13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 86 holding rows worth $458,641,000.
- Accession
- 0001492299-14-000003
- Filer
- CIK 1597694
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 133 entries on the cover page, a total value of $458,641,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $458,641,124 with VALUE read as dollars, detected, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 158,000 | $84,804,920 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 380,000 | $22,891,200 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 250,000 | $21,917,500 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 610,000 | $20,996,200 | dollars, detected | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 13,128,000 | $19,166,880 | dollars, detected | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 14,716,000 | $17,522,194 | dollars, detected | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 240,000 | $17,006,400 | dollars, detected | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 9,528,000 | $15,622,014 | dollars, detected | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 8,205,000 | $13,634,249 | dollars, detected | principal |
| Boeing Company | 097023105 | COM | 100,000 | $12,549,000 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 200,000 | $11,184,000 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 621,000 | $11,072,430 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 50,000 | $10,793,000 | dollars, detected | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 4,293,000 | $10,112,934 | dollars, detected | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 570,000 | $9,735,600 | dollars, detected | |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 570,000 | $9,735,600 | dollars, detected | The CUSIP as filed is malformed. |
| Verizon Communications Inc | 92343V104 | COM | 196,697 | $9,356,876 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 502,900 | $8,649,880 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 250,000 | $8,030,000 | dollars, detected | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 7,125,000 | $7,579,219 | dollars, detected | principal |
| Micron Technology,Inc. | 595112103 | COM | 310,000 | $7,334,600 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 31,000 | $6,461,950 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 64,000 | $6,359,680 | dollars, detected | |
| US STEEL CORP | 912909AE8 | NOTE | 6,113,000 | $6,165,877 | dollars, detected | principal |
| Oracle Corporation | 68389X105 | COM | 125,000 | $5,113,750 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,415,000 | $4,626,266 | dollars, detected | principal |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 3,595,000 | $4,021,906 | dollars, detected | principal |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 150,000 | $3,996,000 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 82,600 | $3,854,942 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 250,000 | $3,560,000 | dollars, detected | |
| PANDORA MEDIA INC | 698354107 | COM | 99,400 | $3,013,808 | dollars, detected | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,110,000 | $2,995,863 | dollars, detected | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,636,000 | $2,920,145 | dollars, detected | principal |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 47,500 | $2,848,100 | dollars, detected | |
| SINA CORP | G81477104 | ORD | 42,000 | $2,537,220 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 7,500 | $2,522,738 | dollars, detected | |
| SINA CORP | 82922RAC7 | CONV | 2,500,000 | $2,391,825 | dollars, detected | principal |
| YANDEX NV | 98474TAA5 | CONV | 2,500,000 | $2,328,800 | dollars, detected | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,474 | $2,149,169 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,000,000 | $2,005,000 | dollars, detected | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 182,111 | $1,966,799 | dollars, detected | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 58,900 | $1,950,179 | dollars, detected | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,539,000 | $1,924,797 | dollars, detected | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 2,000,000 | $1,902,500 | dollars, detected | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 1,858,000 | $1,890,143 | dollars, detected | principal |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 1,816,000 | $1,829,620 | dollars, detected | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 150,000 | $1,666,500 | dollars, detected | |
| VIRNETX HLDG CORP | 92823T108 | COM | 109,424 | $1,551,632 | dollars, detected | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,500,000 | $1,539,885 | dollars, detected | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 1,500,000 | $1,530,240 | dollars, detected | principal |
| VANTIV INC | 92210H105 | CL A | 50,511 | $1,526,442 | dollars, detected | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 25,700 | $1,396,538 | dollars, detected | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 29,000 | $1,339,220 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 22,000 | $1,161,600 | dollars, detected | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 60,000 | $1,126,200 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 39,600 | $1,093,356 | dollars, detected | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 38,213 | $1,018,759 | dollars, detected | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 22,300 | $932,363 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,000 | $893,440 | dollars, detected | |
| RYLAND GROUP INC | 783764103 | COM | 21,000 | $838,530 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 11,200 | $819,280 | dollars, detected | |
| UTI WORLDWIDE INC | G87210103 | ORD | 75,000 | $794,250 | dollars, detected | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 32,500 | $790,725 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 80,100 | $757,746 | dollars, detected | |
| INTREXON CORP | 46122T102 | COM | 27,500 | $722,975 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 50,000 | $680,500 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 7,900 | $583,494 | dollars, detected | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 34,500 | $542,685 | dollars, detected | |
| REGIS CORP | 758932AA5 | NOTE | 500,000 | $513,000 | dollars, detected | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 352,000 | $409,200 | dollars, detected | principal |
| KCAP FINANCIAL INC | 48668E101 | COM | 47,000 | $407,020 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 9,500 | $397,480 | dollars, detected | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 47,800 | $330,776 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 30,000 | $275,100 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,100 | $274,533 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 89,000 | $272,340 | dollars, detected | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 20,000 | $216,800 | dollars, detected | |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,982 | $214,807 | dollars, detected | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,100 | $213,280 | dollars, detected | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,000 | $174,000 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 3,000 | $165,720 | dollars, detected | |
| MANNKIND CORP | 56400P201 | COM | 37,500 | $150,750 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 5,000 | $118,025 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,000 | $107,700 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3,594 | $44,961 | dollars, detected | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,900 | $17,499 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001492299-14-000003 | this filing | 2014-05-15 | acceptance time not in the bulk data set |