13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 710 holding rows worth $1,099,260,000.
- Accession
- 0001493152-19-012317
- Filer
- CIK 1549230
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 768 entries on the cover page, a total value of $1,099,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,099,260,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 34,163 | $360,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,594 | $356,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 23,635 | $355,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,685 | $350,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 30,081 | $350,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,369 | $348,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 67,500 | $346,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,796 | $345,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 40 | $343,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 7,153 | $342,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 29,965 | $340,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,219 | $339,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,220 | $333,000 | thousands by filing date | |
| CISION LTD | G1992S909 | CALL | 284 | $333,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V906 | CALL | 350 | $330,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 69,820 | $328,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 32,500 | $327,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,038 | $322,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,214 | $319,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 22,013 | $319,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 23,127 | $317,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 32,311 | $315,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,745 | $314,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 59,660 | $314,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 30,000 | $313,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 30,933 | $311,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,524 | $310,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,600 | $308,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 10,021 | $307,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 30 | $304,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,633 | $304,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 25,707 | $303,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 12,125 | $300,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 99,422 | $299,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 9,994 | $295,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 30,672 | $295,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 65,164 | $289,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 45,989 | $287,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,065 | $284,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,013 | $282,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,246 | $278,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,207 | $278,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,977 | $278,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,313 | $277,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000 | $276,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 8,672 | $275,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,500 | $275,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,920 | $274,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,888 | $272,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,560 | $269,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,789 | $269,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,563 | $269,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,701 | $267,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,204 | $267,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 14,135 | $267,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 25,915 | $264,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 30,183 | $263,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 25,180 | $263,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,409 | $262,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 13,500 | $259,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,510 | $258,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,768 | $254,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,797 | $254,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,377 | $252,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,486 | $251,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 23,947 | $250,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,425 | $246,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,678 | $245,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,532 | $245,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,362 | $244,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 16,902 | $244,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,065 | $243,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 24,132 | $242,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,469 | $241,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 10,291 | $241,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,658 | $239,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 37 | $236,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 35,871 | $235,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,788 | $234,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 19,800 | $233,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,000 | $233,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,030 | $230,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,776 | $230,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,239 | $229,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,858 | $228,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,158 | $227,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 707 | $227,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 36,854 | $227,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,245 | $226,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,606 | $225,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,898 | $224,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 71,032 | $224,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,793 | $223,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 131,902 | $223,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,151 | $222,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,024 | $221,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,077 | $221,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 36,827 | $221,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,478 | $219,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,325 | $216,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,727 | $211,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,811 | $211,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 18,487 | $211,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,592 | $211,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,897 | $211,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,687 | $210,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 6,200 | $210,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,170 | $209,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 28,468 | $208,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,269 | $207,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 63,759 | $207,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,000 | $206,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,126 | $206,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,045 | $206,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,500 | $205,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,078 | $205,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,437 | $204,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,300 | $202,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 305 | $201,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 88,680 | $200,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372903 | CALL | 31 | $200,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,100 | $200,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 15,790 | $199,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 16,894 | $199,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,866 | $198,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 16,566 | $191,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 500,000 | $190,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 16,500 | $189,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,637 | $186,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 32,000 | $186,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 19,432 | $186,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,672 | $184,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 32,747 | $182,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 61,286 | $181,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,137 | $172,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 45,141 | $171,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 16,919 | $162,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 16,050 | $161,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 39,268 | $159,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 95,669 | $157,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,781 | $151,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 28,131 | $151,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 28,503 | $142,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 32,609 | $142,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 631,453 | $139,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,015 | $137,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 138,056 | $135,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,500 | $134,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 70,000 | $132,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 23,290 | $130,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 300,200 | $126,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 10,337 | $123,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 465,000 | $123,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 93,533 | $122,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 77,962 | $120,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 21,344 | $117,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,615 | $111,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 12,895 | $110,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,830 | $109,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,985 | $106,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,478 | $102,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 34,861 | $101,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 23,149 | $100,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 10,000 | $100,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,796 | $99,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 548,928 | $99,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 51,400 | $99,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 23,563 | $98,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 12,085 | $92,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 403,792 | $89,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,900 | $87,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,060 | $79,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 36,095 | $78,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 29,579 | $77,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,561 | $73,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,001 | $73,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,070 | $72,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 121,372 | $68,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 175,000 | $65,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 18,091 | $61,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 35,496 | $60,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 60,000 | $53,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 12,080 | $52,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,050 | $51,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 20,000 | $50,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 52,597 | $50,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 20,100 | $46,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 87,022 | $40,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 187,077 | $36,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 199,500 | $36,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 48,707 | $35,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,407 | $34,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 65,000 | $33,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 60,000 | $33,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 62,294 | $32,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 100,000 | $31,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,500 | $29,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 12,669 | $28,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 11,399 | $24,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 19,220 | $23,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 13,317 | $23,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 16,670 | $23,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 13,477 | $22,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,296 | $20,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 82,725 | $17,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 15,829 | $17,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 31,573 | $12,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 240,000 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,006 | $7,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,044 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-012317 | this filing | 2019-08-14 | acceptance time not in the bulk data set |