13F-HR filed by MITSUBISHI UFJ SECURITIES (USA), Inc.
MITSUBISHI UFJ SECURITIES (USA), Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-15, with 6 holding rows worth $118,213,000.
- Accession
- 0001492299-13-000008
- Filer
- CIK 1492299
- Filed
- 2013-07-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 6 entries on the cover page, a total value of $118,213,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,213,000 with VALUE read as thousands by filing date, 13F file number 028-15100. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMitsubishi UFJ Securities Holdings Co., Ltd.028-13570
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Pfizer Inc. | 717081103 | COM | 4,051,600 | $113,485,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 110,000 | $3,398,000 | thousands by filing date | call |
| BGS ACQUISITION CORP | G1082J126 | UNIT 99/99/9999 | 68,000 | $691,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 50,000 | $523,000 | thousands by filing date | put |
| RESEARCH IN MOTION LTD | 760975102 | COM | 10,000 | $105,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J118 | *W EXP 03/21/201 | 53,333 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001492299-13-000008 | this filing | 2013-07-15 | acceptance time not in the bulk data set |