13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-26, with 7,289 holding rows worth $36,643,515,000.
- Accession
- 0001488542-19-000017
- Filer
- CIK 1488542
- Filed
- 2019-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 7,922 entries on the cover page, a total value of $36,643,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,639,697,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REDWOOD TRUST INC | 758075902 | COM | 14 | $23,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E905 | SPON ADR RP 10 | 25 | $23,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q958 | SPONSORED ADS | 17 | $23,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 9,559 | $23,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525953 | PUT | 4 | $23,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563959 | PUT | 5 | $23,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC | 450056956 | PUT | 3 | $23,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M957 | PUT | 3 | $23,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD | G0692U959 | SHS | 4 | $23,000 | thousands by filing date | put |
| GATX CORP | 361448953 | PUT | 3 | $23,000 | thousands by filing date | put |
| EMCORE CORP CMN STOCK | 290846953 | Cmn | 71 | $23,000 | thousands by filing date | put |
| ISHARES TR | 464289902 | CALL | 13 | $23,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366955 | COM NEW | 20 | $23,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 14 | $23,000 | thousands by filing date | put |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 2,247 | $23,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609959 | PUT | 14 | $23,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CO | 67401P908 | CALL | 43 | $23,000 | thousands by filing date | call |
| BROOKLINE BANCORP INC DEL | 11373M957 | PUT | 15 | $23,000 | thousands by filing date | put |
| PETIQ INC | 71639T956 | COM CL A | 7 | $23,000 | thousands by filing date | put |
| TOWER INTL INC | 891826959 | PUT | 12 | $23,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 2,421 | $22,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 665 | $22,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 3,095 | $22,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 700 | $22,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884903 | CALL | 8 | $22,000 | thousands by filing date | call |
| MODINE MFG CO | 607828950 | PUT | 16 | $22,000 | thousands by filing date | put |
| AVNET INC | 053807903 | CALL | 5 | $22,000 | thousands by filing date | call |
| MAMMOTH ENERGY SVCS INC | 56155L958 | COM | 33 | $22,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002903 | COM | 18 | $22,000 | thousands by filing date | call |
| EL POLLO LOCO HLDGS INC | 268603907 | COM | 21 | $22,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B903 | TR UNIT | 44 | $22,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP | 07317Q905 | COM | 149 | $22,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X959 | COM | 15 | $22,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076954 | COM | 40 | $22,000 | thousands by filing date | put |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 15 | $22,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,182 | $22,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X908 | CALL | 138 | $22,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P953 | PUT | 20 | $22,000 | thousands by filing date | put |
| INVESCO INDIA EXCHANGE-TRADE | 46137R909 | CALL | 9 | $22,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172905 | CALL | 4 | $22,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 17,432 | $22,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568908 | CALL | 16 | $22,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 9,384 | $22,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 5,363 | $22,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,007 | $22,000 | thousands by filing date | |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 12 | $22,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 80 | $22,000 | thousands by filing date | put |
| MCEWEN MINING INC | 58039P957 | Cmn | 129 | $22,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q958 | UT COM LTD PRT | 6 | $22,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 11 | $22,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 221 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C904 | CALL | 150 | $22,000 | thousands by filing date | call |
| EPIZYME INC | 29428V904 | COM | 18 | $22,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 71 | $22,000 | thousands by filing date | call |
| SRC ENERGY INC | 78470V908 | CALL | 46 | $22,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 5 | $22,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X901 | CALL | 53 | $22,000 | thousands by filing date | call |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 800 | $22,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 209 | $21,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,186 | $21,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 462 | $21,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 475 | $21,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 560 | $21,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 519 | $21,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,239 | $21,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,445 | $21,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 808 | $21,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 4,379 | $21,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 500 | $21,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC | 859241901 | CALL | 16 | $21,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 38 | $21,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 350 | $21,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V908 | COM | 67 | $21,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794957 | COM | 20 | $21,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659908 | COM | 15 | $21,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856958 | SHS | 126 | $21,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC | 379378951 | COM NEW | 11 | $21,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111957 | SHS NEW | 23 | $21,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R903 | COM | 10 | $21,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 50 | $21,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H950 | COM NEW | 91 | $21,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602954 | COM | 10 | $21,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347954 | PUT | 12 | $21,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC | 30225T902 | COM | 2 | $21,000 | thousands by filing date | call |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 8 | $21,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST | 49803T950 | PUT | 14 | $21,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 6,478 | $21,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547908 | COM | 91 | $21,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC | 89469A954 | COM | 4 | $21,000 | thousands by filing date | put |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 16 | $21,000 | thousands by filing date | put |
