13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-13, with 7,991 holding rows worth $62,681,646,000 by the sum of the rows.
- Accession
- 0001488542-20-000007
- Filer
- CIK 1488542
- Filed
- 2020-07-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 8,558 entries on the cover page, a total value of $56,719,417,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,681,646,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $56,719,417,000, 10% less than the sum of the rows, $62,681,646,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASELLA WASTE SYS INC | 147448954 | CL A | 1 | $5,000 | thousands by filing date | put |
| DR REDDYS LABS LTD | 256135953 | ADR | 1 | $5,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448904 | CALL | 1 | $5,000 | thousands by filing date | call |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 500 | $5,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T957 | PUT | 1 | $5,000 | thousands by filing date | put |
| MATTHEWS INTL CORP | 577128901 | CALL | 3 | $5,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 15 | $5,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N904 | CALL | 15 | $5,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CO | 67401P908 | CALL | 12 | $5,000 | thousands by filing date | call |
| OBSEVA SA | H5861P953 | PUT | 9 | $5,000 | thousands by filing date | put |
| ATHENEX INC | 04685N953 | PUT | 4 | $5,000 | thousands by filing date | put |
| CANON INC | 138006909 | CALL | 3 | $5,000 | thousands by filing date | call |
| FORTE BIOSCIENCES INC | 34962G909 | CALL | 4 | $5,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 350 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F957 | COM | 15 | $5,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C951 | PUT | 2 | $5,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M951 | PUT | 1 | $5,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K909 | COM | 2 | $5,000 | thousands by filing date | call |
| FIRSTHAND TECH VALUE FD INC | 33766Y900 | CALL | 13 | $5,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X902 | CALL | 14 | $5,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 44,125 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V908 | CALL | 4 | $5,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 973 | $5,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157906 | CALL | 6 | $5,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349905 | CALL | 9 | $5,000 | thousands by filing date | call |
| CHINANET ONLINE HLDGS INC | 16949H951 | PUT | 54 | $5,000 | thousands by filing date | put |
| VOXELJET AG | 92912L907 | ADS | 36 | $5,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R959 | COM CL A | 3 | $5,000 | thousands by filing date | put |
| ATLAS FINANCIAL HOLDINGS INC | G06207955 | PUT | 87 | $5,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R956 | PUT | 20 | $5,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 100 | $4,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 80 | $4,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 222 | $4,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 286 | $4,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 51 | $4,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 606 | $4,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 516 | $4,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 132 | $4,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 552 | $4,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 187 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 106 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,087 | $4,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 61 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,677 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $4,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 133 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,594 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 217 | $4,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 390 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 200 | $4,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,153 | $4,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 130 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 649 | $4,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 759 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,674 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 37 | $4,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC | 667340953 | COM | 4 | $4,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP | 910873955 | SPON ADR NEW | 18 | $4,000 | thousands by filing date | put |
| RF INDS LTD | 749552955 | COM PAR $0.01 | 10 | $4,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 25 | $4,000 | thousands by filing date | put |
| COMSTOCK RES INC | 205768902 | COM | 11 | $4,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789901 | COM | 2 | $4,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405952 | COM | 4 | $4,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 731 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC | 65535H908 | CALL | 10 | $4,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P951 | PUT | 1 | $4,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E903 | CALL | 1 | $4,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R900 | CALL | 6 | $4,000 | thousands by filing date | call |
| ARCOSA INC | 039653950 | PUT | 1 | $4,000 | thousands by filing date | put |
| DELEK LOGISTICS PARTNERS LP | 24664T953 | PUT | 2 | $4,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788952 | PUT | 1 | $4,000 | thousands by filing date | put |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 934 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 300 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R904 | CALL | 13 | $4,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 345 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E953 | COM | 28 | $4,000 | thousands by filing date | put |
