13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-05, with 7,468 holding rows worth $45,751,815,000.
- Accession
- 0001488542-20-000002
- Filer
- CIK 1488542
- Filed
- 2020-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 8,124 entries on the cover page, a total value of $45,751,815,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,747,906,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEGER HLDGS CORP | 45826H909 | CALL | 1 | $8,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B951 | PUT | 6 | $8,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H902 | CALL | 4 | $8,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U955 | PUT | 4 | $8,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D901 | CALL | 2 | $8,000 | thousands by filing date | call |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 2,815 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP908 | COM | 32 | $8,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 10 | $8,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 4 | $8,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A906 | CALL | 6 | $8,000 | thousands by filing date | call |
| KIRBY CORP | 497266906 | CALL | 1 | $8,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,884 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266956 | COM | 1 | $8,000 | thousands by filing date | put |
| ASTA FDG INC | 046220909 | COM | 8 | $8,000 | thousands by filing date | call |
| AVX CORP NEW | 002444907 | COM | 4 | $8,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 5 | $8,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K903 | COM | 6 | $8,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372901 | CALL | 2 | $8,000 | thousands by filing date | call |
| OPPENHEIMER HLDGS INC | 683797954 | PUT | 3 | $8,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 8,453 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 290 | $8,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CO | 67401P958 | PUT | 16 | $8,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973958 | COM | 163 | $8,000 | thousands by filing date | put |
| AFFIMED N V | N01045958 | PUT | 30 | $8,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X902 | CALL | 71 | $8,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H903 | CALL | 4 | $8,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P908 | COM NEW | 88 | $8,000 | thousands by filing date | call |
| 51JOB INC | 316827904 | CALL | 1 | $8,000 | thousands by filing date | call |
| LYDALL INC | 550819906 | COM | 4 | $8,000 | thousands by filing date | call |
| FIRSTCASH INC | 33767D905 | CALL | 1 | $8,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC | 494577909 | CALL | 10 | $8,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691953 | PUT | 11 | $8,000 | thousands by filing date | put |
| ADURO BIOTECH INC | 00739L901 | CALL | 70 | $8,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 962 | $7,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 41 | $7,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 53 | $7,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 207 | $7,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 626 | $7,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 350 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 168 | $7,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 443 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 1,237 | $7,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 2,411 | $7,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,445 | $7,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 217 | $7,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 100 | $7,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 1,147 | $7,000 | thousands by filing date | |
| CNH INDL N V | N20944909 | CALL | 7 | $7,000 | thousands by filing date | call |
| IMPERIAL OIL LTD | 453038958 | COM NEW | 3 | $7,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673954 | SHS NEW | 12 | $7,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482903 | COM | 110 | $7,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118901 | COM NEW | 23 | $7,000 | thousands by filing date | call |
| AMTECH SYS INC | 032332954 | COM PAR $0.01N | 10 | $7,000 | thousands by filing date | put |
| KODIAK SCIENCES INC | 50015M959 | COM | 1 | $7,000 | thousands by filing date | put |
| ONTO INNOVATION INC | 683344905 | COM | 2 | $7,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 14 | $7,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T906 | COM | 13 | $7,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G901 | COM NEW | 11 | $7,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086951 | COM | 2 | $7,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602954 | COM | 4 | $7,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367909 | COM | 1 | $7,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 405 | $7,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 603 | $7,000 | thousands by filing date | |
| ENERSYS | 29275Y902 | CALL | 1 | $7,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E955 | PUT | 7 | $7,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B907 | CALL | 13 | $7,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M907 | CALL | 1 | $7,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J951 | PUT | 8 | $7,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS DEL SU | 893870904 | CALL | 10 | $7,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037957 | PUT | 2 | $7,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 503 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J906 | SPON ADR REP ORD | 6 | $7,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,512 | $7,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,468 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568908 | CALL | 5 | $7,000 | thousands by filing date | call |
| WINTRUST FINL CORP | 97650W958 | PUT | 1 | $7,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 4,418 | $7,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,948 | $7,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,171 | $7,000 | thousands by filing date | |
