13F-HR filed by DG Capital Management, LLC
DG Capital Management, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-09, with 15 holding rows worth $81,115,000.
- Accession
- 0001493152-16-009543
- Filer
- CIK 1512716
- Filed
- 2016-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 15 entries on the cover page, a total value of $81,115,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,116,000 with VALUE read as thousands by filing date, 13F file number 028-16742. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 250,000 | $20,423,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,732,569 | $13,089,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,935,851 | $7,221,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 796,401 | $5,742,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 281,892 | $5,212,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 228,995 | $5,146,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,253,258 | $4,512,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 326,911 | $4,198,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 541,282 | $4,038,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 190,000 | $3,032,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 50,000 | $2,775,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 122,648 | $2,206,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 470,509 | $1,797,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 270,593 | $1,464,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 155,352 | $261,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-16-009543 | this filing | 2016-05-09 | acceptance time not in the bulk data set |