13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 736 holding rows worth $1,032,101,000.
- Accession
- 0001493152-19-007217
- Filer
- CIK 1549230
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 797 entries on the cover page, a total value of $1,032,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,032,098,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 24,958 | $309,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 30,000 | $308,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,533 | $307,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 23,353 | $304,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 76,330 | $304,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 48,000 | $304,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 16,854 | $301,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,502 | $299,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,582 | $297,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,600 | $297,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,813 | $296,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,746 | $296,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,923 | $292,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,342 | $288,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 38,489 | $288,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,037 | $287,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,731 | $286,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 12,766 | $286,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,816 | $285,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196955 | PUT | 55 | $283,000 | thousands by filing date | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 13,019 | $282,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,104 | $281,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,161 | $281,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 142,993 | $280,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,502 | $279,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,931 | $278,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 29,319 | $278,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 45,500 | $278,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,758 | $276,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,740 | $273,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,815 | $271,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,824 | $271,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 11,472 | $270,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 126,948 | $269,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,301 | $268,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 34,663 | $267,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 5,304 | $267,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,845 | $266,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,426 | $265,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 6,430 | $264,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,962 | $262,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 62,184 | $262,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 39,510 | $261,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 462 | $261,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 26,008 | $260,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 24,000 | $259,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000 | $257,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,188 | $257,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,628 | $257,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,224 | $257,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,059 | $256,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 20,425 | $255,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 58,771 | $252,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,705 | $251,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,657 | $250,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,667 | $249,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,910 | $248,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 11,102 | $247,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,048 | $247,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,225 | $246,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,726 | $245,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,666 | $245,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 636 | $243,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,000 | $243,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,311 | $242,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 33,257 | $242,000 | thousands by filing date | |
| BROADCOM INC | 11135F901 | CALL | 8 | $241,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 46,273 | $241,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,029 | $240,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 11,155 | $240,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q901 | COM | 574 | $240,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 20 | $238,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 90,800 | $237,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 7,395 | $236,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,078 | $236,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 38,085 | $234,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,958 | $233,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,280 | $233,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,817 | $232,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,796 | $230,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 22,768 | $230,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 8,286 | $230,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 36,115 | $227,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,984 | $223,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,445 | $222,000 | thousands by filing date | |
| NOVAVAX INC CMN STOCK | 670002904 | Cmn | 4,025 | $222,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 3,293 | $220,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,003 | $220,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,000 | $220,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8,593 | $213,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,502 | $213,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 16,000 | $213,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 45,853 | $213,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S | 04351P951 | PUT | 18 | $212,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 4,114 | $211,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,627 | $211,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,706 | $210,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,250 | $210,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,857 | $210,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,074 | $209,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,630 | $209,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,000 | $208,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,136 | $208,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $208,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 121,372 | $208,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,543 | $207,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,583 | $206,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 26,943 | $206,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 13,700 | $206,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,858 | $203,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 712 | $203,000 | thousands by filing date | |
| SAVARA INC | 805111901 | COM | 273 | $201,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 86,000 | $198,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,000 | $192,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 45,141 | $189,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 21,146 | $186,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,473 | $181,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 34,405 | $181,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 14,237 | $178,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 92,659 | $177,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 19,432 | $177,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 201,000 | $173,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,100 | $173,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 17,000 | $172,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 19,977 | $168,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,800 | $165,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,814 | $164,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 20,000 | $160,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 70,000 | $160,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 27,122 | $159,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 465,000 | $158,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 16,050 | $158,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,386 | $155,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 29,268 | $152,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 119,495 | $151,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,905 | $149,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,480 | $146,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 210,000 | $142,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,726 | $139,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,800 | $133,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 31,578 | $132,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 24,170 | $132,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 37,953 | $129,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 19,468 | $126,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 32,000 | $126,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 15,594 | $123,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,771 | $120,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 38,667 | $119,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,043 | $116,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 13,123 | $116,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 582,053 | $116,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 10,087 | $115,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 34,000 | $113,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 10,740 | $113,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,974 | $109,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,123 | $109,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,599 | $109,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 25,319 | $107,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,000 | $105,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 300,200 | $105,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 40,525 | $103,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,088 | $101,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 33,372 | $100,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,886 | $99,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 35,496 | $94,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 42,000 | $92,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 14,661 | $90,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 13,029 | $87,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 22,464 | $85,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 14,292 | $83,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 10,551 | $81,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,370 | $80,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,333 | $78,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 36,036 | $76,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,575 | $75,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,434 | $73,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 15,851 | $72,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,038 | $71,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 11,572 | $70,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,902 | $69,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 548,928 | $69,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 162,000 | $67,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 11,399 | $67,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 15,585 | $66,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 11,365 | $65,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 187,077 | $65,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,065 | $64,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 199,500 | $64,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 25,440 | $63,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 271,501 | $62,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 48,707 | $59,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,436 | $58,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 21,100 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100,746 | $56,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 31,938 | $56,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 21,964 | $55,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 22,780 | $55,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 60,000 | $54,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 30,418 | $54,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 175,000 | $54,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 10,000 | $52,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 94,466 | $52,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 46,703 | $50,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 151,000 | $50,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 52,597 | $48,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,872 | $47,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 12,669 | $45,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 18,770 | $45,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 12,826 | $44,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 10,874 | $44,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 33,839 | $43,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,270 | $41,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 60,000 | $41,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 150,000 | $41,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,800 | $40,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,780 | $36,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,500 | $34,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,017 | $31,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,560 | $30,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 31,577 | $30,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 18,339 | $26,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 15,500 | $25,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 62,294 | $25,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 20,000 | $24,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,432 | $23,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 82,725 | $22,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 30,189 | $21,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 50,120 | $18,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 31,314 | $17,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,465 | $16,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,044 | $13,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 15,829 | $13,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,566 | $12,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 19,080 | $10,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,797 | $9,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 22,713 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-007217 | this filing | 2019-05-15 | acceptance time not in the bulk data set |