| UNIT CORP | 909218909 | COM | 102 | $7,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 50 | $7,000 | thousands by filing date | put |
| BLUCORA INC | 095229950 | Cmn | 3 | $7,000 | thousands by filing date | put |
| CVR PARTNERS LP | 126633956 | Cmn | 23 | $7,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479905 | COM NEW | 8 | $7,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363901 | COM | 11 | $7,000 | thousands by filing date | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U905 | CALL | 5 | $7,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L950 | PUT | 28 | $7,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J951 | COM | 1 | $7,000 | thousands by filing date | put |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 545 | $7,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V904 | CALL | 3 | $7,000 | thousands by filing date | call |
| SHILOH INDS INC | 824543902 | CALL | 20 | $7,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828958 | PUT | 1 | $7,000 | thousands by filing date | put |
| CONTINENTAL BLDG PRODS INC | 211171953 | PUT | 2 | $7,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819900 | CALL | 4 | $7,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 100 | $6,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 150 | $6,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 86 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 164 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 100 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 261 | $6,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 109 | $6,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 434 | $6,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 406 | $6,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,071 | $6,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 168 | $6,000 | thousands by filing date | |
| CBRE GROUP INC | 12504L909 | CALL | 1 | $6,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830905 | CALL | 2 | $6,000 | thousands by filing date | call |
| BIOLIFE SOLUTIONS INC | 09062W904 | COM NEW | 4 | $6,000 | thousands by filing date | call |
| ROBERT HALF INC. | 770323953 | COM | 1 | $6,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R959 | COM | 10 | $6,000 | thousands by filing date | put |
| WIPRO LTD | 97651M909 | SPON ADR 1 SH | 16 | $6,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100901 | DEPOSITARY UNIT | 1 | $6,000 | thousands by filing date | call |
| RCI HOSPITALITY HLDGS INC | 74934Q958 | COM | 3 | $6,000 | thousands by filing date | put |
| TENARIS S A | 88031M959 | SPONSORED ADS | 3 | $6,000 | thousands by filing date | put |
| RAYONIER INC | 754907953 | COM | 2 | $6,000 | thousands by filing date | put |
| GEOPARK LTD | G38327955 | USD SHS | 3 | $6,000 | thousands by filing date | put |
| GENMAB A/S | 372303906 | SPONSORED ADS | 3 | $6,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J902 | COM | 5 | $6,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W909 | SHS | 3 | $6,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 3 | $6,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV | 191241908 | SPONS ADS REP | 1 | $6,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409951 | SP ADR N-V PFD | 18 | $6,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899904 | COM | 16 | $6,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M956 | COM | 5 | $6,000 | thousands by filing date | put |
| EVERTEC INC | 30040P953 | COM | 2 | $6,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495952 | COM | 1 | $6,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630952 | PUT | 1 | $6,000 | thousands by filing date | put |
| CITIZENS INC | 174740900 | CALL | 10 | $6,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R953 | PUT | 3 | $6,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q958 | PUT | 1 | $6,000 | thousands by filing date | put |
| EVERGY INC | 30034W956 | PUT | 1 | $6,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300907 | CALL | 1 | $6,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC | 25659T907 | CALL | 1 | $6,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC | 08160H901 | CALL | 2 | $6,000 | thousands by filing date | call |
| SEI INVTS CO | 784117903 | CALL | 1 | $6,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R951 | COM | 1 | $6,000 | thousands by filing date | put |
| PARK AEROSPACE CORP | 70014A904 | COM | 4 | $6,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,947 | $6,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V951 | PUT | 6 | $6,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489904 | CALL | 3 | $6,000 | thousands by filing date | call |
| MOTORCAR PTS AMER INC | 620071900 | CALL | 3 | $6,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 1,306 | $6,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,496 | $6,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST CMN STK | 531172904 | Cmn | 1 | $6,000 | thousands by filing date | call |
| HEALTHCARE REALTY TRUST CMN STK | 421946954 | Cmn | 2 | $6,000 | thousands by filing date | put |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 5 | $6,000 | thousands by filing date | put |
| INTEVAC INC | 461148908 | COM | 9 | $6,000 | thousands by filing date | call |
| NEWPARK RES INC | 651718954 | COM PAR $.01NEW | 11 | $6,000 | thousands by filing date | put |
| AMCOR PLC | G0250X907 | ORD | 6 | $6,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637905 | SHS NEW | 11 | $6,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300957 | PUT | 1 | $6,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 3,067 | $6,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A905 | CALL | 4 | $6,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K956 | OPTION | 1 | $6,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377950 | COM | 9 | $6,000 | thousands by filing date | put |
| WNS HLDGS LTD | 92932M901 | SPON ADR | 1 | $6,000 | thousands by filing date | call |
| BIOSIG TECHNOLOGIES INC | 09073N951 | COM NEW | 11 | $6,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550909 | CALL | 5 | $6,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS I | 65290C955 | PUT | 10 | $6,000 | thousands by filing date | put |
