13F-HR/A filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-06-09, with 383 holding rows worth $144,342,000.
- Accession
- 0001493152-16-010682
- Filer
- CIK 1549230
- Filed
- 2016-06-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 383 entries on the cover page, a total value of $144,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,342,000 with VALUE read as thousands by filing date, 13F file number 028-16782. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHUTTERFLY INC | 82568P304 | COM | 43,919 | $1,957,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,348 | $1,827,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 34,383 | $1,568,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 24,987 | $1,514,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 7,102 | $1,401,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 47,715 | $1,374,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 25,019 | $1,319,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 23,888 | $1,299,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,769 | $1,197,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 290,275 | $1,184,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 130,186 | $1,168,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 35,128 | $1,138,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 12,406 | $1,073,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,616 | $1,002,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,115 | $985,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 37,000 | $984,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 14,856 | $981,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 30,102 | $971,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 8,364 | $958,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 28,806 | $941,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 97,730 | $914,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,535 | $893,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 41,453 | $858,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,539 | $858,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,007 | $857,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 34,721 | $834,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 13,437 | $807,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 60,634 | $777,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 110,429 | $774,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 219,361 | $763,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 22,928 | $761,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 27,915 | $758,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 16,151 | $752,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 17,128 | $745,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 43,160 | $741,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 16,805 | $727,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 15,494 | $722,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,162 | $718,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 100,037 | $716,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 23,788 | $714,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 19,055 | $706,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,464 | $696,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 46,803 | $695,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,206 | $689,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,591 | $678,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,092 | $663,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 30,361 | $662,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,217 | $662,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 885 | $657,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 19,804 | $653,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 38,956 | $651,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 12,084 | $648,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,098 | $626,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 3,370 | $625,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 38,994 | $625,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 45,555 | $622,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 46,285 | $618,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 31,906 | $617,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,087 | $616,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,317 | $615,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 13,569 | $612,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 35,175 | $611,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,153 | $604,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 10,116 | $604,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 12,517 | $599,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,009 | $597,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,803 | $595,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 21,121 | $591,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 33,276 | $567,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 76,321 | $564,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 32,469 | $547,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 27,033 | $538,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 49,571 | $521,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 39,580 | $518,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,113 | $516,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 40,629 | $511,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 37,225 | $508,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,000 | $500,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 37,152 | $499,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 15,000 | $499,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 32,480 | $498,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,190 | $498,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 12,242 | $497,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,744 | $493,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,178 | $488,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 11,529 | $488,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 17,218 | $485,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,136 | $481,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,494 | $476,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,356 | $476,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 6,196 | $475,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 22,919 | $475,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 14,523 | $474,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,583 | $471,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 30,091 | $467,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,022 | $466,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,868 | $466,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 33,366 | $463,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 59,681 | $462,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 9,729 | $461,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,865 | $459,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 15,296 | $459,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 5,540 | $456,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 61,264 | $452,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,369 | $448,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 80,000 | $447,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 28,961 | $440,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 20,364 | $436,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,591 | $435,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 27,800 | $435,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 60,000 | $431,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,835 | $427,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,813 | $427,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,971 | $423,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 36,935 | $419,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,864 | $417,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,962 | $416,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,814 | $415,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 12,269 | $411,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 11,977 | $409,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 11,415 | $409,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,206 | $408,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 9,512 | $403,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,252 | $400,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 15,426 | $400,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 55,092 | $400,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 67,791 | $395,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,538 | $392,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,543 | $392,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,287 | $391,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 29,605 | $390,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,409 | $388,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 16,780 | $388,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 16,499 | $386,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,746 | $385,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 24,495 | $384,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,166 | $381,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 30,788 | $381,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 26,085 | $381,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 34,632 | $381,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 18,535 | $379,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,215 | $376,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 36,044 | $376,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,293 | $376,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,500 | $375,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 19,673 | $375,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 21,424 | $374,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 8,435 | $371,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,204 | $365,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 21,141 | $365,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 33,107 | $365,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,273 | $364,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 18,187 | $364,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 99,925 | $364,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,897 | $359,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 24,802 | $357,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,926 | $356,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,322 | $355,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 27,428 | $352,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,537 | $351,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,416 | $350,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,036 | $349,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 22,862 | $347,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 10,781 | $343,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,611 | $342,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 14,239 | $341,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,379 | $340,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 38,440 | $340,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,816 | $337,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,443 | $336,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 26,032 | $336,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,716 | $333,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,533 | $333,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 15,254 | $332,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 35,710 | $331,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,301 | $330,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,877 | $326,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,690 | $325,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 49,856 | $323,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 10,096 | $321,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 12,255 | $321,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 57,490 | $319,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 21,580 | $318,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,206 | $317,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,506 | $316,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8,230 | $315,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,422 | $313,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,934 | $312,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 39,620 | $312,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,184 | $311,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 8,732 | $309,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 12,790 | $308,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,142 | $307,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,225 | $306,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 8,014 | $305,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 28,573 | $304,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,318 | $301,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,200 | $301,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 20,722 | $301,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 11,854 | $300,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 21,058 | $298,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 34,030 | $297,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,594 | $296,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 29,166 | $296,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,317 | $296,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,017 | $295,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 35,020 | $294,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 27,805 | $293,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,861 | $289,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,625 | $288,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,876 | $286,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 23,669 | $284,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,748 | $283,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 25,995 | $283,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 20,501 | $282,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 19,912 | $281,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 8,345 | $281,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 27,276 | $281,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 24,272 | $281,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 22,469 | $280,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 7,206 | $280,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 18,976 | $280,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,912 | $279,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,747 | $279,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 19,666 | $278,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 29,709 | $276,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,677 | $275,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,063 | $275,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,562 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,763 | $274,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,187 | $273,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 6,633 | $273,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,580 | $272,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,085 | $271,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 16,717 | $271,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,190 | $270,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 30,900 | $269,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 22,034 | $268,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 43,435 | $264,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,000 | $262,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 26,705 | $262,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 17,683 | $262,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 16,805 | $262,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,390 | $259,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,802 | $256,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 19,064 | $255,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,448 | $252,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,282 | $250,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,400 | $249,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,023 | $247,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,577 | $247,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,213 | $246,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 18,639 | $246,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,307 | $245,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 8,940 | $244,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,197 | $243,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 21,829 | $243,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 88,519 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,728 | $242,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 20,923 | $240,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,000 | $239,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 16,155 | $238,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 6,665 | $237,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,451 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,077 | $230,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,610 | $230,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 38,979 | $223,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 35,348 | $222,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,287 | $221,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,546 | $216,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 35,397 | $216,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,675 | $216,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 19,761 | $216,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 13,486 | $213,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 38,781 | $212,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,653 | $211,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,839 | $210,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 27,503 | $210,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,604 | $208,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,033 | $207,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 38,858 | $206,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,165 | $206,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16,630 | $204,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,690 | $203,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 36,129 | $203,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 14,807 | $198,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 20,668 | $196,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 16,568 | $195,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 32,328 | $193,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,282 | $193,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 13,096 | $193,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 11,471 | $192,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 10,602 | $188,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 33,154 | $188,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 41,825 | $188,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,700 | $187,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 12,250 | $184,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,612 | $183,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 22,087 | $183,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 16,422 | $181,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 14,304 | $180,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,903 | $176,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 27,578 | $174,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,982 | $170,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 47,535 | $168,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,865 | $164,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,000 | $163,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 44,204 | $163,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 15,385 | $162,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,530 | $161,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 25,780 | $161,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,278 | $160,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,351 | $159,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,776 | $159,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 77,312 | $159,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 14,198 | $159,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 31,309 | $156,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,896 | $155,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,025 | $154,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 15,569 | $154,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 16,754 | $154,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 14,305 | $152,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,556 | $151,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,240 | $145,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 15,960 | $144,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 15,390 | $142,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,852 | $139,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 20,550 | $139,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 12,573 | $138,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 14,052 | $138,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,256 | $135,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 14,924 | $135,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,790 | $134,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 141,735 | $132,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,299 | $131,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 36,240 | $131,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,198 | $130,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 13,800 | $126,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 41,045 | $122,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 18,430 | $121,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 19,928 | $121,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,210 | $120,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,287 | $116,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 30,900 | $111,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 122,624 | $107,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,053 | $107,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 61,330 | $106,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 16,748 | $105,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 22,527 | $99,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 39,695 | $97,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,538 | $95,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,033 | $95,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 12,733 | $95,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 16,110 | $93,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,261 | $86,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,064 | $82,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 12,910 | $79,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 17,665 | $75,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,568 | $74,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,191 | $70,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,386 | $70,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 20,663 | $68,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,027 | $67,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,356 | $63,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 40,278 | $63,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 14,884 | $56,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 34,300 | $55,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,115 | $53,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 33,784 | $52,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,069 | $48,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 11,235 | $46,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 33,533 | $46,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,363 | $45,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 21,764 | $39,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 17,015 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 20,636 | $30,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,203 | $28,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 26,480 | $27,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 21,260 | $24,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 17,090 | $24,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,670 | $21,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 11,409 | $15,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 30,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053106 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-16-010682 | this filing | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-16-010684 | superseded | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007913 | base | 2017-07-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007915 | added | 2017-07-18 | acceptance time not in the bulk data set |