13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-29, with 7,824 holding rows worth $56,719,417,000.
- Accession
- 0001488542-20-000005
- Filer
- CIK 1488542
- Filed
- 2020-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 8,559 entries on the cover page, a total value of $56,719,417,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,715,256,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FANHUA INC | 30712A953 | PUT | 2 | $4,000 | thousands by filing date | put |
| INDEPENDENT BK GROUP INC | 45384B956 | PUT | 2 | $4,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 850 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377950 | COM | 5 | $4,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796908 | COM | 1 | $4,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R900 | CALL | 2 | $4,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 9,341 | $4,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J909 | CALL | 8 | $4,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 23 | $4,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A953 | PUT | 76 | $4,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R909 | COM | 2 | $4,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438906 | CALL | 39 | $4,000 | thousands by filing date | call |
| ORGANIGRAM HLDGS INC | 68620P951 | PUT | 20 | $4,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416907 | CALL | 21 | $4,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C953 | PUT | 61 | $4,000 | thousands by filing date | put |
| SECOO HLDG LTD | 81367P101 | ADR | 1,242 | $4,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F953 | COM | 4 | $4,000 | thousands by filing date | put |
| GREAT WESTERN BANCORP INC | 391416904 | CALL | 2 | $4,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881906 | COM | 3 | $4,000 | thousands by filing date | call |
| EXONE CO | 302104904 | COM | 7 | $4,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P906 | CALL | 10 | $4,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602959 | PUT | 52 | $4,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829952 | PUT | 10 | $4,000 | thousands by filing date | put |
| SUTTER ROCK CAP CORP | 86944Q900 | CALL | 7 | $4,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C907 | CALL | 9 | $4,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 52 | $3,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 100 | $3,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 117 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 114 | $3,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 91 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 241 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 100 | $3,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 452 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 200 | $3,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 75 | $3,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 297 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 377 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 346 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 644 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,542 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 700 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 613 | $3,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 200 | $3,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 729 | $3,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 174 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,744 | $3,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 531 | $3,000 | thousands by filing date | |
| ARES 17JUL26 120 P | 03990B951 | Option | 1 | $3,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 772 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 5,610 | $3,000 | thousands by filing date | |
| COLD 270115C00015000 | 03064d908 | CALL | 1 | $3,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222954 | PUT | 8 | $3,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 100 | $3,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC | 98420N905 | CALL | 3 | $3,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC | 09058V953 | COM | 15 | $3,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D950 | COM | 1 | $3,000 | thousands by filing date | put |
| VERITONE INC | 92347M900 | COM | 15 | $3,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M908 | COM | 13 | $3,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F905 | COM | 118 | $3,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P959 | COM | 1 | $3,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P905 | COM NEW | 14 | $3,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 10 | $3,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 18 | $3,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N907 | COM | 8 | $3,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M952 | COM | 3 | $3,000 | thousands by filing date | put |
| GROWGENERATION CORP | 39986L909 | COM | 9 | $3,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V956 | COM | 11 | $3,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628952 | COM | 21 | $3,000 | thousands by filing date | put |
| PEARSON PLC | 705015955 | PUT | 5 | $3,000 | thousands by filing date | put |
| CODEXIS INC | 192005906 | CALL | 3 | $3,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948906 | CALL | 1 | $3,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P951 | PUT | 1 | $3,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755958 | PUT | 1 | $3,000 | thousands by filing date | put |
| ARCOSA INC | 039653900 | CALL | 1 | $3,000 | thousands by filing date | call |
| GLADSTONE INVT CORP | 376546957 | PUT | 4 | $3,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120909 | CALL | 2 | $3,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V903 | CALL | 3 | $3,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817951 | PUT | 2 | $3,000 | thousands by filing date | put |