| RESONANT INC | 76118L902 | CALL | 25 | $6,000 | thousands by filing date | call |
| GREAT WESTERN BANCORP INC | 391416904 | CALL | 2 | $6,000 | thousands by filing date | call |
| Cadence Bank | 05971J902 | COM | 2 | $6,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573956 | PUT | 4 | $6,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W901 | COM | 77 | $6,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U900 | CALL | 6 | $6,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 4 | $6,000 | thousands by filing date | put |
| YOUNGEVITY INTL INC | 987537956 | PUT | 20 | $6,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G900 | CALL | 15 | $6,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E956 | PUT | 350 | $6,000 | thousands by filing date | put |
| SYNTHORX INC | 87167A953 | PUT | 1 | $6,000 | thousands by filing date | put |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 78 | $5,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 372 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 110 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 140 | $5,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 900 | $5,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 92 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,326 | $5,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 253 | $5,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 927 | $5,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 76 | $5,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 2,113 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,363 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 179 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 2 | $5,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 4 | $5,000 | thousands by filing date | put |
| NISOURCE INC | 65473P955 | COM | 2 | $5,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A950 | COM | 27 | $5,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M908 | COM | 5 | $5,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U902 | COM | 7 | $5,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X959 | COM | 3 | $5,000 | thousands by filing date | put |
| AMERESCO INC | 02361E908 | CL A | 3 | $5,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 2 | $5,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508907 | COM NEW | 1 | $5,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 1 | $5,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215904 | COM NEW | 10 | $5,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP | 018802908 | COM | 1 | $5,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 234 | $5,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,078 | $5,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 128 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T959 | PUT | 2 | $5,000 | thousands by filing date | put |
| HANMI FINL CORP | 410495904 | CALL | 3 | $5,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214905 | CALL | 2 | $5,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 197 | $5,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 3,660 | $5,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,366 | $5,000 | thousands by filing date | |
| VANGUARD CHARLOTTE FDS | 92203J957 | PUT | 1 | $5,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L953 | PUT | 5 | $5,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B906 | CALL | 2 | $5,000 | thousands by filing date | call |
| AXOGEN INC | 05463X956 | COM | 3 | $5,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 725 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,043 | $5,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 244 | $5,000 | thousands by filing date | |
| PETROCHINA CO LTD -ADR | 71646E900 | COM | 1 | $5,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236951 | COM | 2 | $5,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881957 | COM | 20 | $5,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC CMN STOCK | 311642952 | Cmn | 1 | $5,000 | thousands by filing date | put |
| BLACKROCK KELSO CAPITAL CORP | 092533908 | COM | 11 | $5,000 | thousands by filing date | call |
| BLACKROCK KELSO CAPITAL CORP | 092533958 | COM | 11 | $5,000 | thousands by filing date | put |
| AMERICAN EQTY INVT LIFE HLD | 025676956 | COM | 2 | $5,000 | thousands by filing date | put |
| DENNYS CORP | 24869P904 | COM | 3 | $5,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P958 | COM | 15 | $5,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147959 | PUT | 1 | $5,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y950 | COM | 14 | $5,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038900 | COM | 2 | $5,000 | thousands by filing date | call |
| NEXTCURE INC | 65343E908 | CALL | 1 | $5,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X956 | PUT | 14 | $5,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 2,212 | $5,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 113 | $5,000 | thousands by filing date | |
| FLUENT INC | 34380C952 | PUT | 20 | $5,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B952 | PUT | 1 | $5,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP | P73398952 | PUT | 26 | $5,000 | thousands by filing date | put |
| RYB ED INC | 74979W951 | PUT | 10 | $5,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 20 | $5,000 | thousands by filing date | put |
| FRANKS INTL N V | N33462957 | COM | 11 | $5,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G952 | PUT | 13 | $5,000 | thousands by filing date | put |
| EIDOS THERAPEUTICS INC | 28249H904 | COM | 1 | $5,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W958 | PUT | 15 | $5,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477956 | PUT | 5 | $5,000 | thousands by filing date | put |
| RESTORBIO INC | 76133L903 | COM | 35 | $5,000 | thousands by filing date | call |
| GAIN CAP HLDGS INC | 36268W900 | CALL | 13 | $5,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U905 | CALL | 75 | $5,000 | thousands by filing date | call |
| FGL HLDGS | G3402M952 | PUT | 5 | $5,000 | thousands by filing date | put |
