13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-15, with 7,449 holding rows worth $35,153,197,000 by the sum of the rows.
- Accession
- 0001488542-19-000021
- Filer
- CIK 1488542
- Filed
- 2019-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 8,138 entries on the cover page, a total value of $30,968,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,153,197,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $30,968,923,000, 12% less than the sum of the rows, $35,153,197,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BELLICUM PHARMACEUTICALS INC | 079481957 | PUT | 71 | $7,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135955 | PUT | 26 | $7,000 | thousands by filing date | put |
| INTERNAP CORP | 45885A909 | CALL | 30 | $7,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 100 | $6,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 94 | $6,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 78 | $6,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 91 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,157 | $6,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 95 | $6,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,189 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 130 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 149 | $6,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 743 | $6,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 307 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 532 | $6,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC | 859241951 | PUT | 5 | $6,000 | thousands by filing date | put |
| CMS ENERGY CORP | 125896900 | COM | 1 | $6,000 | thousands by filing date | call |
| F N B CORP | 302520951 | COM | 6 | $6,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R909 | COM | 9 | $6,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R959 | COM | 10 | $6,000 | thousands by filing date | put |
| INVESCO DB COMMDY INDX TRCK | 46138B953 | UNIT | 4 | $6,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD | M22013902 | ORD | 23 | $6,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673904 | SHS NEW | 74 | $6,000 | thousands by filing date | call |
| HARMONY GOLD MNG LTD | 413216950 | SPONSORED ADR | 24 | $6,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659958 | COM | 5 | $6,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K953 | COM | 2 | $6,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P904 | SHS | 5 | $6,000 | thousands by filing date | call |
| ANDERSONS INC | 034164953 | COM | 3 | $6,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 7 | $6,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 6,170 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,758 | $6,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 334 | $6,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563959 | PUT | 2 | $6,000 | thousands by filing date | put |
| EVOLUTION PETE CORP | 30049A957 | PUT | 11 | $6,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855908 | CALL | 2 | $6,000 | thousands by filing date | call |
| GLADSTONE INVT CORP | 376546957 | PUT | 5 | $6,000 | thousands by filing date | put |
| METALLUS INC | 887399953 | PUT | 11 | $6,000 | thousands by filing date | put |
| TRINET GROUP INC | 896288957 | PUT | 1 | $6,000 | thousands by filing date | put |
| AXONICS INC | 05465P101 | COM | 234 | $6,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 481 | $6,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V958 | PUT | 4 | $6,000 | thousands by filing date | put |
| NELNET INC | 64031N958 | PUT | 1 | $6,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H909 | CALL | 4 | $6,000 | thousands by filing date | call |
| WINTRUST FINL CORP | 97650W958 | PUT | 1 | $6,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 18,900 | $6,000 | thousands by filing date | |
| SCHNITZER STEEL INDS INC-A | 806882956 | COM | 3 | $6,000 | thousands by filing date | put |
| HEALTHCARE REALTY TRUST CMN STK | 421946954 | Cmn | 2 | $6,000 | thousands by filing date | put |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 5 | $6,000 | thousands by filing date | put |
| GENOMIC HEALTH INC COMMON STOCK | 37244C901 | Cmn | 1 | $6,000 | thousands by filing date | call |
| GENOMIC HEALTH INC COMMON STOCK | 37244C951 | Cmn | 1 | $6,000 | thousands by filing date | put |
| CAPITAL SR LIVING CORP | 140475904 | COM | 15 | $6,000 | thousands by filing date | call |
| INVACARE CORP | 461203901 | COM | 9 | $6,000 | thousands by filing date | call |
| AVX CORP NEW | 002444907 | COM | 4 | $6,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U908 | COM | 7 | $6,000 | thousands by filing date | call |
| NATUS MEDICAL INC DEL | 639050903 | COM | 2 | $6,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P958 | COM | 189 | $6,000 | thousands by filing date | put |
| ZIX CORP | 98974P950 | COM | 9 | $6,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129901 | COM | 6 | $6,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C902 | CALL | 2 | $6,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K905 | CALL | 22 | $6,000 | thousands by filing date | call |
| UNIFI INC | 904677900 | CALL | 3 | $6,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973908 | COM | 159 | $6,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 938 | $6,000 | thousands by filing date | |
| AKOUSTIS TECHNOLOGIES INC | 00973N902 | CALL | 9 | $6,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A954 | COM | 1 | $6,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 580 | $6,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U901 | COM | 20 | $6,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,798 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B951 | PUT | 6 | $6,000 | thousands by filing date | put |
| NUVECTRA CORP | 67075N108 | COM | 4,430 | $6,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 384 | $6,000 | thousands by filing date | |
| VERASTEM INC | 92337C954 | PUT | 50 | $6,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y957 | PUT | 30 | $6,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347905 | SHS USD | 28 | $6,000 | thousands by filing date | call |
| SYNACOR INC | 871561906 | CALL | 46 | $6,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G907 | COM | 6 | $6,000 | thousands by filing date | call |
