13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 729 holding rows worth $304,280,000.
- Accession
- 0001493152-17-001596
- Filer
- CIK 1549230
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 745 entries on the cover page, a total value of $304,280,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,283,000 with VALUE read as thousands by filing date, 13F file number 028-16782. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,500 | $211,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,073 | $210,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,324 | $210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,000 | $209,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,005 | $209,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 25,610 | $209,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,686 | $208,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,354 | $208,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,492 | $208,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,677 | $207,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,250 | $206,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,204 | $206,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 14,914 | $206,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,234 | $206,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,376 | $205,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,676 | $204,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,351 | $204,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,544 | $203,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,571 | $203,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,618 | $203,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 27,529 | $203,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,384 | $203,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,292 | $203,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,526 | $202,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,525 | $202,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,729 | $202,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 23,630 | $202,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,063 | $201,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,779 | $201,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 7,116 | $201,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 16,161 | $201,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,022 | $200,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 8,152 | $200,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 5,754 | $200,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007PBC2 | NOTE 10/10 | 157,000 | $198,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 16,411 | $197,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 21,662 | $196,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 15,683 | $195,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 24,678 | $195,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,840 | $191,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 15,796 | $191,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 10,418 | $190,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 13,669 | $189,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,580 | $187,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,303 | $186,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 13,965 | $186,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10,184 | $183,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 28,908 | $182,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 20,000 | $179,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,680 | $178,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,592 | $175,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,459 | $175,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 19,111 | $174,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 46,367 | $174,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 17,650 | $172,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 30,470 | $168,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,459 | $167,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 26,688 | $165,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 26,132 | $162,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,254 | $162,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,367 | $161,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,100 | $161,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 13,549 | $159,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 64,757 | $159,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 58,287 | $154,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,979 | $152,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,615 | $152,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,176 | $152,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 29,838 | $152,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 834 | $151,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 12,402 | $150,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 10,493 | $148,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,000 | $146,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 11,810 | $145,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,175 | $144,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 11,802 | $142,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 32,000 | $142,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,945 | $142,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,937 | $141,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,985 | $140,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,669 | $139,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 20,000 | $136,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 41,646 | $135,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 58,531 | $133,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 18,674 | $133,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,920 | $129,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,833 | $128,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,931 | $127,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,822 | $126,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 14,145 | $126,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 14,128 | $126,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,509 | $125,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,083 | $124,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,513 | $123,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 13,282 | $123,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,054 | $123,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 13,704 | $121,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,000 | $120,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,642 | $120,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,665 | $118,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,934 | $118,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,716 | $118,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 16,660 | $118,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,491 | $117,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 48,918 | $116,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 16,346 | $116,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 11,421 | $116,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 14,805 | $114,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,149 | $113,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 36,320 | $111,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 54,000 | $109,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,795 | $108,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 71,725 | $108,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 43,309 | $108,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 24,219 | $107,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 507 | $106,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,317 | $104,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,187 | $103,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,380 | $99,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 20,351 | $98,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 17,342 | $94,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,035 | $87,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 28,491 | $87,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 13,000 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 373 | $86,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,493 | $83,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 22,482 | $83,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 21,313 | $82,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 23,810 | $80,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,335 | $79,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 78,662 | $79,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 10,215 | $78,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,000 | $77,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,582 | $76,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 19,060 | $75,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 376,773 | $75,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,717 | $74,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 298,600 | $74,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 29,399 | $72,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 12,000 | $72,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 19,857 | $72,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,248 | $71,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,278 | $70,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,520 | $70,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 10,380 | $69,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,268 | $67,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 16,221 | $62,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 25,040 | $62,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,690 | $61,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32 | $59,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 10,107 | $56,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,100 | $54,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 24,410 | $54,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 231 | $52,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 13,593 | $50,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 13,092 | $48,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 251 | $45,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 37,910 | $44,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 12,500 | $40,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 172,473 | $40,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 12,996 | $38,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 36,455 | $38,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 14,060 | $37,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 34,300 | $36,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 314,862 | $35,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,139 | $31,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 59 | $30,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 150 | $29,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 295 | $28,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 11,700 | $25,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 106,200 | $25,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 13,902 | $23,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,198 | $23,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 86 | $20,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 590 | $20,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 148 | $16,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 13,300 | $16,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 248 | $15,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 95 | $12,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 119 | $12,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 14,000 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 133 | $11,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 29 | $10,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 68 | $10,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 325 | $10,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 90 | $9,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 166 | $9,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 90 | $9,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 111 | $8,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 200 | $8,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 102 | $7,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 119 | $7,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 61 | $7,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 68 | $6,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 182 | $5,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 46 | $5,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 115 | $5,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 211 | $5,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 64 | $5,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 82 | $5,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 86 | $4,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 248 | $4,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 345 | $4,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 37 | $4,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 115 | $4,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 93 | $4,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 58 | $4,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 29 | $3,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 79 | $3,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 427 | $3,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 60 | $3,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 50 | $2,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 216 | $2,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 43 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 50 | $2,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 86 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 170 | $2,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 80 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 159 | $1,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 165 | $1,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 60 | $1,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 97 | $1,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 150 | $1,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 193 | $1,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 45 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 90 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WW GRAINGER INC COM | 384802104 | Stock | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-001596 | this filing | 2017-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-001673 | superseded | 2017-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007928 | base | 2017-07-18 | acceptance time not in the bulk data set |