13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-02, with 10,642 holding rows worth $109,361,898,000.
- Accession
- 0001488542-22-000006
- Filer
- CIK 1488542
- Filed
- 2022-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 11,560 entries on the cover page, a total value of $109,361,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,356,144,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICINITY MOTOR CORP | 925654955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 432 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVAXION BIOTECH A S | 29970R105 | ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G953 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 764 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 2,669 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNCB BANCORP INC | 302578909 | CALL | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BURGERFI INTERNATIONAL INC | 12122L951 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUANTUM CORP | 747906951 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE IMMUNE SCIENCES INC | 02083G950 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC | 171757957 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSI COMPRESSCO LP | 12637A903 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283955 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FLUENT INC | 34380C952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CASA SYS INC | 14713L902 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CASA SYS INC | 14713L952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PERASO INC | 71360T901 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERASO INC | 71360T951 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JASPER THERAPEUTICS INC | 471871953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BETTER THERAPEUTICS INC | 08773T904 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314956 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STARTEK INC | 85569C957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442958 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YATSEN HLDG LTD | 985194959 | PUT | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EFFECTOR THERAPEUTICS INC | 28202V908 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIVEVOX HOLDING INC | 53838L950 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Sigma Additive Solutions, Inc. | 826598500 | common | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 854 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F959 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA MOBILE LTD | 051857950 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374952 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORIENTAL CULTURE HOLDING LTD | G6796W957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D958 | PUT | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FREQUENCY THERAPEUTICS INC | 35803L958 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KUBIENT INC | 50116V957 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| A K A BRANDS HLDG CORP | 00152K951 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEDIWOUND LTD | M68830104 | ORD SHS | 452 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALIS BIOMEDICAL CORP | 87424L908 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TALIS BIOMEDICAL CORP | 87424L958 | PUT | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIVERSEY HLDGS LTD | G28923903 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIVERSEY HLDGS LTD | G28923953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BENITEC BIOPHARMA INC | 08205P950 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q954 | PUT | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARIDIS PHARMACEUTICALS INC | 040334904 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAN INC | 66988N905 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VACCINEX INC | 918640953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APTINYX INC | 03836N953 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LISTED FD TR | 53656F342 | ROUNDHILL MEME | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K951 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS | 00856G909 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALYXT INC | 13173L907 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERASTEM INC | 92337C954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASPIRA WOMENS HEALTH INC | 04537Y909 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q904 | CALL | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SATSUMA PHARMACEUTICALS INC | 80405P957 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACUITYADS HLDGS INC | 00510L956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802902 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC | 46604H955 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 882 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BTRS HOLDINGS INC | 11778X954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L908 | CALL | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZOVIO INC | 98979V952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P101 | ADR | 1,561 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMA THERAPEUTICS HLDGS INC | 34633R904 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 852 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEAM INC | 878155950 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GEMINI THERAPEUTICS INC | 36870G905 | CALL | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEMINI THERAPEUTICS INC | 36870G955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUALIGEN THERAPEUTICS INC | 74754R953 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GROM SOCIAL ENTERPRISES INC | 39878L958 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268957 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 89904V901 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297901 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J950 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IMV INC | 44974L953 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L902 | CALL | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L952 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONECONNECT FINL TECHNOLOGY C | 68248T905 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONECONNECT FINL TECHNOLOGY C | 68248T955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L906 | CALL | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L956 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P901 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P951 | PUT | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CREATD INC | 225265957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWAGE INC | 650194953 | PUT | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 971 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC | 05338F908 | COM | 15,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC | 05338F958 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E909 | COM NEW | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L953 | COM NEW | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203900 | COM NEW | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC | 14912Y952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y957 | PUT | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R907 | CALL | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R957 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203950 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637953 | PUT | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IT TECH PACKAGING INC | 46527C950 | PUT | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIELD TRIP HEALTH LTD | 31656R952 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E959 | PUT | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ELECTRIC LAST MILE SOLUTNS I | 28489L954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B907 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KALEIDO BIOSCIENCES INC | 483347900 | CALL | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SURGALIGN HOLDINGS INC | 86882C955 | COM | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SLR SENIOR INVESTMENT CORP | 83416M905 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP MIDSTREAM PARTNERS LP | 0556EL909 | UNIT LTD PTNR | 3,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BEST INC | 08653C956 | SPONSORED ADS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPX FLOW INC | 78469X957 | COM | 2,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESTORS BANCORP INC NEW | 46146L951 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POLARITYTE INC | 731094908 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L950 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POLARITYTE INC | 731094958 | PUT | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOQII HLDG LTD | 09950L904 | CALL | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOLAR SR CAP LTD | 83416M955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G904 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESONANT INC | 76118L902 | CALL | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RESONANT INC | 76118L952 | PUT | 48,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORTERRA INC | 34960W906 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORTERRA INC | 34960W956 | PUT | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-22-000006 | this filing | 2022-05-02 | acceptance time not in the bulk data set |