| PARETEUM CORP | 69946T907 | CALL | 51 | $6,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163950 | PUT | 19 | $6,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477956 | PUT | 5 | $6,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTMT INC | 37951D952 | PUT | 89 | $6,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 44 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 499 | $5,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 204 | $5,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 279 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 256 | $5,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 479 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 540 | $5,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 261 | $5,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 676 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,099 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 397 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $5,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 756 | $5,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 36 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 100 | $5,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768906 | CL A | 217 | $5,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960904 | CALL | 92 | $5,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 4 | $5,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X902 | SPON ADS | 2 | $5,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F955 | COM | 8 | $5,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H950 | COM | 1 | $5,000 | thousands by filing date | put |
| E L F BEAUTY INC | 26856L953 | COM | 3 | $5,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N957 | COM | 14 | $5,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP | 500631956 | SPONSORED ADR | 5 | $5,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688906 | COM | 9 | $5,000 | thousands by filing date | call |
| COHU INC | 192576906 | COM | 4 | $5,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M956 | COM | 5 | $5,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A906 | COM | 5 | $5,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q958 | SPONSORED ADS | 6 | $5,000 | thousands by filing date | put |
| KT CORP | 48268K951 | PUT | 5 | $5,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 1 | $5,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P908 | CALL | 11 | $5,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X908 | CALL | 57 | $5,000 | thousands by filing date | call |
| BADGER METER INC | 056525958 | PUT | 1 | $5,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E908 | CALL | 4 | $5,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES IN | 03820C905 | CALL | 1 | $5,000 | thousands by filing date | call |
| VANGUARD CHARLOTTE FDS | 92203J907 | CALL | 1 | $5,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540958 | PUT | 3 | $5,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026905 | CALL | 4 | $5,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H902 | CALL | 5 | $5,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 17 | $5,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP | 87724P956 | PUT | 2 | $5,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788902 | CALL | 1 | $5,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 14,200 | $5,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,151 | $5,000 | thousands by filing date | |
| LIMONEIRA CO | 532746904 | COM | 3 | $5,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 213 | $5,000 | thousands by filing date | |
| NATURAL GAS SVCS GROUP INC | 63886Q959 | PUT | 4 | $5,000 | thousands by filing date | put |
| LSI INDS INC OHIO | 50216C908 | CALL | 11 | $5,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP | 747619954 | PUT | 3 | $5,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 2,043 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P613 | FUND | 279 | $5,000 | thousands by filing date | |
| COOPER TIRE RUBBER | 216831957 | COM | 2 | $5,000 | thousands by filing date | put |
| GREENHILL & CO INC COMMON STOCK | 395259904 | Cmn | 4 | $5,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511907 | COM | 32 | $5,000 | thousands by filing date | call |
| LAREDO PETE HLDGS INC | 516806956 | COM | 23 | $5,000 | thousands by filing date | put |
| CANON INC | 138006959 | SPONSORED ADR | 2 | $5,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P958 | COM | 12 | $5,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A954 | PUT | 5 | $5,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 6,464 | $5,000 | thousands by filing date | |
| AVANGRID INC | 05351W953 | PUT | 1 | $5,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 704 | $5,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W955 | SPONSORED ADS | 7 | $5,000 | thousands by filing date | put |
| PHYSICIANS RLTY TR | 71943U954 | COM | 3 | $5,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H953 | PUT | 2 | $5,000 | thousands by filing date | put |
| WELBILT INC | 949090954 | COM | 3 | $5,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC | 90238J953 | PUT | 48 | $5,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F953 | COM | 3 | $5,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P900 | CALL | 11 | $5,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764906 | CALL | 9 | $5,000 | thousands by filing date | call |
| INTEC PHARMA LTD JERUSALEM | M53644956 | PUT | 69 | $5,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T907 | CALL | 72 | $5,000 | thousands by filing date | call |
| SERVICEMASTER GLOBAL HLDGS I | 81761R959 | PUT | 1 | $5,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R906 | CALL | 5 | $5,000 | thousands by filing date | call |
| BARCLAYS IPATH | 06745R903 | ETF | 5 | $5,000 | thousands by filing date | call |
| MELINTA THERAPEUTICS INC | 58549G959 | PUT | 15 | $5,000 | thousands by filing date | put |
| PRESIDIO INC | 74102M953 | PUT | 3 | $5,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC | 05070R904 | CALL | 2 | $5,000 | thousands by filing date | call |