| SORL AUTO PTS INC | 78461U901 | CALL | 13 | $5,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 22 | $4,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 186 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,400 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 97 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 313 | $4,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 285 | $4,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 323 | $4,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 84 | $4,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 238 | $4,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 130 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,320 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 518 | $4,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 97 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 391 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 70 | $4,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 100 | $4,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,094 | $4,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 1 | $4,000 | thousands by filing date | put |
| EAST WEST BANCORP INC | 27579R954 | COM | 1 | $4,000 | thousands by filing date | put |
| UGI CORP NEW | 902681955 | COM | 1 | $4,000 | thousands by filing date | put |
| ARVINAS INC | 04335A905 | COM | 1 | $4,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368953 | SH BEN INT NEW | 3 | $4,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC | 28618M956 | COM | 4 | $4,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849906 | COM | 5 | $4,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870900 | COM | 1 | $4,000 | thousands by filing date | call |
| MATRIX SVC CO | 576853905 | COM | 2 | $4,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC | 431284958 | COM | 1 | $4,000 | thousands by filing date | put |
| TRIMBLE INC | 896239950 | COM | 1 | $4,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B908 | COM UNIT LTD PT | 23 | $4,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC | 76169C950 | COM | 1 | $4,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139954 | COM NEW | 2 | $4,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J906 | COM | 1 | $4,000 | thousands by filing date | call |
| AMTECH SYS INC | 032332904 | COM PAR $0.01N | 6 | $4,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A908 | SPONSORED ADR | 12 | $4,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B906 | COM | 1 | $4,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC | 826917956 | COM | 10 | $4,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,397 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 900 | $4,000 | thousands by filing date | |
| PEARSON PLC | 705015955 | PUT | 5 | $4,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P903 | CALL | 3 | $4,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D959 | PUT | 1 | $4,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331905 | CALL | 12 | $4,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A956 | PUT | 4 | $4,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E908 | CALL | 3 | $4,000 | thousands by filing date | call |
| FORTIS INC | 349553907 | CALL | 1 | $4,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC | 419596951 | PUT | 2 | $4,000 | thousands by filing date | put |
| MALIBU BOATS INC | 56117J900 | CALL | 1 | $4,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269958 | COM | 1 | $4,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 1,305 | $4,000 | thousands by filing date | |
| INTERFACE INC | 458665954 | PUT | 3 | $4,000 | thousands by filing date | put |
| TASEKO MINES LTD | 876511956 | PUT | 100 | $4,000 | thousands by filing date | put |
| KB FINL GROUP INC | 48241A955 | PUT | 1 | $4,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H959 | PUT | 3 | $4,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC | 781846959 | CL A | 1 | $4,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,395 | $4,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,289 | $4,000 | thousands by filing date | |
| EATON VANCE CORP | 278265953 | COM | 1 | $4,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D903 | COM | 1 | $4,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584951 | Cmn | 5 | $4,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830R901 | Cmn | 3 | $4,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309907 | Cmn | 6 | $4,000 | thousands by filing date | call |
| NET 1 UEPS TECHNOLOGIES INC COMMON STOCK | 64107N906 | Cmn | 12 | $4,000 | thousands by filing date | call |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 2 | $4,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V950 | Cmn | 9 | $4,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V955 | COM | 1 | $4,000 | thousands by filing date | put |
| MITCHAM INDS INC | 606501954 | COM | 16 | $4,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q958 | UT COM LTD PRT | 1 | $4,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142902 | COM UNIT LTD | 14 | $4,000 | thousands by filing date | call |
| GENTHERM INC | 37253A903 | CALL | 1 | $4,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K958 | PUT | 1 | $4,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505957 | RANGE GLOBAL COA | 1 | $4,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC | 441593900 | CL A | 1 | $4,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637955 | SHS NEW | 8 | $4,000 | thousands by filing date | put |
| CULP INC | 230215905 | CALL | 3 | $4,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044903 | CALL | 1 | $4,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC | 83175M955 | PUT | 1 | $4,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340958 | PUT | 1 | $4,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427908 | CALL | 3 | $4,000 | thousands by filing date | call |
| BROOKFIELD BUSINESS PARTNERS | G16234909 | CALL | 1 | $4,000 | thousands by filing date | call |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 552 | $4,000 | thousands by filing date | |
| CELESTICA INC | 15101Q908 | CALL | 5 | $4,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431951 | PUT | 34 | $4,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197909 | CALL | 11 | $4,000 | thousands by filing date | call |
