,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,297 | $480,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 14,294 | $479,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,950 | $478,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,324 | $478,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 31,164 | $476,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,480 | $475,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 21,418 | $475,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 23,070 | $475,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,781 | $475,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 26,973 | $474,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,178 | $474,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,918 | $473,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,796 | $473,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 20,117 | $473,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,471 | $472,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 32,878 | $472,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 68,558 | $472,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 33,771 | $471,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 17,755 | $471,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 11,261 | $471,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 34,734 | $470,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,355 | $469,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 21,805 | $468,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 7,883 | $467,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 36,504 | $466,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 14,305 | $466,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,780 | $465,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 43,510 | $465,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 7,484 | $465,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 25,161 | $463,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 14,111 | $463,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,260 | $463,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 11,343 | $462,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 30,897 | $461,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 8,636 | $461,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,888 | $460,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 15,719 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 6,144 | $459,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,047 | $457,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,091 | $457,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 28,516 | $457,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 15,606 | $456,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 22,235 | $455,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,517 | $454,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24,550 | $453,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 32,499 | $453,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,312 | $453,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,852 | $453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 9,204 | $452,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 75,990 | $451,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 72,876 | $450,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 47,609 | $450,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,754 | $449,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 21,549 | $448,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,797 | $447,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 46,606 | $447,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 16,131 | $447,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 10,868 | $446,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,704 | $445,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 23,989 | $445,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 19,557 | $445,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 16,129 | $444,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,174 | $443,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,238 | $443,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 38,054 | $442,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 44,727 | $441,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,419 | $441,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 14,945 | $441,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 19,613 | $439,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 20,557 | $438,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31,838 | $438,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,019 | $437,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 29,141 | $436,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 16,312 | $436,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 31,599 | $435,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,858 | $434,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,027 | $434,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,222 | $433,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 77,076 | $433,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 28,909 | $432,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 24,183 | $430,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 30,553 | $430,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 11,490 | $430,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 13,028 | $430,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 30,482 | $429,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 43,261 | $428,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 29,877 | $428,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 16,822 | $428,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,213 | $426,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 19,389 | $426,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,840 | $426,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,057 | $426,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 135,007 | $426,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 7,268 | $425,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 74,245 | $425,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 22,253 | $425,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,761 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 37,034 | $424,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 19,206 | $423,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,999 | $422,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,400 | $422,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 19,853 | $422,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 17,304 | $422,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 171,591 | $420,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 6,361 | $420,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,606 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,671 | $419,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 42,375 | $417,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,022 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 7,719 | $416,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,182 | $415,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 26,485 | $415,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 32,476 | $415,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 12,834 | $414,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,620 | $414,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,181 | $414,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 17,336 | $414,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,954 | $414,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 18,406 | $412,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 6,202 | $412,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 24,826 | $411,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 7,374 | $411,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 23,000 | $411,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 42,330 | $410,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 16,491 | $409,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,311 | $409,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 14,332 | $408,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 38,032 | $408,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 25,464 | $408,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,554 | $407,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161,424 | $407,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,193 | $406,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,980 | $406,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,853 | $405,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,498 | $405,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 33,771 | $405,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 15,559 | $404,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,959 | $403,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 14,900 | $403,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 15,981 | $402,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 18,155 | $402,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 16,725 | $402,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 44,428 | $400,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 14,982 | $400,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,873 | $398,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18,119 | $397,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,871 | $397,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,217 | $397,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 18,309 | $396,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 9,742 | $395,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 21,049 | $395,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 11,235 | $393,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 13,553 | $393,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 14,533 | $393,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 33,110 | $393,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 18,450 | $393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,405 | $393,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 17,221 | $392,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,365 | $392,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 15,998 | $392,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 34,110 | $391,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,241 | $391,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,186 | $389,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,487 | $388,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,882 | $388,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 3,703 | $388,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 16,573 | $387,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,684 | $385,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,994 | $385,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 9,614 | $385,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 32,211 | $385,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 35,680 | $384,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 46,900 | $383,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,405 | $383,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,044 | $383,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,660 | $383,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 32,122 | $382,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,481 | $382,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 10,120 | $382,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,943 | $380,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 19,370 | $379,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,285 | $378,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,988 | $378,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,133 | $378,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 7,200 | $378,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 26,922 | $377,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,762 | $377,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 25,087 | $376,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 4,356 | $375,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 54,181 | $375,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,153 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 25,794 | $374,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 30,639 | $374,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 931 | $373,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,818 | $373,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,432 | $373,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,630 | $372,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 55,303 | $372,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 47,589 | $371,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,826 | $371,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 15,329 | $370,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 23,363 | $369,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 268 | $368,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,663 | $367,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 27,251 | $367,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 13,517 | $366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,308 | $365,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,238 | $365,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,547 | $364,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 20,572 | $364,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 14,419 | $364,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 34,860 | $363,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 78,406 | $361,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 31,206 | $361,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,318 | $360,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,245 | $360,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,285 | $360,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 12,833 | $359,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-012740 | this filing | 2019-08-15 | acceptance time not in the bulk data set |