| ENPRO INC | 29355X907 | COM | 1 | $3,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R951 | COM | 1 | $3,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 1,077 | $3,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489904 | CALL | 2 | $3,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP | 747619954 | PUT | 3 | $3,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,441 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 100 | $3,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,521 | $3,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,133 | $3,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 194 | $3,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 118 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 295 | $3,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 70 | $3,000 | thousands by filing date | call |
| SPX CORP | 784635954 | COM | 1 | $3,000 | thousands by filing date | put |
| FLOTEK INDUSTRIES INC COMMON STOCK | 343389902 | Cmn | 35 | $3,000 | thousands by filing date | call |
| BANNER CORPORATION CMN STOCK | 06652V908 | Cmn | 1 | $3,000 | thousands by filing date | call |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168955 | Cmn | 30 | $3,000 | thousands by filing date | put |
| ASTEC INDUSTRIES INC CMN STK | 046224901 | Cmn | 1 | $3,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366905 | COM NEW | 5 | $3,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T900 | COM | 30 | $3,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B902 | COM | 14 | $3,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276959 | SPON ADR H SHS | 7 | $3,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C955 | COM NEW | 103 | $3,000 | thousands by filing date | put |
| LAREDO PETE HLDGS INC | 516806906 | COM | 100 | $3,000 | thousands by filing date | call |
| GULF ISLAND FABRICATION INC | 402307952 | COM | 13 | $3,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y950 | COM | 11 | $3,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 5,819 | $3,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077900 | CALL | 21 | $3,000 | thousands by filing date | call |
| UNITIL CORP | 913259957 | PUT | 1 | $3,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R902 | CALL | 10 | $3,000 | thousands by filing date | call |
| CHIMERIX INC | 16934W906 | CALL | 25 | $3,000 | thousands by filing date | call |
| CUTERA INC | 232109908 | COM | 3 | $3,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 1,252 | $3,000 | thousands by filing date | |
| AKOUSTIS TECHNOLOGIES INC | 00973N952 | PUT | 6 | $3,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,230 | $3,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T907 | COM | 12 | $3,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 100 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 5,800 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C951 | COM | 46 | $3,000 | thousands by filing date | put |
| GENPREX INC | 372446904 | CALL | 14 | $3,000 | thousands by filing date | call |
| NEUROTROPE INC | 64129T207 | COM NEW | 4,445 | $3,000 | thousands by filing date | |
| TRIVAGO N V | 89686D905 | CALL | 23 | $3,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883909 | CALL | 28 | $3,000 | thousands by filing date | call |
| CURIS INC | 231269950 | PUT | 49 | $3,000 | thousands by filing date | put |
| HANGER INC | 41043F958 | PUT | 2 | $3,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y901 | CALL | 2 | $3,000 | thousands by filing date | call |
| GCP APPLIED TECHNOLOGIES INC | 36164Y951 | PUT | 2 | $3,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 20 | $3,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC | 90238J953 | PUT | 34 | $3,000 | thousands by filing date | put |
| INTRICON CORP | 46121H959 | PUT | 3 | $3,000 | thousands by filing date | put |
| POLARITYTE INC | 731094958 | PUT | 35 | $3,000 | thousands by filing date | put |
| VERSO CORP | 92531L957 | PUT | 3 | $3,000 | thousands by filing date | put |
| CELSION CORP | 15117N903 | CALL | 42 | $3,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A906 | CALL | 11 | $3,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V954 | PUT | 5 | $3,000 | thousands by filing date | put |
| CHIASMA INC | 16706W902 | CALL | 10 | $3,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511953 | PUT | 5 | $3,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N905 | COM NEW | 12 | $3,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE INC | 19421R900 | COM NEW | 2 | $3,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE INC | 19421R950 | COM NEW | 2 | $3,000 | thousands by filing date | put |
| EYEPOINT PHARMACEUTICALS INC | 30233G900 | CALL | 33 | $3,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W958 | PUT | 40 | $3,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431901 | CALL | 128 | $3,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C905 | CALL | 85 | $3,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E903 | CALL | 48 | $3,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90274E958 | PUT | 3 | $3,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819900 | CALL | 3 | $3,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 2,226 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 190 | $2,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,058 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,697 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 577 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 960 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 395 | $2,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 40 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,446 | $2,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 90 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 82 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 500 | $2,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 175 | $2,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 99 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 67 | $2,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 92 | $2,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 35 