13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 766 holding rows worth $1,011,860,000.
- Accession
- 0001493152-18-015893
- Filer
- CIK 1549230
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 812 entries on the cover page, a total value of $1,011,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,011,870,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONCHO RESOURCES INC | 20605P901 | COM | 20 | $306,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 30,000 | $305,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 10,651 | $304,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,216 | $302,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,991 | $301,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 20,988 | $301,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J906 | CALL | 173 | $301,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 56,250 | $301,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,782 | $300,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,227 | $300,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 89 | $300,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,903 | $299,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,519 | $296,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 5,000 | $295,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,400 | $295,000 | thousands by filing date | |
| JBG SMITH PPTYS | 46590V900 | COM | 80 | $295,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 2,861 | $292,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,489 | $292,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,160 | $292,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 75,740 | $292,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,599 | $291,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,507 | $290,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,100 | $289,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,530 | $288,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,685 | $288,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,251 | $287,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,740 | $286,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 24,163 | $286,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,500 | $284,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,004 | $282,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,200 | $281,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,327 | $281,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,219 | $279,000 | thousands by filing date | |
| CIMAREX ENERGY CO | 171798951 | COM | 30 | $279,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 11,286 | $277,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 11,105 | $277,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 130,005 | $276,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,808 | $273,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,000 | $272,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,800 | $271,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,606 | $271,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,539 | $270,000 | thousands by filing date | |
| BILIBILI INC | 090040956 | PUT | 200 | $270,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 1,230 | $269,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 23 | $269,000 | thousands by filing date | call |
| COASTWAY BANCORP INC | 190632109 | COM | 9,538 | $269,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,708 | $268,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,413 | $268,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,012 | $268,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,091 | $268,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 14,797 | $268,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 9,268 | $265,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,313 | $264,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,844 | $264,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,100 | $263,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,302 | $262,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,174 | $261,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,791 | $260,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 16,553 | $259,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,443 | $258,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 13,200 | $257,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,722 | $256,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103909 | COM SHS | 400 | $256,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,750 | $255,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,762 | $255,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,275 | $254,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 20,011 | $254,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,500 | $253,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,682 | $253,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 32,000 | $253,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,500 | $251,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,242 | $251,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,686 | $250,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,294 | $249,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,000 | $248,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,700 | $248,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,174 | $248,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,345 | $247,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,081 | $246,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,650 | $246,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,000 | $243,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,458 | $243,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,300 | $242,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,500 | $241,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,042 | $241,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,058 | $241,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 16,325 | $241,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 6,925 | $240,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,354 | $239,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 8,474 | $239,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,407 | $239,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 6,352 | $238,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,709 | $237,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,952 | $236,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,400 | $234,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 27,877 | $234,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,582 | $233,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,300 | $233,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,400 | $232,000 | thousands by filing date | |
| LEAR CORP | 521865954 | COM NEW | 16 | $232,000 | thousands by filing date | put |
| MOMO INC | 60879B907 | COM | 53 | $232,000 | thousands by filing date | call |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 37,953 | $232,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 403 | $231,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 7,000 | $231,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 13,956 | $231,000 | thousands by filing date | |
| MATADOR RES CO | 576485955 | COM | 70 | $231,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M952 | COM | 80 | $231,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 865 | $230,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,451 | $230,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 8,300 | $230,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,931 | $229,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,849 | $227,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 12,300 | $227,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,600 | $226,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $226,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 763 | $226,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,287 | $226,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC | 83422E905 | CALL | 48 | $226,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,784 | $225,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 12,366 | $225,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,000 | $225,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,036 | $225,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,396 | $225,000 | thousands by filing date | |
| TARGA RES CORP | 87612G951 | COM | 40 | $225,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 600 | $223,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 39,865 | $223,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,593 | $223,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,104 | $222,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,700 | $220,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653901 | CALL | 22 | $220,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 19,875 | $220,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,127 | $219,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,840 | $219,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,596 | $218,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 13,458 | $218,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,776 | $217,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,700 | $217,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 15,000 | $217,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,226 | $217,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,600 | $216,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,337 | $216,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,905 | $216,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q904 | CALL | 361 | $215,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 3,063 | $214,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,800 | $212,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,745 | $210,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,076 | $210,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 15,022 | $210,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,375 | $208,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,000 | $207,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,416 | $207,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,015 | $207,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 7,000 | $207,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 106,241 | $207,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,559 | $206,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,852 | $202,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,000 | $202,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8,674 | $202,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 33,000 | $201,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 30,293 | $201,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,500 | $200,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,628 | $196,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 57,483 | $195,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 25,483 | $190,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 43,209 | $190,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 12,200 | $188,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 110,242 | $187,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 21,398 | $186,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 11,000 | $186,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 18,391 | $183,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 32,000 | $183,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 19,978 | $179,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 22,466 | $177,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,462 | $175,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,497 | $173,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,444 | $171,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 15,000 | $170,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,606 | $169,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 29,905 | $169,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 40,877 | $166,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 17,109 | $165,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 20,689 | $164,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 170,988 | $161,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 74,444 | $160,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 57,661 | $160,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,079 | $159,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 25,859 | $156,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,600 | $155,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 77,969 | $155,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 20,725 | $155,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 36,986 | $152,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 31,000 | $152,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 14,286 | $150,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 89,103 | $148,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 18,000 | $147,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,000 | $145,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 139,772 | $144,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,176 | $144,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 13,198 | $143,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 12,284 | $142,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 348,528 | $139,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 12,000 | $134,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,500 | $124,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 50,000 | $123,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 40,248 | $120,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,125 | $117,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 24,719 | $117,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 300,200 | $114,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,881 | $113,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 22,794 | $111,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,216 | $109,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 15,051 | $108,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,974 | $108,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 49,000 | $100,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 42,208 | $100,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 50,209 | $100,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 30,000 | $98,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 21,250 | $98,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 15,670 | $97,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 27,538 | $95,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 34,300 | $94,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 14,705 | $94,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 13,529 | $92,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,000 | $91,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 12,669 | $90,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,810 | $90,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 33,750 | $89,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 187,077 | $87,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 16,000 | $86,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,000 | $83,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,000 | $81,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 200,000 | $80,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 171,501 | $79,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 151,000 | $79,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,039 | $78,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 94,466 | $77,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 29,326 | $73,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,691 | $67,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,729 | $63,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,243 | $60,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 21,900 | $59,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 22,780 | $59,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 11,930 | $58,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,250 | $57,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 13,000 | $48,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 98,973 | $48,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 150,000 | $47,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 36,530 | $44,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,905 | $43,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 85,300 | $43,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,000 | $42,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 20,541 | $39,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 42,500 | $39,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 26,005 | $38,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 100,000 | $37,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 12,114 | $35,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 35,353 | $34,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,085 | $30,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 50,120 | $26,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,603 | $23,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 99,552 | $22,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 16,104 | $21,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 22,780 | $18,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 29,928 | $16,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 19,680 | $16,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,800 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-015893 | this filing | 2018-11-14 | acceptance time not in the bulk data set |