13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 633 holding rows worth $686,184,000.
- Accession
- 0001493152-19-001924
- Filer
- CIK 1549230
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 691 entries on the cover page, a total value of $686,184,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $686,171,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UPBOUND GROUP INC COM | 76009N100 | Stock | 11,734 | $190,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 52,500 | $187,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 42,475 | $186,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 16,935 | $185,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,375 | $183,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,440 | $182,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 31,850 | $180,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,802 | $179,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,846 | $168,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,952 | $166,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 100,000 | $166,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,000 | $164,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 121,372 | $160,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 65,958 | $157,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 12,743 | $153,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 19,432 | $152,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,000 | $151,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,000 | $151,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 27,233 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,000 | $145,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,054 | $144,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,860 | $143,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 37,764 | $141,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 33,784 | $140,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 11,020 | $135,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,229 | $135,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 45,853 | $135,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 51,207 | $135,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 19,917 | $134,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 58,962 | $131,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 18,355 | $129,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 51,946 | $129,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,359 | $128,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 55,067 | $127,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 11,289 | $127,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 67,204 | $127,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 37,110 | $126,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 71,839 | $126,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,000 | $125,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 25,100 | $125,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,000 | $122,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 19,440 | $120,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 117,000 | $120,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 20,885 | $119,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 25,720 | $117,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,500 | $117,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,000 | $114,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 41,060 | $114,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 18,574 | $112,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 93,533 | $112,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 10,740 | $112,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 15,347 | $111,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 23,849 | $109,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 18,797 | $108,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 21,079 | $107,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 25,297 | $106,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,000 | $105,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,562 | $105,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 10,765 | $104,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 10,000 | $103,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 27,437 | $103,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,216 | $98,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,939 | $98,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 40,002 | $90,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 300,200 | $90,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21,772 | $89,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 348,528 | $87,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,670 | $86,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,923 | $83,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 35,496 | $83,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 18,422 | $80,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 15,305 | $79,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 58,696 | $78,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,600 | $76,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 200,000 | $76,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 22,260 | $75,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 11,966 | $73,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 38,160 | $72,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,600 | $71,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 12,477 | $69,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 40,243 | $68,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 187,077 | $67,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 171,501 | $67,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,520 | $60,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,000 | $57,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 151,000 | $57,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 35,647 | $55,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 23,100 | $53,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,929 | $52,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 59,211 | $50,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 200,700 | $50,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,434 | $49,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 19,602 | $47,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 94,466 | $47,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 42,078 | $45,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,780 | $44,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 20,000 | $44,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,017 | $43,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 10,874 | $40,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 100,000 | $39,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 25,440 | $38,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 21,505 | $37,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 27,122 | $35,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 33,777 | $35,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 54,846 | $35,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,044 | $34,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 60,000 | $34,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 170,988 | $32,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 99,800 | $32,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 12,669 | $31,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 100,000 | $31,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 12,826 | $29,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 22,780 | $28,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 12,500 | $25,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 35,353 | $25,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 99,450 | $25,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 150,000 | $25,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 79,650 | $23,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 58,000 | $23,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 48,707 | $20,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,742 | $16,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 171,727 | $15,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 37,953 | $14,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 50,120 | $14,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 34,163 | $13,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,895 | $12,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 35,805 | $9,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 76,400 | $8,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 19,680 | $6,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 12,500 | $5,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 26,190 | $5,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 15,829 | $4,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 22,713 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-001924 | this filing | 2019-02-14 | acceptance time not in the bulk data set |