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 200 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 168 | $2,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 677 | $2,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 471 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,595 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 114 | $2,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 97 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 531 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 616 | $2,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 657 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 983 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 365 | $2,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 840 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 275 | $2,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 180 | $2,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 362 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 20 | $2,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 114 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 590 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 146 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J900 | CALL | 3 | $2,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC | 03843E954 | COM | 10 | $2,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960954 | COM NEW | 152 | $2,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487905 | COM | 2 | $2,000 | thousands by filing date | call |
| BRAEMAR HOTELS & RESORTS INC | 10482B901 | COM | 19 | $2,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926953 | COM NEW | 46 | $2,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD | M22013902 | ORD | 16 | $2,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N903 | COM | 1 | $2,000 | thousands by filing date | call |
| GENMAB A/S | 372303906 | SPONSORED ADS | 1 | $2,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 14 | $2,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475906 | COM | 1 | $2,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC | Y41053902 | COM | 1 | $2,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC | 379378951 | COM NEW | 2 | $2,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139954 | COM NEW | 2 | $2,000 | thousands by filing date | put |
| AMBEV SA | 02319V953 | SPONSORED ADR | 10 | $2,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M902 | COM | 2 | $2,000 | thousands by filing date | call |
| MV OIL TR | 553859909 | TR UNITS | 10 | $2,000 | thousands by filing date | call |
| AMPLIFY ENERGY CORP NEW | 03212B903 | COM | 49 | $2,000 | thousands by filing date | call |
| ONTO INNOVATION INC | 683344955 | COM | 1 | $2,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP N Y | 199333905 | COM | 1 | $2,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P959 | COM NEW | 32 | $2,000 | thousands by filing date | put |
| SCHOLASTIC CORP | 807066905 | COM | 1 | $2,000 | thousands by filing date | call |
| CALERES INC | 129500954 | COM | 5 | $2,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023900 | COM | 27 | $2,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811902 | Call | 1 | $2,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 603 | $2,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 208 | $2,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 173 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A902 | CALL | 9 | $2,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R953 | PUT | 1 | $2,000 | thousands by filing date | put |
| HANMI FINL CORP | 410495904 | CALL | 2 | $2,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B951 | PUT | 4 | $2,000 | thousands by filing date | put |
| HNI CORP | 404251950 | PUT | 1 | $2,000 | thousands by filing date | put |
| AVANOS MED INC | 05350V906 | CALL | 1 | $2,000 | thousands by filing date | call |
| MATIV HOLDINGS INC | 808541956 | PUT | 1 | $2,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J951 | PUT | 8 | $2,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 763 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J906 | SPON ADR REP ORD | 4 | $2,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD | Y62132908 | SHS | 6 | $2,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,949 | $2,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 744 | $2,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 172 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,538 | $2,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE | 69374H906 | ETF | 2 | $2,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 2 | $2,000 | thousands by filing date | put |
| KORN FERRY | 500643950 | PUT | 1 | $2,000 | thousands by filing date | put |
| ENVIRI CORP | 415864957 | PUT | 3 | $2,000 | thousands by filing date | put |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 1 | $2,000 | thousands by filing date | call |
| CACTUS INC | 127203907 | CALL | 2 | $2,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 3,291 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 50 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 100 | $2,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,408 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 634 | $2,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 350 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTERNATIONAL | 81763U900 | COM | 24 | $2,000 | thousands by filing date | call |
| ENERPLUS RESOURCES FUND COMMON STOCK | 292766952 | Cmn | 18 | $2,000 | thousands by filing date | put |
| BLUCORA INC | 095229950 | Cmn | 2 | $2,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V950 | Cmn | 67 | $2,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 1 | $2,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 18 | $2,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 12 | $2,000 | thousands by filing date | call |
| MITCHAM INDS INC | 606501954 | COM | 16 | $2,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129901 | COM | 2 | $2,000 | thousands by filing date | call |