| HESS MIDSTREAM PARTNERS LP | 428104903 | CALL | 3 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 112 | $4,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 111 | $4,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 100 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 492 | $4,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 128 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,087 | $4,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 90 | $4,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 253 | $4,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 96 | $4,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $4,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 483 | $4,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 61 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 66 | $4,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 144 | $4,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 77 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 80 | $4,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 876 | $4,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 600 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,311 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V953 | COM | 14 | $4,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A903 | SPONSORED ADS A | 6 | $4,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487905 | COM | 2 | $4,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A950 | COM | 16 | $4,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC | 431284958 | COM | 1 | $4,000 | thousands by filing date | put |
| TTEC HLDGS INC | 89854H902 | COM | 1 | $4,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W909 | SHS | 2 | $4,000 | thousands by filing date | call |
| GENCO SHIPPING & TRADING LTD | Y2685T901 | SHS | 5 | $4,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC | 76169C950 | COM | 1 | $4,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H906 | COM | 16 | $4,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 15 | $4,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 4 | $4,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086951 | COM | 1 | $4,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. | 866796905 | Call | 1 | $4,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,704 | $4,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331905 | CALL | 11 | $4,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 1 | $4,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492900 | CALL | 6 | $4,000 | thousands by filing date | call |
| SCHNEIDER NATIONAL INC | 80689H952 | PUT | 2 | $4,000 | thousands by filing date | put |
| AAON INC | 000360956 | PUT | 1 | $4,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566957 | PUT | 3 | $4,000 | thousands by filing date | put |
| GENESCO INC | 371532952 | PUT | 1 | $4,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084954 | PUT | 3 | $4,000 | thousands by filing date | put |
| GRACO INC | 384109954 | PUT | 1 | $4,000 | thousands by filing date | put |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 9 | $4,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP | 71742Q956 | PUT | 2 | $4,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L900 | CALL | 6 | $4,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P955 | PUT | 1 | $4,000 | thousands by filing date | put |
| AVNET INC | 053807953 | COM | 1 | $4,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,212 | $4,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 3,932 | $4,000 | thousands by filing date | |
| CARNIVAL PLC | 14365C953 | PUT | 1 | $4,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 1,130 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 510 | $4,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,092 | $4,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 572 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 502 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 3,188 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E903 | COM | 12 | $4,000 | thousands by filing date | call |
| SPX CORP | 784635904 | COM | 1 | $4,000 | thousands by filing date | call |
| SPX CORP | 784635954 | COM | 1 | $4,000 | thousands by filing date | put |
| INTL SPEEDWAY CORP CL A CMN STOCK | 460335901 | Cmn | 1 | $4,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC CMN STOCK | 311642952 | Cmn | 1 | $4,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309907 | Cmn | 5 | $4,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP958 | Cmn | 27 | $4,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TECHNOLOGIES | G45667905 | Cmn | 3 | $4,000 | thousands by filing date | call |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 20 | $4,000 | thousands by filing date | put |
| STEIN MART INC CMN STK | 858375908 | Cmn | 59 | $4,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOL | L0175J954 | Cmn | 2 | $4,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 9 | $4,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228955 | COM | 3 | $4,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255957 | SPONSORED ADR | 17 | $4,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 5 | $4,000 | thousands by filing date | put |
| GULF ISLAND FABRICATION INC | 402307952 | COM | 9 | $4,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K958 | PUT | 1 | $4,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X900 | COM | 1 | $4,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC | 984017953 | PUT | 2 | $4,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215950 | PUT | 4 | $4,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340958 | PUT | 1 | $4,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A904 | CALL | 4 | $4,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R952 | PUT | 10 | $4,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 3,076 | $4,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 139 | $4,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 367 | $4,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 252 | $4,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328959 | PUT | 10 | $4,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H901 | COM NEW | 20 | $4,000 | thousands by filing date | call |