| OCWEN FINANCIAL CORP | 675746909 | COM | 62 | $4,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 55 | $4,000 | thousands by filing date | put |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 36 | $4,000 | thousands by filing date | call |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168955 | Cmn | 29 | $4,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 116 | $4,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 19 | $4,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276959 | SPON ADR H SHS | 9 | $4,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P904 | CALL | 5 | $4,000 | thousands by filing date | call |
| AKERO THERAPEUTICS INC | 00973Y958 | COM | 2 | $4,000 | thousands by filing date | put |
| KNOWLES CORP | 49926D959 | PUT | 3 | $4,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872954 | PUT | 3 | $4,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y900 | CALL | 4 | $4,000 | thousands by filing date | call |
| UNITIL CORP | 913259957 | PUT | 1 | $4,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544956 | PUT | 12 | $4,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 13 | $4,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,475 | $4,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 100 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431951 | PUT | 147 | $4,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A953 | PUT | 65 | $4,000 | thousands by filing date | put |
| KAMAN CORP | 483548903 | CALL | 1 | $4,000 | thousands by filing date | call |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 100 | $4,000 | thousands by filing date | |
| VENATOR MATLS PLC | G9329Z950 | PUT | 26 | $4,000 | thousands by filing date | put |
| STONEMOR INC | 86184W906 | CALL | 52 | $4,000 | thousands by filing date | call |
| TUFIN SOFTWARE TECHNOLOGIE | M8893U952 | PUT | 5 | $4,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B900 | COM | 37 | $4,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R906 | CALL | 16 | $4,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427901 | COM NEW | 21 | $4,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079906 | CALL | 1 | $4,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 56 | $4,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793950 | COM NEW | 3 | $4,000 | thousands by filing date | put |
| QUTOUTIAO INC | 74915J957 | ADS REP SHS A | 15 | $4,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 20 | $4,000 | thousands by filing date | put |
| AXOVANT GENE THERAPIES LTD | G0750W903 | CALL | 18 | $4,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829952 | PUT | 7 | $4,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V906 | CALL | 106 | $4,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M905 | CALL | 344 | $4,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 100 | $3,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 478 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250 | $3,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $3,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 136 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 47 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,199 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 100 | $3,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 84 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,400 | $3,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 76 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 70 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 819 | $3,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 801 | $3,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 320 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,920 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 64 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,044 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 100 | $3,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 253 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 76 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405902 | COM | 3 | $3,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC | 98420N905 | CALL | 3 | $3,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M909 | SPONSORED ADR | 6 | $3,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926953 | COM NEW | 40 | $3,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P959 | COM | 1 | $3,000 | thousands by filing date | put |
| BAIN CAP SPECIALTY FIN INC | 05684B907 | COM STK | 3 | $3,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T959 | COM | 22 | $3,000 | thousands by filing date | put |
| BEL FUSE INC | 077347900 | CL B | 3 | $3,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A959 | COM | 10 | $3,000 | thousands by filing date | put |
| LARIMAR THERAPEUTICS INC | 517125950 | COM | 3 | $3,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648903 | COM | 1 | $3,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC | 32054K903 | COM | 1 | $3,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L904 | COM CL A | 7 | $3,000 | thousands by filing date | call |
| CADIZ INC | 127537907 | COM NEW | 3 | $3,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M956 | COM | 3 | $3,000 | thousands by filing date | put |
| PERSONALIS INC | 71535D906 | COM | 3 | $3,000 | thousands by filing date | call |
| CATO CORP NEW | 149205956 | CL A | 4 | $3,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628902 | COM | 10 | $3,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R907 | UNIT BEN INT | 3 | $3,000 | thousands by filing date | call |
| SMART SAND INC | 83191H907 | COM | 30 | $3,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 76 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055951 | PUT | 1 | $3,000 | thousands by filing date | put |
| TXNM ENERGY INC | 69349H957 | PUT | 1 | $3,000 | thousands by filing date | put |
| EGAIN CORP | 28225C956 | PUT | 3 | $3,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R955 | PUT | 1 | $3,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R950 | PUT | 5 | $3,000 | thousands by filing date | put |