| SIEBERT FINL CORP | 826176959 | COM | 3 | $2,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y956 | COM | 4 | $2,000 | thousands by filing date | put |
| MILLER INDS INC TENN | 600551904 | COM NEW | 1 | $2,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC | 419596901 | CALL | 2 | $2,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B958 | COM UNIT LTD PT | 24 | $2,000 | thousands by filing date | put |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 293 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152907 | CALL | 2 | $2,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N954 | PUT | 10 | $2,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077950 | PUT | 19 | $2,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M955 | PUT | 10 | $2,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 11 | $2,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 712 | $2,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 200 | $2,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 136 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 596 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,645 | $2,000 | thousands by filing date | |
| 2U INC | 90214J951 | COM | 1 | $2,000 | thousands by filing date | put |
| MESOBLAST LTD | 590717954 | SPONS ADR | 5 | $2,000 | thousands by filing date | put |
| ARAVIVE INC | 03890D908 | COM | 10 | $2,000 | thousands by filing date | call |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 238 | $2,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D908 | COM NEW | 6 | $2,000 | thousands by filing date | call |
| TRIVAGO N V | 89686D955 | PUT | 15 | $2,000 | thousands by filing date | put |
| COMSCORE INC | 20564W905 | CALL | 10 | $2,000 | thousands by filing date | call |
| EXCHANGE LISTED FDS TR | 30151E954 | PUT | 1 | $2,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H903 | CALL | 1 | $2,000 | thousands by filing date | call |
| FEDNAT HLDG CO | 31431B959 | PUT | 2 | $2,000 | thousands by filing date | put |
| MANNING & NAPIER INC | 56382Q952 | PUT | 21 | $2,000 | thousands by filing date | put |
| MECHEL PAO | 583840908 | CALL | 18 | $2,000 | thousands by filing date | call |
| WELBILT INC | 949090954 | COM | 5 | $2,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044907 | CALL | 22 | $2,000 | thousands by filing date | call |
| ION GEOPHYSICAL | 462044957 | COM | 23 | $2,000 | thousands by filing date | put |
| SPX FLOW INC | 78469X907 | COM | 1 | $2,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,242 | $2,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496954 | PUT | 6 | $2,000 | thousands by filing date | put |
| Zurn Water Solutions Corporation | 76169B902 | COM | 1 | $2,000 | thousands by filing date | call |
| COLUMBIA PPTY TR INC | 198287903 | CALL | 2 | $2,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC | 871237953 | PUT | 1 | $2,000 | thousands by filing date | put |
| PORTMAN RIDGE FIN CORP | 73688F952 | PUT | 29 | $2,000 | thousands by filing date | put |
| RIGNET INC | 766582900 | CALL | 12 | $2,000 | thousands by filing date | call |
| TCF FINANCIAL CORPORATION NE | 872307953 | PUT | 1 | $2,000 | thousands by filing date | put |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 27 | $2,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q902 | COM | 7 | $2,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M905 | CALL | 1 | $2,000 | thousands by filing date | call |
| AXOVANT GENE THERAPIES LTD | G0750W903 | CALL | 16 | $2,000 | thousands by filing date | call |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V954 | PUT | 2 | $2,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T957 | PUT | 29 | $2,000 | thousands by filing date | put |
| MENLO THERAPEUTICS INC | 586858902 | CALL | 11 | $2,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T958 | PUT | 10 | $2,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y901 | CALL | 18 | $2,000 | thousands by filing date | call |
| FGL HLDGS | G3402M902 | CALL | 3 | $2,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 66 | $1,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 100 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 100 | $1,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 600 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 209 | $1,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 88 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 400 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 447 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 118 | $1,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 504 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 33 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 682 | $1,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 126 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 100 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 658 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 39 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 100 | $1,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 607 | $1,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 67 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 148 | $1,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 34 | $1,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 191 | $1,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 887 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 361 | $1,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 879 | $1,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 76 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 94 | $1,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 358 | $1,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 173 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,503 | $1,000 | thousands by filing date | |
| CNH INDL N V | N20944909 | CALL | 2 | $1,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC | 00461U955 | COM | 10 | $1,000 | thousands by filing date | put |
| EZCORP INC | 302301906 | CL A NON VTG | 3 | $1,000 | thousands by filing date | call |