| CURIS INC | 231269950 | PUT | 20 | $4,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q954 | PUT | 15 | $4,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X904 | CALL | 17 | $4,000 | thousands by filing date | call |
| OTONOMY INC | 68906L905 | CALL | 17 | $4,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752950 | PUT | 32 | $4,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T950 | COM | 7 | $4,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C903 | SPONSORED ADS | 18 | $4,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T906 | CALL | 3 | $4,000 | thousands by filing date | call |
| COLUMBIA PPTY TR INC | 198287953 | PUT | 2 | $4,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,298 | $4,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511903 | CALL | 4 | $4,000 | thousands by filing date | call |
| TELENAV INC | 879455903 | COM | 10 | $4,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y955 | PUT | 10 | $4,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477906 | CALL | 3 | $4,000 | thousands by filing date | call |
| USCF FDS TR | 91733T956 | PUT | 10 | $4,000 | thousands by filing date | put |
| FGL HLDGS | G3402M902 | CALL | 6 | $4,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R950 | PUT | 15 | $4,000 | thousands by filing date | put |
| CORREVIO PHARMA CORP | 22026V905 | CALL | 20 | $4,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 1 | $4,000 | thousands by filing date | put |
| WESCO AIRCRAFT HLDGS INC | 950814953 | PUT | 4 | $4,000 | thousands by filing date | put |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 229 | $3,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 89 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 140 | $3,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 200 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 23 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 287 | $3,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 66 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 112 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 27 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 150 | $3,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 106 | $3,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 166 | $3,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 595 | $3,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 103 | $3,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 479 | $3,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 747 | $3,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 581 | $3,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 949 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 310 | $3,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 4,591 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405902 | COM | 3 | $3,000 | thousands by filing date | call |
| CINEMARK HLDGS INC | 17243V952 | PUT | 1 | $3,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 1 | $3,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GRO | 606822954 | SPONSORED ADS | 7 | $3,000 | thousands by filing date | put |
| MOELIS & CO | 60786M955 | CL A | 1 | $3,000 | thousands by filing date | put |
| UNISYS CORP | 909214956 | COM NEW | 5 | $3,000 | thousands by filing date | put |
| RE/MAX HLDGS INC | 75524W958 | CL A | 1 | $3,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 19 | $3,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 11 | $3,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC | 32054K903 | COM | 1 | $3,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J901 | CL A COM | 4 | $3,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772959 | COM | 10 | $3,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H950 | COM NEW | 20 | $3,000 | thousands by filing date | put |
| SHUTTERSTOCK INC | 825690950 | COM | 1 | $3,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS C | 29382R957 | CL A | 12 | $3,000 | thousands by filing date | put |
| INSMED INC | 457669957 | COM PAR $.01 | 2 | $3,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 289 | $3,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U958 | PUT | 1 | $3,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397955 | PUT | 11 | $3,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889959 | PUT | 1 | $3,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q954 | PUT | 1 | $3,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214905 | CALL | 1 | $3,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V906 | CALL | 1 | $3,000 | thousands by filing date | call |
| MATIV HOLDINGS INC | 808541956 | PUT | 1 | $3,000 | thousands by filing date | put |
| KB FINL GROUP INC | 48241A905 | CALL | 1 | $3,000 | thousands by filing date | call |
| COUSINS PPTYS INC | 222795952 | PUT | 1 | $3,000 | thousands by filing date | put |
| NBT BANCORP INC | 628778902 | CALL | 1 | $3,000 | thousands by filing date | call |
| ZAI LAB LTD | 98887Q904 | CALL | 1 | $3,000 | thousands by filing date | call |
| BLUELINX HLDGS INC | 09624H958 | COM NEW | 1 | $3,000 | thousands by filing date | put |
| GREAT LAKES DREDGE & DOCK CO | 390607959 | PUT | 3 | $3,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498905 | COM | 20 | $3,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,082 | $3,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,920 | $3,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 4,300 | $3,000 | thousands by filing date | |
| CARRIZO OIL GAS INC | 144577903 | COM | 4 | $3,000 | thousands by filing date | call |
| ROCKWELL MEDICAL INC | 774374902 | Cmn | 14 | $3,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 4 | $3,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 30 | $3,000 | thousands by filing date | put |
| ACTUANT CORPORATION -CL A CMN STK | 00508X953 | Cmn | 22 | $3,000 | thousands by filing date | put |
| DUKE REALTY CORP CMN STK | 264411905 | Cmn | 1 | $3,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 1 | $3,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B903 | Cmn | 6 | $3,000 | thousands by filing date | call |
| SIERRA WIRELESS INC COMMON STOCK | 826516906 | Cmn | 3 | $3,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC CMN STOCK | 337930955 | Cmn | 1 | $3,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P951 | COM | 19 | $3,000 | thousands by filing date | put |
