13F-HR/A filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-23, with 10,651 holding rows worth $99,050,233,000.
- Accession
- 0001488542-22-000005
- Filer
- CIK 1488542
- Filed
- 2022-02-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 11,474 entries on the cover page, a total value of $99,050,233,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,044,558,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDEN MINERALS CO | 381119906 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTEVAC INC | 461148908 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST MIDWEST BANCORP DEL | 320867954 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P955 | SPONS ADR | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F907 | COM | 2,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IMPAC MTG HLDGS INC | 45254P958 | COM NEW | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLIED THERAPEUTICS INC | 03828A951 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENVELA CORP | 29402E952 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAXCYTE INC | 57777K906 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064952 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUIPT HOME MEDICAL CORP | 74880P954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DYADIC INTL INC DEL | 26745T951 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMX RTY CORP | 26873J907 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307902 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HAMILTON BEACH BRANDS HLDG C | 40701T904 | COM CL A | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERSANA THERAPEUTICS INC | 59045L956 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUMMIT HOTEL PPTYS INC | 866082950 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENOCHIAN BIOSCIENCES INC | 29350E954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633906 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633956 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHWEST GAS HOLDINGS INC | 844895902 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUMU CORP | 749063953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUTOUTIAO INC | 74915J906 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REEDS INC | 758338957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEXTCURE INC | 65343E958 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D905 | CALL | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D955 | PUT | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRAVELZOO | 89421Q955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KVH INDS INC | 482738951 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VYNE THERAPEUTICS INC | 92941V959 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650903 | CALL | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCERT PHARMACEUTICALS INC | 206022905 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCERT PHARMACEUTICALS INC | 206022955 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONNECT BIOPHARMA HLDGS LTD | 207523901 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATERA BIOPHARMA INC | 857561904 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMARA INC | 45249V107 | COM | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMARA INC | 45249V907 | CALL | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REPRO MED SYS INC | 759910952 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 670 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZYDAYS HLDGS INC | 52110H900 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAZYDAYS HLDGS INC | 52110H950 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H959 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OBLONG INC | 674434955 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC | 039014954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AYTU BIOPHARMA INC | 054754954 | PUT | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLPS INCORPORATION | G31642904 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEAT TECH 3D LTD | 583435102 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYENOVIA INC | 30234E954 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOLINERX LTD | 09071M955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 532 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U957 | COM NEW | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIOS THERAPEUTICS INC | 92829J904 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| S&W SEED CO | 785135954 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 1,049 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 476 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 1,627 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y906 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIGOS THERAPEUTICS INC | 01626L955 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DRAGANFLY INC. | 26142Q905 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BENSON HILL INC | 082490953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FINANCE OF AMERICA COMPAN | 31738L907 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOCARDIA INC | 09060U907 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC | 171757957 | PUT | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283955 | PUT | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CASA SYS INC | 14713L902 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JASPER THERAPEUTICS INC | 471871953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BETTER THERAPEUTICS INC | 08773T904 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477902 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P959 | COM CL A | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EQRX INC | 26886C957 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 17 ED & TECHNOLOGY GROUP INC | 81807M955 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P908 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374952 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L903 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D958 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORGANIGRAM HLDGS INC | 68620P951 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L903 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOLECULAR TEMPLATES INC | 608550959 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN FIN TR INC | 02607T959 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BENITEC BIOPHARMA INC | 08205P900 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524908 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015903 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS | 00856G959 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASPIRA WOMENS HEALTH INC | 04537Y959 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIGILON THERAPEUTICS INC | 82657L907 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONCORUS INC | 68236R953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116951 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC | 03835T950 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 344 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENNESSY CAPITAL INVS CORP V | 42589T957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P101 | ADR | 631 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDNAT HLDG CO | 31431B959 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GROM SOCIAL ENTERPRISES INC | 39878L958 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268957 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AIRNET TECHNOLOGY INC | 00941Q954 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AKOUOS INC | 00973J951 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLEGIANCE BANCSHARES INC | 01748H907 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVANTI ACQUISITION CORP | G0682V959 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HEALTH ASSURN ACQUISITION CO | 42226W959 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RYB ED INC | 74979W901 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMV INC | 44974L953 | PUT | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DURECT CORP | 266605954 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L956 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P901 | CALL | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P951 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWAGE INC | 650194953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROMILE INC | 591697907 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y957 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R907 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203950 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427951 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B907 | CALL | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ION GEOPHYSICAL | 462044957 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TANZANIAN GOLD CORP | 87601A907 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POLARITYTE INC | 731094908 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A954 | PUT | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POLARITYTE INC | 731094958 | PUT | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J958 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L952 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K950 | PUT | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OASIS MIDSTREAM PARTNERS LP | 67420T956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CITIC CAPITAL ACQUISITION CO | G21513959 | PUT | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DSP GROUPS INC | 23332B956 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PUXIN LTD | 74704P908 | CALL | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P954 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOLITON INC | 834251950 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F957 | PUT | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-22-000002 | superseded | 2022-02-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001488542-22-000005 | this filing | 2022-02-23 | acceptance time not in the bulk data set |