| MAMMOTH ENERGY SVCS INC | 56155L908 | COM | 14 | $1,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811956 | COM | 2 | $1,000 | thousands by filing date | put |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 13 | $1,000 | thousands by filing date | put |
| BRAEMAR HOTELS & RESORTS INC | 10482B951 | COM | 10 | $1,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915904 | COM | 2 | $1,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P905 | CL A | 2 | $1,000 | thousands by filing date | call |
| HARMONIC INC | 413160952 | COM | 2 | $1,000 | thousands by filing date | put |
| MATRIX SVC CO | 576853905 | COM | 2 | $1,000 | thousands by filing date | call |
| HESS MIDSTREAM LP | 428103955 | CL A SHS | 10 | $1,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 4 | $1,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650900 | COM | 1 | $1,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD | Y62132958 | SHS | 3 | $1,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L903 | COM | 2 | $1,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X909 | COM | 2 | $1,000 | thousands by filing date | call |
| AMERESCO INC | 02361E958 | CL A | 1 | $1,000 | thousands by filing date | put |
| KT CORP | 48268K901 | SPONSORED ADR | 2 | $1,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077907 | COM NEW | 4 | $1,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC | 68404L901 | COM NEW | 2 | $1,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V907 | COM | 5 | $1,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282905 | COM | 1 | $1,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236956 | UNIT BEN INT | 7 | $1,000 | thousands by filing date | put |
| ENERPAC TOOL GROUP CORP | 292765954 | CL A COM | 1 | $1,000 | thousands by filing date | put |
| ETFS GOLD TR | 00326A954 | PHYSCL GOLD SHS | 1 | $1,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 100 | $1,000 | thousands by filing date | |
| CAE INC | 124765958 | Put | 1 | $1,000 | thousands by filing date | put |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 1,094 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C908 | CALL | 1 | $1,000 | thousands by filing date | call |
| CRESCENT CAP BDC INC | 225655959 | PUT | 2 | $1,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397955 | PUT | 7 | $1,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P955 | PUT | 5 | $1,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P953 | PUT | 1 | $1,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 10 | $1,000 | thousands by filing date | call |
| EGAIN CORP | 28225C956 | PUT | 2 | $1,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P901 | CALL | 5 | $1,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952900 | CALL | 14 | $1,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430905 | CALL | 2 | $1,000 | thousands by filing date | call |
| ENERPAC TOOL GROUP CORP | 292765904 | CALL | 1 | $1,000 | thousands by filing date | call |
| ESCALADE INC | 296056904 | CALL | 3 | $1,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331905 | CALL | 14 | $1,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q908 | CALL | 1 | $1,000 | thousands by filing date | call |
| PENNANTPARK INVT CORP | 708062954 | PUT | 7 | $1,000 | thousands by filing date | put |
| SLEEP NUMBER CORP | 83125X903 | CALL | 1 | $1,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC | 08160H901 | CALL | 1 | $1,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501957 | PUT | 1 | $1,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J905 | CALL | 1 | $1,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754904 | CALL | 2 | $1,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO | 388689951 | PUT | 1 | $1,000 | thousands by filing date | put |
| PROQR THRAPEUTICS N V | N71542909 | CALL | 2 | $1,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 442 | $1,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 919 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 956 | $1,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 117 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 649 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 937 | $1,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 220 | $1,000 | thousands by filing date | |
| AMERICAN COASTAL INS CORP | 910710902 | CALL | 2 | $1,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X905 | CALL | 1 | $1,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A950 | PUT | 2 | $1,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498905 | COM | 18 | $1,000 | thousands by filing date | call |
| CHINA YUCHAI INTL LTD | G21082905 | COM | 1 | $1,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,300 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 100 | $1,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,330 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,013 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,246 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 62 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 964 | $1,000 | thousands by filing date | |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 17 | $1,000 | thousands by filing date | call |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 62 | $1,000 | thousands by filing date | put |
| CHICO'S FAS INC | 168615952 | COM | 14 | $1,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG-ADR | 16945R904 | COM | 3 | $1,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 15 | $1,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 51 | $1,000 | thousands by filing date | put |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 2 | $1,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 5 | $1,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V900 | Cmn | 52 | $1,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC | 014491904 | Cmn | 1 | $1,000 | thousands by filing date | call |
| CVR PARTNERS LP | 126633956 | Cmn | 15 | $1,000 | thousands by filing date | put |