| GENPACT LIMITED | G3922B957 | PUT | 1 | $3,000 | thousands by filing date | put |
| GLAUKOS CORP | 377322952 | PUT | 1 | $3,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648953 | PUT | 1 | $3,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D951 | PUT | 1 | $3,000 | thousands by filing date | put |
| COVISTA INC | 00737L953 | PUT | 1 | $3,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 200 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,713 | $3,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 447 | $3,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,125 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INS CORP | 910710952 | PUT | 5 | $3,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,562 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 4,550 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,519 | $3,000 | thousands by filing date | |
| BARNES GROUP INC | 067806959 | COM | 1 | $3,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y952 | COM | 38 | $3,000 | thousands by filing date | put |
| BANNER CORPORATION CMN STOCK | 06652V908 | Cmn | 1 | $3,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B903 | Cmn | 11 | $3,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P900 | COM | 5 | $3,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366905 | COM NEW | 4 | $3,000 | thousands by filing date | call |
| PGT INC | 69336V951 | COM | 2 | $3,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SVCS INC | 210502900 | COM | 14 | $3,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC | 21925Y953 | COM | 1 | $3,000 | thousands by filing date | put |
| MITCHAM INDS INC | 606501954 | COM | 22 | $3,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B952 | COM NEW | 9 | $3,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC DEL | 66611T958 | PUT | 3 | $3,000 | thousands by filing date | put |
| INVESCO INDIA EXCHANGE-TRADE | 46137R959 | INDIA ETF | 2 | $3,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D900 | CALL | 1 | $3,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152907 | CALL | 2 | $3,000 | thousands by filing date | call |
| REGIONAL MGMT CORP | 75902K956 | PUT | 2 | $3,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N954 | PUT | 10 | $3,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077950 | PUT | 17 | $3,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P950 | PUT | 4 | $3,000 | thousands by filing date | put |
| PEARSON PLC | 705015905 | CALL | 5 | $3,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CO | 67401P958 | PUT | 8 | $3,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L957 | PUT | 17 | $3,000 | thousands by filing date | put |
| NV5 GLOBAL INC | 62945V959 | PUT | 4 | $3,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063904 | CALL | 16 | $3,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M955 | PUT | 12 | $3,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 570 | $3,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L907 | CALL | 4 | $3,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197909 | CALL | 17 | $3,000 | thousands by filing date | call |
| FOCUS FINL PARTNERS INC | 34417P950 | PUT | 1 | $3,000 | thousands by filing date | put |
| MAGENTA THERAPEUTICS INC | 55910K958 | PUT | 4 | $3,000 | thousands by filing date | put |
| CARDIOVASCULAR SYS INC DEL | 141619956 | PUT | 1 | $3,000 | thousands by filing date | put |
| HANGER INC | 41043F958 | PUT | 2 | $3,000 | thousands by filing date | put |
| TALEND S A | 874224957 | PUT | 1 | $3,000 | thousands by filing date | put |
| EYEPOINT PHARMACEUTICALS INC | 30233G950 | PUT | 52 | $3,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y905 | CALL | 30 | $3,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554903 | CALL | 9 | $3,000 | thousands by filing date | call |
| THE9 LTD | 88337K953 | PUT | 40 | $3,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 145 | $2,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 62 | $2,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 560 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 100 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 100 | $2,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 138 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 68 | $2,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 61 | $2,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 66 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 407 | $2,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200 | $2,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 60 | $2,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,129 | $2,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 100 | $2,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 302 | $2,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 944 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,194 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 258 | $2,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 200 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 46 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 300 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L909 | CALL | 10 | $2,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 175 | $2,000 | thousands by filing date | |
| CTS CORP | 126501905 | COM | 1 | $2,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R957 | COM | 2 | $2,000 | thousands by filing date | put |
| ATKORE INC | 047649908 | COM | 1 | $2,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P905 | CL A | 7 | $2,000 | thousands by filing date | call |
| TITAN INTL INC ILL | 88830M902 | COM | 16 | $2,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S A | 05967A957 | ADS REP 1 UNIT | 4 | $2,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 6 | $2,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD | Y95308905 | SHS | 2 | $2,000 | thousands by filing date | call |
| AMPCO-PITTSBURG CORP | 032037903 | COM | 8 | $2,000 | thousands by filing date | call |
