13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 693 holding rows worth $683,576,000.
- Accession
- 0001493152-18-002093
- Filer
- CIK 1549230
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 736 entries on the cover page, a total value of $683,576,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $683,579,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 3,111 | $254,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 7,916 | $253,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,830 | $253,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,805 | $253,000 | thousands by filing date | |
| WESTROCK CO | 96145D905 | COM | 40 | $253,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,483 | $251,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 8,100 | $251,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,700 | $250,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,932 | $250,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,181 | $250,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 10,561 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,300 | $249,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 9,791 | $249,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,850 | $248,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 638 | $248,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 37,469 | $247,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,300 | $246,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,562 | $246,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,836 | $245,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,107 | $245,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,906 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,000 | $243,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 14,979 | $242,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,225 | $240,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,336 | $238,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,504 | $237,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,742 | $236,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 9,243 | $236,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 43,290 | $236,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,448 | $235,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,500 | $235,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,284 | $235,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,480 | $234,000 | thousands by filing date | |
| IMMUNE DESIGN CORP | 45252L903 | CALL | 600 | $234,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $233,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,320 | $233,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 55,825 | $233,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,733 | $232,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 21,782 | $232,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,539 | $231,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,196 | $231,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 4,408 | $231,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,929 | $230,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,264 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 15 | $229,000 | thousands by filing date | put |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 10,000 | $229,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,658 | $228,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581908 | CALL | 9 | $228,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,484 | $227,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,842 | $227,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,192 | $226,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,080 | $225,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 31,400 | $225,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106908 | COM | 44 | $225,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $224,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,199 | $223,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,700 | $223,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,463 | $223,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,207 | $223,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,058 | $222,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,079 | $221,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,639 | $221,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,221 | $221,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,250 | $221,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,839 | $221,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 12 | $221,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,413 | $220,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,984 | $219,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 7,528 | $219,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L958 | PUT | 65 | $219,000 | thousands by filing date | put |
| VERISIGN INC | 92343E902 | COM | 19 | $217,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 9,241 | $217,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,357 | $216,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,682 | $216,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 53,158 | $216,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,713 | $215,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,391 | $214,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,230 | $214,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,011 | $213,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,800 | $213,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 26,413 | $213,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,618 | $212,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 8,034 | $210,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 9,936 | $210,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 30,581 | $209,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,686 | $208,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 5,637 | $207,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 8,795 | $206,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,844 | $205,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,057 | $205,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,806 | $204,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,800 | $204,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,700 | $204,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7,700 | $204,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,718 | $203,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,931 | $203,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,057 | $202,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,391 | $201,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 861 | $201,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 10,000 | $190,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,437 | $190,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,000 | $185,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,616 | $184,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 33,444 | $179,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 48,610 | $170,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 41,150 | $165,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 12,437 | $163,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 36,691 | $162,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 15,000 | $159,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,212 | $158,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 30,000 | $157,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 11,395 | $155,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 15,877 | $155,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,039 | $154,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,312 | $154,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 28,379 | $153,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,089 | $153,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 38,705 | $152,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 12,779 | $150,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,482 | $147,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 38,930 | $144,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 80,000 | $142,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,108 | $142,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,988 | $141,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,107 | $141,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,747 | $137,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 18,354 | $136,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 11,803 | $135,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 12,171 | $135,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 98,830 | $134,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 11,250 | $130,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 52,564 | $127,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,844 | $124,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 10,000 | $122,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 348,628 | $120,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 28,750 | $118,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 30,000 | $117,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,076 | $116,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 28,750 | $116,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,937 | $112,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 14,863 | $112,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 29,906 | $112,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 351,000 | $112,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 15,000 | $111,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 35,018 | $109,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 16,936 | $109,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,750 | $108,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 17,925 | $107,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,323 | $105,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,600 | $105,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 14,500 | $104,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,615 | $103,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,152 | $103,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 14,038 | $100,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 22,770 | $98,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 117,000 | $98,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,891 | $97,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,490 | $97,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,000 | $96,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 338,500 | $95,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 88,798 | $93,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,857 | $90,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,500 | $88,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 10,617 | $85,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,700 | $84,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 14,532 | $83,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 187,077 | $77,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 29,828 | $76,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,489 | $75,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 11,605 | $74,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,600 | $70,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 173,233 | $69,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 22,515 | $64,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10,000 | $63,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 12,040 | $58,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 23,246 | $56,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 184,546 | $55,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 16,980 | $54,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 13,000 | $52,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,470 | $51,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,877 | $50,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 23,601 | $49,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 14,939 | $37,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 71,350 | $37,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,068 | $36,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,287 | $36,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 41,710 | $35,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 10,330 | $25,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 34,300 | $24,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,110 | $24,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 50,120 | $19,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 46,849 | $18,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 19,093 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002093 | this filing | 2018-02-14 | acceptance time not in the bulk data set |