| BLACKROCK KELSO CAPITAL CORP | 092533908 | COM | 6 | $3,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543904 | COM | 1 | $3,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276909 | SPON ADR H SHS | 5 | $3,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T901 | COM | 3 | $3,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 20 | $3,000 | thousands by filing date | put |
| CENTURY CMNTYS INC | 156504950 | COM | 1 | $3,000 | thousands by filing date | put |
| CULP INC | 230215955 | COM | 2 | $3,000 | thousands by filing date | put |
| SAPIENS INTL CORP N V | G7T16G903 | CALL | 2 | $3,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 939 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y950 | COM | 9 | $3,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505957 | RANGE GLOBAL COA | 1 | $3,000 | thousands by filing date | put |
| MILLER INDS INC TENN | 600551954 | PUT | 1 | $3,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 939 | $3,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628952 | PUT | 1 | $3,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M955 | PUT | 10 | $3,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J951 | PUT | 21 | $3,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 2,486 | $3,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 838 | $3,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745958 | PUT | 1 | $3,000 | thousands by filing date | put |
| CASA SYS INC | 14713L952 | PUT | 5 | $3,000 | thousands by filing date | put |
| CURO GROUP HLDGS CORP | 23131L957 | PUT | 3 | $3,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P950 | COM | 6 | $3,000 | thousands by filing date | put |
| RBA 231215C00060000 | 767744905 | CALL | 1 | $3,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197959 | COM | 7 | $3,000 | thousands by filing date | put |
| ONCOCYTE CORPORATION | 68235C957 | PUT | 15 | $3,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L901 | CALL | 45 | $3,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 92 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS | 00856G959 | PUT | 12 | $3,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORPORATIO | G39342903 | CALL | 8 | $3,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752900 | CALL | 29 | $3,000 | thousands by filing date | call |
| COVETRUS INC | 22304C900 | CALL | 3 | $3,000 | thousands by filing date | call |
| RATTLER MIDSTREAM LP | 75419T903 | COM | 2 | $3,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 1,965 | $3,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U903 | COM | 2 | $3,000 | thousands by filing date | call |
| TCF FINANCIAL CORPORATION NE | 872307903 | CALL | 1 | $3,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P902 | CALL | 1 | $3,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y958 | PUT | 28 | $3,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K908 | CALL | 21 | $3,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M955 | PUT | 11 | $3,000 | thousands by filing date | put |
| AROTECH CORP | 042682903 | CALL | 13 | $3,000 | thousands by filing date | call |
| FANG HLDGS LTD | 30711Y901 | CALL | 17 | $3,000 | thousands by filing date | call |
| TOWER INTL INC | 891826909 | CALL | 1 | $3,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370903 | CALL | 33 | $3,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370953 | PUT | 27 | $3,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 6 | $3,000 | thousands by filing date | call |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 160 | $3,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 66 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 871 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 644 | $2,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 44 | $2,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,914 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 781 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 644 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 56 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 74 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 258 | $2,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 104 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 193 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 104 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 98 | $2,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 403 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 817 | $2,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 159 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 275 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 243 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 639 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 194 | $2,000 | thousands by filing date | |
| ARES 17JUL26 120 P | 03990B951 | Option | 1 | $2,000 | thousands by filing date | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 100 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 163 | $2,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 238 | $2,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 400 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P956 | PUT | 11 | $2,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD | Y95308955 | PUT | 1 | $2,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC | 00461U955 | COM | 23 | $2,000 | thousands by filing date | put |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 16 | $2,000 | thousands by filing date | put |
| WIPRO LTD | 97651M909 | SPON ADR 1 SH | 8 | $2,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T958 | COM | 1 | $2,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P909 | COM | 1 | $2,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109958 | COM | 2 | $2,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC | 984017903 | COM | 1 | $2,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD | Y95308905 | SHS | 1 | $2,000 | thousands by filing date | call |
| AMTECH SYS INC | 032332904 | COM PAR $0.01N | 4 | $2,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P909 | COM | 2 | $2,000 | thousands by filing date | call |
| SCRIPPS E W CO OHIO | 811054902 | CL A NEW | 2 | $2,000 | thousands by filing date | call |