| WEIS MKTS INC | 948849904 | CALL | 6 | $21,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427908 | CALL | 14 | $21,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R953 | PUT | 115 | $21,000 | thousands by filing date | put |
| CASA SYS INC | 14713L952 | PUT | 33 | $21,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T957 | PUT | 54 | $21,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496904 | CALL | 17 | $21,000 | thousands by filing date | call |
| L3 TECHNOLOGIES INC | 502413907 | CALL | 13 | $21,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 316 | $20,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,926 | $20,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P906 | COM | 41 | $20,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC | 76169C900 | COM | 5 | $20,000 | thousands by filing date | call |
| CAL MAINE FOODS INC | 128030902 | COM NEW | 5 | $20,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144909 | COM | 239 | $20,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC | 83418M903 | COM CL A | 14 | $20,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316907 | CALL | 1 | $20,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R905 | CALL | 11 | $20,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368903 | CALL | 14 | $20,000 | thousands by filing date | call |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 75 | $20,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 11,007 | $20,000 | thousands by filing date | |
| TELEFONICA S A | 879382908 | CALL | 25 | $20,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 1,051 | $20,000 | thousands by filing date | |
| OWENS-ILLINOIS INC | 690768953 | COM | 12 | $20,000 | thousands by filing date | put |
| TECH DATA CORP | 878237956 | COM | 2 | $20,000 | thousands by filing date | put |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 75 | $20,000 | thousands by filing date | put |
| HIBBETT SPORTS INC CMN STOCK | 428567951 | Cmn | 11 | $20,000 | thousands by filing date | put |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M959 | Cmn | 25 | $20,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N908 | COM | 77 | $20,000 | thousands by filing date | call |
| NATUS MEDICAL INC DEL | 639050953 | COM | 8 | $20,000 | thousands by filing date | put |
| CODEXIS INC | 192005956 | PUT | 11 | $20,000 | thousands by filing date | put |
| GENTHERM INC | 37253A953 | PUT | 5 | $20,000 | thousands by filing date | put |
| CASA SYS INC | 14713L902 | CALL | 32 | $20,000 | thousands by filing date | call |
| CURO GROUP HLDGS CORP | 23131L957 | PUT | 19 | $20,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F953 | PUT | 98 | $20,000 | thousands by filing date | put |
| LINE CORP | 53567X101 | SPONSORED ADR | 731 | $20,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X903 | COM | 33 | $20,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R959 | COM CL A | 14 | $20,000 | thousands by filing date | put |
| AXA EQUITABLE HLDGS INC | 054561955 | PUT | 10 | $20,000 | thousands by filing date | put |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 501 | $19,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 483 | $19,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,519 | $19,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 677 | $19,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 236 | $19,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 349 | $19,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 398 | $19,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 806 | $19,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,171 | $19,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 729 | $19,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 2,844 | $19,000 | thousands by filing date | |
| SABRE CORP | 78573M954 | PUT | 9 | $19,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461956 | PUT | 80 | $19,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y953 | PUT | 30 | $19,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T908 | COM | 8 | $19,000 | thousands by filing date | call |
| GERON CORP | 374163953 | COM | 141 | $19,000 | thousands by filing date | put |
| KURA ONCOLOGY INC | 50127T909 | COM | 10 | $19,000 | thousands by filing date | call |
| ST JOE CO | 790148950 | COM | 11 | $19,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC | 700517955 | COM | 7 | $19,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,611 | $19,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,587 | $19,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,928 | $19,000 | thousands by filing date | |
| WASTE CONNECTIONS INC | 94106B951 | PUT | 2 | $19,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 9 | $19,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160906 | COM | 170 | $19,000 | thousands by filing date | call |
| ACTUANT CORPORATION -CL A CMN STK | 00508X903 | Cmn | 8 | $19,000 | thousands by filing date | call |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 57 | $19,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890956 | Cmn | 27 | $19,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V905 | COM | 5 | $19,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174901 | COM | 53 | $19,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650950 | COM | 12 | $19,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A905 | CL A | 16 | $19,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246955 | COM | 2 | $19,000 | thousands by filing date | put |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 2,226 | $19,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X956 | PUT | 30 | $19,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,481 | $19,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377950 | COM | 22 | $19,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751903 | CALL | 27 | $19,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H901 | COM NEW | 67 | $19,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X907 | COM | 2 | $19,000 | thousands by filing date | call |
| KALA PHARMACEUTICALS INC | 483119903 | CALL | 31 | $19,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC | 14912Y902 | CL A | 19 | $19,000 | thousands by filing date | call |
