13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-01, with 9,037 holding rows worth $127,141,993,000.
- Accession
- 0001488542-23-000018
- Filer
- CIK 1488542
- Filed
- 2023-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 9,859 entries on the cover page, a total value of $127,141,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,137,196,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPRUCE POWER HOLDING CORP | 9837FR950 | COM CL A | 1,100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BIRD GLOBAL INC | 09077J956 | PUT | 600 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X952 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| PROTERRA INC | 74374T909 | CALL | 14,100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| VIEWRAY INC | 92672L907 | CALL | 1,300 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| 17 ED & TECHNOLOGY GROUP INC | 81807M955 | PUT | 400 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| APPLIED MOLECULAR TRANS INC | 03824M909 | CALL | 300 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| RADIUS GLOBAL INFRASTRCTRE I | 750481953 | PUT | 4,400 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| SYNEOS HEALTH INC | 87166B902 | CALL | 500 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SYNEOS HEALTH INC | 87166B952 | PUT | 12,100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V900 | CALL | 1,900 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V950 | PUT | 500 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| APPHARVEST INC | 03783T953 | PUT | 58,500 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| TFF PHARMACEUTICALS INC | 87241J904 | CALL | 1,000 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| HUMANIGEN INC | 444863903 | CALL | 1,200 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AEYE INC | 008183955 | PUT | 600 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| THORNE HEALTHTECH INC | 885260909 | CALL | 100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| FSD PHARMA INC | 35954B956 | PUT | 300 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| AURORA MOBILE LTD | 051857950 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| LATCH INC | 51818V906 | CALL | 17,400 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| LATCH INC | 51818V956 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| TRIVAGO N V | 89686D955 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| TATTOOED CHEF INC | 87663X952 | PUT | 15,000 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 500 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| 9 METERS BIOPHARMA INC | 654405908 | CALL | 4,200 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| ALZAMEND NEURO INC | 02262M958 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465906 | CALL | 200 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SKILLSOFT CORP | 83066P900 | CALL | 200 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| SKILLSOFT CORP | 83066P950 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P908 | CALL | 1,100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| USD PARTNERS LP | 903318953 | PUT | 500 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771900 | CALL | 100 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| VECTIVBIO HLDG AG | H9060V901 | CALL | 700 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y957 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463951 | PUT | 2,400 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
| IRONNET INC | 46323Q905 | CALL | 21,400 | $0 | thousands, detected and multiplied | callValue filed as zero, left out of ratios. |
| IRONNET INC | 46323Q955 | PUT | 100 | $0 | thousands, detected and multiplied | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-23-000018 | this filing | 2023-11-01 | acceptance time not in the bulk data set |