| CAPITAL SR LIVING CORP | 140475904 | COM | 26 | $1,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P951 | COM | 15 | $1,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 7 | $1,000 | thousands by filing date | call |
| AMERICAN EQTY INVT LIFE HLD | 025676906 | COM | 1 | $1,000 | thousands by filing date | call |
| ZIX CORP | 98974P950 | COM | 3 | $1,000 | thousands by filing date | put |
| LORAL SPACE & COMMUNICATNS I | 543881956 | COM | 1 | $1,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 1 | $1,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228903 | COM NEW | 1 | $1,000 | thousands by filing date | call |
| CULP INC | 230215955 | COM | 2 | $1,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P958 | COM | 6 | $1,000 | thousands by filing date | put |
| MYERS INDS INC | 628464959 | PUT | 1 | $1,000 | thousands by filing date | put |
| GRAHAM CORP | 384556906 | CALL | 1 | $1,000 | thousands by filing date | call |
| PENNANTPARK INVT CORP | 708062904 | COM | 5 | $1,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X951 | COM | 1 | $1,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A907 | SPONDS ADS | 5 | $1,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B958 | SHS | 1 | $1,000 | thousands by filing date | put |
| GRIFFON CORP | 398433952 | COM | 1 | $1,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427958 | COM | 2 | $1,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 448 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 500 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T958 | PUT | 2 | $1,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430955 | PUT | 2 | $1,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19762B959 | I PUT | 1 | $1,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022905 | CALL | 2 | $1,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N904 | CALL | 5 | $1,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,019 | $1,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T903 | CALL | 3 | $1,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P956 | PUT | 1 | $1,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544956 | PUT | 7 | $1,000 | thousands by filing date | put |
| AMERICAN SOFTWARE INC | 029683959 | PUT | 1 | $1,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 92 | $1,000 | thousands by filing date | |
| AKOUSTIS TECHNOLOGIES INC | 00973N902 | CALL | 2 | $1,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,934 | $1,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 181 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 906 | $1,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 50 | $1,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 380 | $1,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C901 | COM | 20 | $1,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212954 | PUT | 8 | $1,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K959 | COM | 1 | $1,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS | 65290C905 | COM | 13 | $1,000 | thousands by filing date | call |
| ONCOCYTE CORPORATION | 68235C907 | CALL | 5 | $1,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V906 | CALL | 14 | $1,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 1 | $1,000 | thousands by filing date | put |
| VENATOR MATLS PLC | G9329Z900 | CALL | 11 | $1,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U951 | PUT | 2 | $1,000 | thousands by filing date | put |
| STONEMOR INC | 86184W906 | CALL | 17 | $1,000 | thousands by filing date | call |
| ELOXX PHARMACEUTICALS INC | 29014R903 | CALL | 10 | $1,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC | 90238J903 | COM | 15 | $1,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L953 | PUT | 2 | $1,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427901 | COM NEW | 10 | $1,000 | thousands by filing date | call |
| VOLT INFORMATION SCIENCES IN | 928703907 | COM | 20 | $1,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C903 | SPONSORED ADS | 12 | $1,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 9 | $1,000 | thousands by filing date | put |
| RESONANT INC | 76118L902 | CALL | 10 | $1,000 | thousands by filing date | call |
| FORTERRA INC | 34960W956 | PUT | 2 | $1,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 14 | $1,000 | thousands by filing date | call |
| BELLRING BRANDS INC | 079823950 | PUT | 1 | $1,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 3,924 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 1 | $1,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V902 | CL A | 2 | $1,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U953 | PUT | 1 | $1,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS IN | 101119905 | CALL | 2 | $1,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W900 | CALL | 18 | $1,000 | thousands by filing date | call |
| PERSPECTA INC | 715347900 | CALL | 1 | $1,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P905 | CALL | 1 | $1,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS | 00507W957 | COM | 52 | $1,000 | thousands by filing date | put |
| HUDSON LTD | G46408953 | PUT | 2 | $1,000 | thousands by filing date | put |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V904 | CALL | 1 | $1,000 | thousands by filing date | call |
| J JILL INC | 46620W902 | CALL | 35 | $1,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M905 | CALL | 36 | $1,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G950 | PUT | 19 | $1,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403901 | CALL | 89 | $1,000 | thousands by filing date | call |
| SEADRILL LTD | G7998G906 | CALL | 32 | $1,000 | thousands by filing date | call |
| DOCUMENT SEC SYS INC | 25614T900 | CALL | 53 | $1,000 | thousands by filing date | call |
| TELARIA INC | 879181905 | CALL | 88 | $1,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 41 | $1,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,521 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 11,483 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 904 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-20-000005 | this filing | 2020-04-29 | acceptance time not in the bulk data set |