| SCRIPPS E W CO OHIO | 811054952 | CL A NEW | 2 | $2,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884953 | COM | 1 | $2,000 | thousands by filing date | put |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 10 | $2,000 | thousands by filing date | call |
| IAMGOLD CORP | 450913958 | COM | 8 | $2,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 38 | $2,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 233 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C908 | CALL | 1 | $2,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V903 | CALL | 1 | $2,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T959 | PUT | 1 | $2,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W908 | CALL | 1 | $2,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC | 74386T905 | CALL | 1 | $2,000 | thousands by filing date | call |
| CARETRUST REIT INC | 14174T907 | CALL | 1 | $2,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO | 388689951 | PUT | 2 | $2,000 | thousands by filing date | put |
| KBR INC | 48242W956 | PUT | 1 | $2,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236906 | CALL | 5 | $2,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,733 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J906 | SPON ADR REP ORD | 3 | $2,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P958 | COM UNIT LTD PAR | 1 | $2,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD | Y62132908 | SHS | 2 | $2,000 | thousands by filing date | call |
| CAPITOL FED FINL INC | 14057J901 | CALL | 2 | $2,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271900 | CALL | 1 | $2,000 | thousands by filing date | call |
| TUNIU CORP | 89977P956 | PUT | 10 | $2,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P906 | CALL | 1 | $2,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P956 | PUT | 1 | $2,000 | thousands by filing date | put |
| LOOP INDS INC | 543518954 | COM | 2 | $2,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 18,700 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 471 | $2,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 859 | $2,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 762 | $2,000 | thousands by filing date | |
| BRIGGS STRATTON | 109043959 | COM | 4 | $2,000 | thousands by filing date | put |
| FLOTEK INDUSTRIES INC COMMON STOCK | 343389902 | Cmn | 12 | $2,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347901 | Cmn | 8 | $2,000 | thousands by filing date | call |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 1 | $2,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B953 | Cmn | 5 | $2,000 | thousands by filing date | put |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 13 | $2,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 433 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L956 | COM | 22 | $2,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A953 | COM | 202 | $2,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y905 | COM | 32 | $2,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W951 | COM | 9 | $2,000 | thousands by filing date | put |
| STONEMOR PARTNERS L P | 86183Q900 | COM UNITS | 20 | $2,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K903 | COM | 2 | $2,000 | thousands by filing date | call |
| AMCOR PLC | G0250X957 | ORD | 3 | $2,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y900 | COM | 5 | $2,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038900 | COM | 1 | $2,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P903 | COM | 1 | $2,000 | thousands by filing date | call |
| GRIFFON CORP | 398433952 | COM | 1 | $2,000 | thousands by filing date | put |
| VERU INC | 92536C903 | COM | 10 | $2,000 | thousands by filing date | call |
| RENAISSANCE CAP GREENWICH FD | 759937904 | IPO ETF | 1 | $2,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 8 | $2,000 | thousands by filing date | call |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 150 | $2,000 | thousands by filing date | |
| SIENTRA INC | 82621J905 | CALL | 4 | $2,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527955 | PUT | 1 | $2,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234909 | CALL | 16 | $2,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L100 | COM | 1,006 | $2,000 | thousands by filing date | |
| EASTERLY GOVT PPTYS INC | 27616P953 | PUT | 1 | $2,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M906 | COM | 4 | $2,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A955 | CL A | 2 | $2,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H951 | PUT | 85 | $2,000 | thousands by filing date | put |
| TRIVAGO N V | 89686D955 | PUT | 5 | $2,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 242 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H903 | CALL | 2 | $2,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC | 03835T900 | CALL | 10 | $2,000 | thousands by filing date | call |
| ZOVIO INC | 98979V902 | CALL | 15 | $2,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K902 | CALL | 20 | $2,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC | 13089P951 | PUT | 9 | $2,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 21 | $2,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 3,838 | $2,000 | thousands by filing date | |
| FRANKS INTL N V | N33462957 | COM | 6 | $2,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S950 | PUT | 3 | $2,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163900 | CALL | 6 | $2,000 | thousands by filing date | call |
| J JILL INC | 46620W952 | PUT | 12 | $2,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V952 | COM | 3 | $2,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328950 | PUT | 35 | $2,000 | thousands by filing date | put |
| APERGY CORP | 03755L954 | PUT | 1 | $2,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G900 | CALL | 7 | $2,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U955 | PUT | 3 | $2,000 | thousands by filing date | put |
| AXA EQUITABLE HLDGS INC | 054561955 | PUT | 1 | $2,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R950 | PUT | 2 | $2,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V908 | CALL | 5 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-19-000021 | this filing | 2019-10-15 | acceptance time not in the bulk data set |