| KFORCE INC | 493732951 | COM | 1 | $2,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 6 | $2,000 | thousands by filing date | call |
| SANMINA CORP | 801056952 | COM | 1 | $2,000 | thousands by filing date | put |
| SCRIPPS E W CO OHIO | 811054952 | CL A NEW | 3 | $2,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501907 | COM | 2 | $2,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO | 71377A953 | COM | 1 | $2,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 185 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724956 | PUT | 1 | $2,000 | thousands by filing date | put |
| FIDUS INVT CORP | 316500907 | CALL | 3 | $2,000 | thousands by filing date | call |
| INTELLICHECK MOBILISA INC | 45817G951 | PUT | 3 | $2,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889909 | CALL | 1 | $2,000 | thousands by filing date | call |
| SPOK HLDGS INC | 84863T956 | PUT | 3 | $2,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M951 | PUT | 2 | $2,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P908 | CALL | 2 | $2,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T904 | CALL | 1 | $2,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A902 | CALL | 8 | $2,000 | thousands by filing date | call |
| ERIE INDTY CO | 29530P902 | CALL | 3 | $2,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V900 | CALL | 2 | $2,000 | thousands by filing date | call |
| EVERTEC INC | 30040P903 | CALL | 1 | $2,000 | thousands by filing date | call |
| ALECTOR INC | 014442957 | PUT | 1 | $2,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890959 | PUT | 1 | $2,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC | 78413P901 | CALL | 9 | $2,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V906 | CALL | 1 | $2,000 | thousands by filing date | call |
| BLUELINX HLDGS INC | 09624H958 | COM NEW | 3 | $2,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 115 | $2,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 253 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 208 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,800 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 249 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 294 | $2,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L950 | PUT | 6 | $2,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R953 | PUT | 1 | $2,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P956 | PUT | 1 | $2,000 | thousands by filing date | put |
| KB FINL GROUP INC | 48241A955 | PUT | 1 | $2,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 50 | $2,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 5,313 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 704 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 3,000 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 14 | $2,000 | thousands by filing date | call |
| STEIN MART INC CMN STK | 858375908 | Cmn | 59 | $2,000 | thousands by filing date | call |
| CAPITAL SR LIVING CORP | 140475904 | COM | 31 | $2,000 | thousands by filing date | call |
| CAPITAL SR LIVING CORP | 140475954 | COM | 37 | $2,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 12 | $2,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V905 | COM | 12 | $2,000 | thousands by filing date | call |
| POLYONE CORP | 73179P906 | COM | 1 | $2,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F907 | COM | 1 | $2,000 | thousands by filing date | call |
| COMPUTER PROGRAMS & SYS INC | 205306903 | COM | 1 | $2,000 | thousands by filing date | call |
| NEWPARK RES INC | 651718904 | COM PAR $.01NEW | 11 | $2,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA | 87936R956 | SPONSORED ADR | 3 | $2,000 | thousands by filing date | put |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 44 | $2,000 | thousands by filing date | put |
| MILLER INDS INC TENN | 600551904 | COM NEW | 1 | $2,000 | thousands by filing date | call |
| AKERO THERAPEUTICS INC | 00973Y908 | CALL | 1 | $2,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A954 | COM NEW | 2 | $2,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,361 | $2,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 661 | $2,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 2,768 | $2,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 2,630 | $2,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T950 | PUT | 2 | $2,000 | thousands by filing date | put |
| AFFIMED N V | N01045958 | PUT | 5 | $2,000 | thousands by filing date | put |
| ARAVIVE INC | 03890D958 | PUT | 2 | $2,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883909 | CALL | 19 | $2,000 | thousands by filing date | call |
| CYCLERION THERAPEUTICS INC | 23255M955 | PUT | 5 | $2,000 | thousands by filing date | put |
| FEDNAT HLDG CO | 31431B959 | PUT | 2 | $2,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268907 | CALL | 4 | $2,000 | thousands by filing date | call |
| TREVENA INC | 89532E959 | PUT | 19 | $2,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC | 90238J903 | COM | 19 | $2,000 | thousands by filing date | call |
| WELBILT INC | 949090954 | COM | 4 | $2,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031958 | PUT | 1 | $2,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L901 | CALL | 2 | $2,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 3,924 | $2,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U953 | PUT | 2 | $2,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573906 | CALL | 3 | $2,000 | thousands by filing date | call |
| 500 COM LTD | 33829R900 | CALL | 6 | $2,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 2 | $2,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477906 | CALL | 11 | $2,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A902 | CALL | 52 | $2,000 | thousands by filing date | call |
| CHAPARRAL ENERGY INC | 15942R908 | CALL | 32 | $2,000 | thousands by filing date | call |