| RBA 231215C00060000 | 767744905 | CALL | 1 | $4,000 | thousands by filing date | call |
| SCULPTOR CAP MGMT | 811246907 | CALL | 2 | $4,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B901 | CALL | 5 | $4,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 2 | $4,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U951 | PUT | 6 | $4,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D909 | COM | 5 | $4,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B900 | COM | 17 | $4,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T906 | CALL | 3 | $4,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,387 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P908 | SPONSORED ADR | 2 | $4,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P950 | PUT | 10 | $4,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 9 | $4,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904901 | COM | 1 | $4,000 | thousands by filing date | call |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 28 | $4,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y958 | PUT | 35 | $4,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637905 | CALL | 32 | $4,000 | thousands by filing date | call |
| GAIN CAP HLDGS INC | 36268W950 | COM | 11 | $4,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M905 | CALL | 23 | $4,000 | thousands by filing date | call |
| USCF FDS TR | 91733T956 | PUT | 10 | $4,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 41 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 79 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 283 | $3,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 70 | $3,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 41 | $3,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 90 | $3,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 218 | $3,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 128 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 287 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 116 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 183 | $3,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 209 | $3,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 350 | $3,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| AXT INC | 00246W903 | CALL | 7 | $3,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V907 | CALL | 8 | $3,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960904 | CALL | 55 | $3,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 10 | $3,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 1 | $3,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 20 | $3,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002903 | COM | 2 | $3,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926953 | COM NEW | 52 | $3,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915904 | COM | 4 | $3,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD | M22013952 | ORD | 17 | $3,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T950 | COM | 4 | $3,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G904 | COM | 10 | $3,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K903 | COM | 1 | $3,000 | thousands by filing date | call |
| AMERESCO INC | 02361E958 | CL A | 2 | $3,000 | thousands by filing date | put |
| OXFORD SQUARE CAP CORP | 69181V907 | COM | 6 | $3,000 | thousands by filing date | call |
| SCRIPPS E W CO OHIO | 811054952 | CL A NEW | 2 | $3,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884953 | COM | 1 | $3,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 15 | $3,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY IN | 00404A909 | COM | 1 | $3,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 212 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 900 | $3,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| NMI HLDGS INC | 629209955 | PUT | 1 | $3,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T901 | CALL | 2 | $3,000 | thousands by filing date | call |
| EGAIN CORP | 28225C956 | PUT | 5 | $3,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C906 | CALL | 1 | $3,000 | thousands by filing date | call |
| PARK-OHIO HLDGS CORP | 700666900 | CALL | 1 | $3,000 | thousands by filing date | call |
| WAFD INC | 938824959 | PUT | 1 | $3,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R905 | CALL | 2 | $3,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026905 | CALL | 2 | $3,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P955 | PUT | 3 | $3,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469959 | PUT | 1 | $3,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264959 | PUT | 6 | $3,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558901 | CALL | 1 | $3,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C905 | UNIT LTD PARTNR | 4 | $3,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $3,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 100 | $3,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615952 | COM | 8 | $3,000 | thousands by filing date | put |
| LEGG MASON INC | 524901955 | COM | 1 | $3,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 81 | $3,000 | thousands by filing date | |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 1 | $3,000 | thousands by filing date | put |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 12 | $3,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L906 | COM | 29 | $3,000 | thousands by filing date | call |
| POLYONE CORP | 73179P906 | COM | 1 | $3,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U908 | COM | 4 | $3,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492950 | PUT | 5 | $3,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097959 | COM | 1 | $3,000 | thousands by filing date | put |
| PENNANTPARK INVT CORP | 708062904 | COM | 6 | $3,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P903 | COM | 1 | $3,000 | thousands by filing date | call |
| MILLER INDS INC TENN | 600551954 | PUT | 1 | $3,000 | thousands by filing date | put |
| RENASANT CORP | 75970E957 | PUT | 1 | $3,000 | thousands by filing date | put |
