13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 589 holding rows worth $601,701,000.
- Accession
- 0001493152-17-013044
- Filer
- CIK 1549230
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 614 entries on the cover page, a total value of $601,701,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $601,694,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROW ELECTRS INC | 042735100 | COM | 2,632 | $212,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,800 | $212,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 135,137 | $212,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 16,100 | $210,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,166 | $209,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,825 | $209,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 37,469 | $208,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 24,784 | $207,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,000 | $206,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 15,348 | $204,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,293 | $204,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,367 | $203,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,090 | $203,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 12,814 | $201,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 20,000 | $200,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 15,212 | $197,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 11,216 | $191,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,439 | $188,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 11,801 | $187,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,619 | $187,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 30,350 | $186,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,287 | $183,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 11,001 | $182,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,256 | $181,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 23,350 | $180,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,720 | $176,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 10,365 | $173,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,649 | $168,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 10,425 | $167,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 11,563 | $161,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,565 | $160,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 22,257 | $159,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,359 | $158,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 494,700 | $158,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,810 | $155,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 15,877 | $155,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,568 | $151,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 21,665 | $146,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 80,000 | $144,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 18,404 | $144,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 16,318 | $141,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,000 | $135,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,200 | $133,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 54,102 | $133,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 19,050 | $133,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,568 | $131,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,582 | $129,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 30,933 | $127,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 18,259 | $109,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,358 | $104,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 66,535 | $101,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 41,575 | $101,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,750 | $98,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,900 | $96,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 10,181 | $95,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,259 | $93,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,709 | $87,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 227,500 | $84,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,726 | $80,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,372 | $79,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,370 | $79,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,557 | $77,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,600 | $76,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 89,828 | $74,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 27,765 | $69,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,316 | $69,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 193,033 | $68,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 12,100 | $66,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,856 | $66,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,000 | $65,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,500 | $65,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,625 | $64,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 26,541 | $64,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 172,077 | $64,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 32,613 | $63,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 74,629 | $58,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 184,546 | $54,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 100,000 | $54,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 96,950 | $53,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 14,586 | $49,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 13,000 | $49,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 171,727 | $29,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 85,473 | $29,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 34,300 | $28,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 24,909 | $25,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 72,557 | $25,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 42,000 | $16,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 61,000 | $15,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 50,120 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013044 | this filing | 2017-11-14 | acceptance time not in the bulk data set |