| CATASYS INC | 149049954 | COM PAR | 92 | $2,000 | thousands by filing date | put |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 126 | $1,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 13 | $1,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 27 | $1,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 160 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 26 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 29 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $1,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 167 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 83 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 36 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 373 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 45 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 130 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 103 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 158 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 13 | $1,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 38 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 89 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 234 | $1,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 17 | $1,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 769 | $1,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 117 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 136 | $1,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 554 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 408 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 37 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 378 | $1,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 187 | $1,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 20 | $1,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 98 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 41 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 83 | $1,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 147 | $1,000 | thousands by filing date | |
| CNB FINL CORP PA | 126128907 | COM | 1 | $1,000 | thousands by filing date | call |
| EVOLUTION PETE CORP | 30049A907 | COM | 6 | $1,000 | thousands by filing date | call |
| MAMMOTH ENERGY SVCS INC | 56155L908 | COM | 16 | $1,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811956 | COM | 3 | $1,000 | thousands by filing date | put |
| EGAIN CORP | 28225C906 | COM NEW | 1 | $1,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M959 | SPONSORED ADR | 2 | $1,000 | thousands by filing date | put |
| WIPRO LTD | 97651M909 | SPON ADR 1 SH | 5 | $1,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC | 60687Y909 | SPONSORED ADR | 5 | $1,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD | M22013952 | ORD | 6 | $1,000 | thousands by filing date | put |
| HARROW INC | 415858909 | COM | 2 | $1,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264909 | COM | 4 | $1,000 | thousands by filing date | call |
| GALIANO GOLD INC | 36352H900 | COM | 14 | $1,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 6 | $1,000 | thousands by filing date | call |
| TRIPLEPOINT VENTURE GROWTH B | 89677Y900 | COM | 1 | $1,000 | thousands by filing date | call |
| MBIA INC | 55262C950 | COM | 2 | $1,000 | thousands by filing date | put |
| AMPLIFY ENERGY CORP NEW | 03212B953 | COM | 10 | $1,000 | thousands by filing date | put |
| GRIFOLS S A | 398438908 | SP ADR REP B NVT | 1 | $1,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC | 68404L951 | COM NEW | 1 | $1,000 | thousands by filing date | put |
| COOPER-STANDARD HOLDINGS INC | 21676P903 | COM | 1 | $1,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G951 | COM NEW | 4 | $1,000 | thousands by filing date | put |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 2 | $1,000 | thousands by filing date | call |
| SMART SAND INC | 83191H957 | COM | 10 | $1,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,500 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 538 | $1,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H900 | CALL | 14 | $1,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397955 | PUT | 6 | $1,000 | thousands by filing date | put |
| ENERPAC TOOL GROUP CORP | 292765904 | CALL | 1 | $1,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q908 | CALL | 1 | $1,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033957 | PUT | 1 | $1,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G954 | PUT | 13 | $1,000 | thousands by filing date | put |
| METALLUS INC | 887399903 | CALL | 5 | $1,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672956 | PUT | 2 | $1,000 | thousands by filing date | put |
| KNOWLES CORP | 49926D909 | COM | 1 | $1,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 519 | $1,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 50 | $1,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 279 | $1,000 | thousands by filing date | |
| AMERICAN COASTAL INS CORP | 910710902 | CALL | 2 | $1,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T903 | CALL | 1 | $1,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746954 | PUT | 1 | $1,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026955 | PUT | 4 | $1,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N956 | COM NEW | 5 | $1,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568958 | COM | 2 | $1,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 100 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 190 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 409 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 18 | $1,000 | thousands by filing date | call |
| DENBURY RESOURCES INC | 247916958 | COM | 71 | $1,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V952 | PUT | 2 | $1,000 | thousands by filing date | put |
| EMAGIN CORPORATION | 29076N956 | Cmn | 14 | $1,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R955 | Cmn | 6 | $1,000 | thousands by filing date | put |
| ENGLOBAL CORP CMN STOCK | 293306906 | Cmn | 15 | $1,000 | thousands by filing date | call |
| BLUCORA INC | 095229950 | Cmn | 1 | $1,000 | thousands by filing date | put |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 1 | $1,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 6 | $1,000 | thousands by filing date | call |
