13F-HR/A filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2017-07-18, with 288 holding rows worth $133,874,000.
- Accession
- 0001493152-17-007919
- Filer
- CIK 1549230
- Filed
- 2017-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type new holdings, 300 entries on the cover page, a total value of $133,874,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,874,000 with VALUE read as thousands by filing date, 13F file number 028-16782. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 55,500 | $11,407,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 12,500 | $6,034,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,100 | $4,804,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 16,600 | $2,133,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,275 | $2,132,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,800 | $1,802,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 32,889 | $1,517,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,700 | $1,515,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 14,000 | $1,446,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 29,817 | $1,444,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 167,715 | $1,414,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 80,133 | $1,280,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 64,211 | $1,277,000 | thousands by filing date | |
| APPLE INC | 003783310 | COM | 11,500 | $1,253,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 9,700 | $1,204,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,913 | $1,047,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,562 | $1,038,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 27,992 | $1,030,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 71,929 | $1,009,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 11,556 | $992,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 14,624 | $990,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 48,300 | $943,000 | thousands by filing date | put |
| BAIDU INC | 005675210 | SPON ADR REP A | 4,900 | $935,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 19,805 | $881,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 29,255 | $828,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 10,898 | $828,000 | thousands by filing date | |
| ARM HLDGS PLC | 004206810 | SPONSORED ADR | 18,800 | $821,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 10,200 | $820,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 25,309 | $820,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 17,200 | $816,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,450 | $814,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,000 | $799,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 41,636 | $792,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,800 | $770,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 40,188 | $746,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 15,200 | $698,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 15,338 | $696,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20,663 | $681,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 77,254 | $664,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,700 | $645,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 52,845 | $645,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 31,114 | $643,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 68,100 | $643,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20,493 | $642,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 8,730 | $608,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,400 | $588,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 7,495 | $572,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 15,425 | $571,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,600 | $563,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 4,500 | $559,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 13,700 | $556,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 18,473 | $548,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,661 | $545,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 33,814 | $537,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,400 | $529,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 30,415 | $528,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 34,102 | $527,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,000 | $524,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,600 | $522,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 19,165 | $521,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 31,039 | $515,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,934 | $512,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 19,556 | $503,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,800 | $502,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,900 | $501,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 10,580 | $499,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 7,800 | $498,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,587 | $493,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,654 | $491,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,588 | $491,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 9,100 | $490,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 11,680 | $488,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 10,229 | $487,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,886 | $485,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,999 | $483,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,200 | $476,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 4,533 | $472,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 35,201 | $467,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 92,964 | $465,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 18,000 | $463,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 68,103 | $463,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,422 | $461,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 16,690 | $461,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,377 | $449,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,135 | $447,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 15,931 | $444,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 12,703 | $444,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 41,462 | $439,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 13,355 | $437,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,449 | $435,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,816 | $432,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,693 | $427,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,408 | $425,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 31,631 | $418,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,860 | $416,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,200 | $413,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 4,886 | $409,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 8,488 | $407,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8,084 | $407,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,500 | $402,000 | thousands by filing date | call |
| FOGO DE CHAO INC | 344177100 | COM | 25,591 | $399,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 22,125 | $398,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,800 | $396,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,800 | $396,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 8,607 | $395,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,267 | $392,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 18,100 | $388,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,800 | $387,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 3,978 | $380,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,412 | $378,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 26,983 | $378,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16,887 | $377,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,905 | $377,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 17,445 | $377,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 22,558 | $376,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,928 | $376,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,071 | $374,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,200 | $372,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,812 | $371,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,125 | $355,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,000 | $352,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 22,258 | $348,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 21,026 | $348,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,430 | $339,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,081 | $337,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 18,335 | $337,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,300 | $336,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 19,700 | $326,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 45,681 | $324,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 24,245 | $322,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,030 | $321,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 7,375 | $321,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 11,153 | $319,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 21,800 | $316,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 2,363 | $315,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,362 | $314,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 10,753 | $314,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 8,518 | $312,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,878 | $307,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 103,002 | $306,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,168 | $305,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,607 | $304,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,090 | $303,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,865 | $302,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,239 | $302,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,635 | $298,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,671 | $297,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 6,400 | $294,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 16,746 | $290,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 8,626 | $288,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 14,300 | $284,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 3,908 | $284,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,998 | $283,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 27,703 | $283,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,877 | $282,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 24,299 | $280,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,765 | $279,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 10,337 | $277,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 27,682 | $275,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,657 | $274,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,846 | $274,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,727 | $273,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,424 | $272,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 24,522 | $271,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,907 | $271,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,825 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,215 | $270,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 16,487 | $269,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,300 | $268,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,081 | $267,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,645 | $265,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 23,722 | $265,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,815 | $264,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,400 | $263,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 7,073 | $260,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,282 | $259,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,900 | $258,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 4,200 | $257,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 28,600 | $256,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,680 | $254,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,341 | $254,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,951 | $253,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,860 | $251,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,966 | $250,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 32,860 | $249,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,291 | $246,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 22,167 | $245,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,951 | $243,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,915 | $241,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 18,569 | $239,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,733 | $238,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,694 | $237,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,900 | $236,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 8,555 | $236,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,421 | $234,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,900 | $231,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 22,274 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,425 | $223,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 50,790 | $220,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,786 | $219,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 13,635 | $219,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,181 | $218,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,393 | $216,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,894 | $216,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,518 | $215,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,208 | $215,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 9,013 | $213,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,261 | $213,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,600 | $213,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 10,870 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,592 | $211,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,600 | $210,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 2,813 | $210,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 52,985 | $209,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,477 | $208,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,294 | $207,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,348 | $207,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,939 | $207,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,016 | $204,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,400 | $204,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,481 | $203,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 13,334 | $203,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 21,303 | $203,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,532 | $201,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 38,908 | $201,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 4,157 | $201,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 15,609 | $199,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 16,001 | $190,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,996 | $182,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 27,800 | $180,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,064 | $178,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,763 | $176,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 11,533 | $175,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 47,017 | $175,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,647 | $163,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,008 | $158,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 31,819 | $158,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,300 | $158,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 30,399 | $154,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 29,161 | $150,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,060 | $145,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 15,919 | $143,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,508 | $143,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,630 | $140,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,043 | $138,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,863 | $135,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,368 | $135,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,724 | $131,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 19,604 | $130,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,808 | $129,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 61,395 | $125,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 14,263 | $124,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 16,000 | $119,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 13,192 | $119,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,974 | $118,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 50,673 | $115,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,398 | $114,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,306 | $112,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 16,040 | $112,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,983 | $111,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,013 | $109,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,526 | $106,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 14,097 | $106,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 18,470 | $105,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,221 | $103,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,898 | $102,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 17,647 | $102,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 10,679 | $100,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 10,511 | $83,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 22,677 | $83,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,423 | $76,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 12,326 | $73,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,481 | $71,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 20,522 | $67,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,870 | $67,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 31,610 | $66,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,216 | $65,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,540 | $55,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 39,280 | $55,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,450 | $49,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,675 | $45,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,297 | $43,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,481 | $41,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,380 | $40,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,158 | $35,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 15,181 | $35,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,850 | $27,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,000 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065560 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-16-010686 | superseded | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-16-010688 | superseded | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007917 | base | 2017-07-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007919 | this filing | 2017-07-18 | acceptance time not in the bulk data set |