| INVACARE CORP | 461203951 | PUT | 4 | $3,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T903 | CALL | 5 | $3,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD | 17133Q902 | CALL | 1 | $3,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD | 17133Q952 | PUT | 1 | $3,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063904 | CALL | 13 | $3,000 | thousands by filing date | call |
| EQUITY COMWLTH | 294628902 | CALL | 1 | $3,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J901 | CALL | 46 | $3,000 | thousands by filing date | call |
| CORREVIO PHARMA CORP | 22026V105 | COM | 9,500 | $3,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 267 | $3,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,393 | $3,000 | thousands by filing date | |
| STATE AUTO FINL CORP | 855707955 | PUT | 1 | $3,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416954 | PUT | 1 | $3,000 | thousands by filing date | put |
| SOGOU INC | 83409V954 | PUT | 8 | $3,000 | thousands by filing date | put |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 192 | $3,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139907 | CALL | 15 | $3,000 | thousands by filing date | call |
| TALEND S A | 874224907 | CALL | 1 | $3,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC | 69423U905 | COM | 58 | $3,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L953 | COM | 22 | $3,000 | thousands by filing date | put |
| GLOBALSCAPE INC | 37940G909 | COM | 4 | $3,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328900 | COM | 110 | $3,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W954 | PUT | 36 | $3,000 | thousands by filing date | put |
| FGL HLDGS | G3402M902 | CALL | 3 | $3,000 | thousands by filing date | call |
| MELINTA THERAPEUTICS INC | 58549G959 | PUT | 61 | $3,000 | thousands by filing date | put |
| FORTY SEVEN INC | 34983P904 | CALL | 1 | $3,000 | thousands by filing date | call |
| FORTY SEVEN INC | 34983P954 | PUT | 1 | $3,000 | thousands by filing date | put |
| XPERI CORP | 98421B900 | CALL | 2 | $3,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 36 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 763 | $2,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 200 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 152 | $2,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 118 | $2,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 228 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 249 | $2,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 120 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 59 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 400 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 258 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 535 | $2,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 275 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,266 | $2,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 183 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 169 | $2,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 271 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 100 | $2,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 105 | $2,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 535 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 100 | $2,000 | thousands by filing date | |
| UNITED STS BRENT OIL FD LP | 91167Q900 | CALL | 1 | $2,000 | thousands by filing date | call |
| URANIUM ENERGY CORP | 916896903 | CALL | 28 | $2,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 798 | $2,000 | thousands by filing date | |
| NLIGHT INC | 65487K950 | COM | 1 | $2,000 | thousands by filing date | put |
| DNOW INC | 67011P950 | COM | 2 | $2,000 | thousands by filing date | put |
| AFYA LTD | G01125906 | CL A COM | 1 | $2,000 | thousands by filing date | call |
| DYNATRACE INC | 268150959 | COM NEW | 1 | $2,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N903 | COM | 1 | $2,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J950 | COM | 1 | $2,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108908 | ORD SHS | 2 | $2,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650900 | COM | 1 | $2,000 | thousands by filing date | call |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 6 | $2,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P953 | COM | 1 | $2,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 8 | $2,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 11 | $2,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 9 | $2,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023900 | COM | 13 | $2,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 763 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C908 | CALL | 1 | $2,000 | thousands by filing date | call |
| ARTIVION INC | 228903900 | CALL | 1 | $2,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V903 | CALL | 1 | $2,000 | thousands by filing date | call |
| TITAN INTL INC ILL | 88830M952 | PUT | 6 | $2,000 | thousands by filing date | put |
| CEVA INC | 157210955 | PUT | 1 | $2,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952900 | CALL | 16 | $2,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P959 | PUT | 33 | $2,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 124 | $2,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 392 | $2,000 | thousands by filing date | |
| CAPITOL FED FINL INC | 14057J901 | CALL | 2 | $2,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L950 | PUT | 5 | $2,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690959 | PUT | 1 | $2,000 | thousands by filing date | put |
| CHINA YUCHAI INTL LTD | G21082905 | COM | 2 | $2,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 900 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 260 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 455 | $2,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,046 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 54 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 769 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 152 | $2,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 252 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B903 | Cmn | 6 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-20-000002 | this filing | 2020-02-05 | acceptance time not in the bulk data set |