| ASTA FDG INC | 046220909 | COM | 1 | $1,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304900 | SPON ADR H SHS | 1 | $1,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 14 | $1,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W951 | COM | 23 | $1,000 | thousands by filing date | put |
| OLYMPIC STEEL INC | 68162K906 | COM | 1 | $1,000 | thousands by filing date | call |
| ATOSSA THERAPEUTICS INC | 04962H906 | COM | 15 | $1,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES L | 559166903 | ORD | 1 | $1,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC | 419596901 | CALL | 1 | $1,000 | thousands by filing date | call |
| MESA AIR GROUP INC | 590479905 | COM NEW | 5 | $1,000 | thousands by filing date | call |
| GRIFFON CORP | 398433952 | COM | 1 | $1,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303908 | COM | 1 | $1,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS INC | 866082950 | COM | 3 | $1,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,743 | $1,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,761 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784951 | PUT | 2 | $1,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661907 | CALL | 3 | $1,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,051 | $1,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T903 | CALL | 2 | $1,000 | thousands by filing date | call |
| PCSB FINL CORP | 69324R954 | PUT | 1 | $1,000 | thousands by filing date | put |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 166 | $1,000 | thousands by filing date | |
| CASS INFORMATION SYS INC | 14808P909 | CALL | 1 | $1,000 | thousands by filing date | call |
| BROOKLINE BANCORP INC DEL | 11373M907 | CALL | 1 | $1,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 45 | $1,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 103 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T907 | COM | 4 | $1,000 | thousands by filing date | call |
| S&W SEED CO | 785135954 | PUT | 5 | $1,000 | thousands by filing date | put |
| AKOUSTIS TECHNOLOGIES INC | 00973N902 | CALL | 2 | $1,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 473 | $1,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N905 | CALL | 1 | $1,000 | thousands by filing date | call |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 629 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 200 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 520 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550909 | CALL | 1 | $1,000 | thousands by filing date | call |
| ONCOCYTE CORPORATION | 68235C907 | CALL | 10 | $1,000 | thousands by filing date | call |
| ONCOCYTE CORPORATION | 68235C957 | PUT | 7 | $1,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q904 | CALL | 6 | $1,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B900 | CALL | 2 | $1,000 | thousands by filing date | call |
| OTONOMY INC | 68906L905 | CALL | 3 | $1,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405909 | CALL | 371 | $1,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224909 | CALL | 3 | $1,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P951 | PUT | 6 | $1,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 1,072 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975902 | COM | 18 | $1,000 | thousands by filing date | call |
| SOLENO THERAPEUTICS INC | 834203950 | PUT | 9 | $1,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427951 | PUT | 7 | $1,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L903 | CALL | 2 | $1,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L953 | PUT | 2 | $1,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 500 | $1,000 | thousands by filing date | |
| SLR SENIOR INVESTMENT CORP | 83416M905 | COM | 1 | $1,000 | thousands by filing date | call |
| POLARITYTE INC | 731094958 | PUT | 10 | $1,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 9 | $1,000 | thousands by filing date | put |
| BELLRING BRANDS INC | 079823900 | CALL | 1 | $1,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867950 | PUT | 14 | $1,000 | thousands by filing date | put |
| VEDANTA LIMITED | 92242Y900 | CALL | 3 | $1,000 | thousands by filing date | call |
| BELLRING BRANDS INC | 079823950 | PUT | 1 | $1,000 | thousands by filing date | put |
| PORTMAN RIDGE FIN CORP | 73688F952 | PUT | 18 | $1,000 | thousands by filing date | put |
| RIGNET INC | 766582950 | PUT | 6 | $1,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349955 | PUT | 2 | $1,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602959 | PUT | 11 | $1,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644906 | CALL | 45 | $1,000 | thousands by filing date | call |
| NEUROTROPE INC | 64129T907 | CALL | 14 | $1,000 | thousands by filing date | call |
| J JILL INC | 46620W902 | CALL | 23 | $1,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314907 | CALL | 48 | $1,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K908 | CALL | 34 | $1,000 | thousands by filing date | call |
| SHILOH INDS INC | 824543902 | CALL | 7 | $1,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L903 | COM | 5 | $1,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828908 | CALL | 3 | $1,000 | thousands by filing date | call |
| VOXELJET AG | 92912L957 | PUT | 7 | $1,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3,798 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,387 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVITA INC COM | 23918K108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 47,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 17,759 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 10,210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 30,524 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XP INC CL A | G98239109 | Stock | 9,217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14,117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 437 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-20-000007 | this filing | 2020-07-13 | acceptance time not in the bulk data set |