13F-HR filed by STERNE AGEE GROUP, INC.
STERNE AGEE GROUP, INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 206 holding rows worth $303,687,000.
- Accession
- 0001492996-14-000004
- Filer
- CIK 1492996
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 237 entries on the cover page, a total value of $303,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,687,000 with VALUE read as thousands by filing date, 13F file number 028-13983. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUST Co OF STERNE AGEE, INC.028-13128
- included managerSterne Agee Asset Management, Inc.028-15657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 231,499 | $24,414,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 101,922 | $11,278,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,157 | $10,747,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 119,727 | $8,033,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 78,180 | $6,110,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 63,600 | $6,109,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,842 | $5,954,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 44,980 | $5,619,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 112,561 | $4,650,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,088 | $4,588,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 99,797 | $4,531,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 160,862 | $4,509,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 119,972 | $4,488,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 73,253 | $4,284,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 51,387 | $4,183,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 60,272 | $3,925,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 128,875 | $3,345,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 70,233 | $3,282,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 39,576 | $3,114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 51,206 | $3,065,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 85,938 | $3,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 87,478 | $2,821,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 67,299 | $2,813,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 34,134 | $2,811,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,447 | $2,743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 73,682 | $2,628,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 31,080 | $2,584,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 82,401 | $2,524,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,213 | $2,478,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 157,086 | $2,445,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 32,741 | $2,431,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,843 | $2,302,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 56,484 | $2,282,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 98,545 | $2,211,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 23,608 | $2,204,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 22,626 | $2,168,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 42,592 | $2,158,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 29,936 | $2,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 43,672 | $2,099,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,931 | $1,966,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 24,000 | $1,893,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,411 | $1,881,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 45,499 | $1,755,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,867 | $1,723,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 24,070 | $1,691,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 94,648 | $1,687,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 106,529 | $1,644,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 28,742 | $1,639,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,203 | $1,605,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,422 | $1,592,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 41,343 | $1,585,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,916 | $1,548,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,330 | $1,520,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 22,171 | $1,510,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 39,329 | $1,505,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,515 | $1,484,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 39,864 | $1,425,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 18,345 | $1,423,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 21,622 | $1,405,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 44,087 | $1,400,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 33,452 | $1,375,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,468 | $1,310,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 23,322 | $1,304,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 33,456 | $1,284,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 72,735 | $1,268,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,875 | $1,259,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,800 | $1,238,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,828 | $1,235,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,545 | $1,224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 17,463 | $1,208,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,863 | $1,186,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,744 | $1,177,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 17,958 | $1,136,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 26,668 | $1,127,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 16,395 | $1,090,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,032 | $1,069,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,053 | $1,056,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,116 | $1,031,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,256 | $1,029,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 28,937 | $1,001,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,574 | $1,000,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,736 | $997,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 43,148 | $994,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,582 | $939,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 29,792 | $934,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 22,539 | $932,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 27,274 | $929,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 25,175 | $923,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 26,102 | $912,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 14,178 | $904,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,762 | $870,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 38,848 | $867,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,267 | $861,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 11,424 | $858,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 20,356 | $857,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 14,785 | $849,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,567 | $845,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 14,602 | $838,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,386 | $835,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 13,174 | $835,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 82,734 | $819,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,045 | $808,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 11,579 | $805,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 18,844 | $791,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 24,061 | $791,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,908 | $787,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 16,101 | $784,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 16,970 | $773,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,885 | $769,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 27,984 | $766,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,674 | $765,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 11,423 | $758,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 43,970 | $751,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,097 | $748,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,823 | $747,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 18,169 | $746,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 28,670 | $743,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,576 | $742,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,400 | $737,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,471 | $736,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 12,035 | $735,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,996 | $713,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 33,190 | $701,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 65,867 | $700,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 10,835 | $674,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 15,952 | $672,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,689 | $666,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 20,044 | $661,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 12,394 | $656,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 11,675 | $653,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 10,450 | $653,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 14,914 | $632,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,400 | $621,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 13,138 | $617,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 13,939 | $615,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 105,425 | $605,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,000 | $587,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 10,709 | $578,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 10,661 | $565,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 16,034 | $552,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,244 | $547,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 12,931 | $544,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 11,897 | $543,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 13,733 | $540,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 12,531 | $536,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 30,342 | $535,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 80,050 | $535,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 13,162 | $530,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 28,320 | $513,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 12,237 | $511,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,053 | $510,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 16,835 | $510,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 12,116 | $502,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,670 | $501,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,907 | $500,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,522 | $495,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,210 | $489,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 34,950 | $488,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 31,391 | $486,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 27,344 | $484,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 29,625 | $471,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,337 | $469,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $468,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,265 | $466,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 10,008 | $463,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 12,417 | $457,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 41,700 | $456,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 21,800 | $455,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 19,650 | $451,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 10,276 | $445,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 33,650 | $439,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 14,209 | $438,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 34,000 | $438,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 10,949 | $435,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 35,838 | $428,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 11,819 | $413,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,738 | $409,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 38,900 | $408,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,390 | $400,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $392,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 21,807 | $377,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,950 | $377,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 26,690 | $374,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,586 | $369,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 11,310 | $362,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 24,920 | $351,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 13,839 | $348,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,103 | $347,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 15,067 | $341,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 15,482 | $337,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 18,769 | $328,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,502 | $321,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,000 | $303,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 11,410 | $301,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 14,110 | $289,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 37,951 | $279,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,300 | $266,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 17,550 | $258,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,335 | $251,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 30,000 | $251,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,800 | $250,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,400 | $245,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,680 | $229,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 10,400 | $228,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 23,320 | $216,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 31,930 | $213,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001492996-14-000004 | this filing | 2014-02-18 | acceptance time not in the bulk data set |