| GAIN CAP HLDGS INC | 36268W900 | CALL | 48 | $19,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 543 | $18,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,029 | $18,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,072 | $18,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 980 | $18,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 717 | $18,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 501 | $18,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 571 | $18,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 861 | $18,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,204 | $18,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,427 | $18,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 620 | $18,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,000 | $18,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,355 | $18,000 | thousands by filing date | |
| INVESCO DB COMMDY INDX TRCK | 46138B903 | CALL | 12 | $18,000 | thousands by filing date | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T959 | COM | 20 | $18,000 | thousands by filing date | put |
| EAST WEST BANCORP INC | 27579R954 | COM | 4 | $18,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q902 | COM | 7 | $18,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264909 | COM | 30 | $18,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A902 | COM | 16 | $18,000 | thousands by filing date | call |
| GOLD FIELDS LTD | 38059T956 | SPONSORED ADR | 34 | $18,000 | thousands by filing date | put |
| LADDER CAP CORP | 505743904 | CL A | 11 | $18,000 | thousands by filing date | call |
| IAMGOLD CORP | 450913908 | COM | 56 | $18,000 | thousands by filing date | call |
| IDT CORP | 448947957 | PUT | 20 | $18,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G952 | PUT | 36 | $18,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q952 | PUT | 7 | $18,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H902 | CALL | 10 | $18,000 | thousands by filing date | call |
| FULLER H B CO | 359694956 | PUT | 4 | $18,000 | thousands by filing date | put |
| DEL MONTE CORP | G36738955 | PUT | 7 | $18,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,024 | $18,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,181 | $18,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 663 | $18,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 9,919 | $18,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,947 | $18,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,469 | $18,000 | thousands by filing date | |
| EXPRESS INC | 30219E903 | COM | 68 | $18,000 | thousands by filing date | call |
| UNIT CORP | 909218909 | COM | 21 | $18,000 | thousands by filing date | call |
| COTT CORPORATION COMMON STOCK | 22163N906 | Cmn | 14 | $18,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 115 | $18,000 | thousands by filing date | call |
| CARBONITE INC | 141337905 | COM | 7 | $18,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORP | 376535900 | COM | 20 | $18,000 | thousands by filing date | call |
| AGENUS INC | 00847G905 | COM NEW | 61 | $18,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS OJSC | 607409959 | SPONSORED ADR | 20 | $18,000 | thousands by filing date | put |
| AMERICAN SOFTWARE INC | 029683909 | CALL | 14 | $18,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L908 | COM | 7 | $18,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T950 | COM UNIT REP LTD | 18 | $18,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 1,341 | $18,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R909 | COM | 6 | $18,000 | thousands by filing date | call |
| BIOSIG TECHNOLOGIES INC | 09073N901 | COM NEW | 20 | $18,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 7,738 | $18,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T905 | CALL | 13 | $18,000 | thousands by filing date | call |
| PORTMAN RIDGE FIN CORP | 73688F902 | CALL | 80 | $18,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 2,898 | $17,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 3,083 | $17,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 331 | $17,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 602 | $17,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,753 | $17,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,157 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1,275 | $17,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,572 | $17,000 | thousands by filing date | |
| EMCOR GROUP INC | 29084Q950 | PUT | 2 | $17,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST IN | 09257W950 | COM CL A | 5 | $17,000 | thousands by filing date | put |
| TPG RE FIN TR INC | 87266M957 | COM | 9 | $17,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A950 | COM | 64 | $17,000 | thousands by filing date | put |
| MYERS INDS INC | 628464909 | COM | 9 | $17,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S A | 05967A957 | ADS REP 1 UNIT | 15 | $17,000 | thousands by filing date | put |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 37 | $17,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T956 | COM | 29 | $17,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481901 | COM | 15 | $17,000 | thousands by filing date | call |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 41 | $17,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C956 | PUT | 4 | $17,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B908 | CALL | 13 | $17,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837903 | CALL | 4 | $17,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278950 | PUT | 2 | $17,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 435 | $17,000 | thousands by filing date | |
| HARRIS CORP | 413875955 | COM | 159 | $17,000 | thousands by filing date | put |
| NATUS MEDICAL INC DEL | 639050903 | COM | 7 | $17,000 | thousands by filing date | call |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 454 | $17,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P955 | SPONS ADR | 43 | $17,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U905 | COM | 86 | $17,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U955 | COM | 87 | $17,000 | thousands by filing date | put |
| TPI COMPOSITES INC | 87266J904 | CALL | 7 | $17,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 4,765 | $17,000 | thousands by filing date | |
| CORVEL CORP | 221006959 | PUT | 2 | $17,000 | thousands by filing date | put |
| CHIMERIX INC | 16934W906 | CALL | 40 | $17,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562955 | COM | 3 | $17,000 | thousands by filing date | put |
| MODEL N INC | 607525902 | CALL | 9 | $17,000 | thousands by filing date | call |
| EXCHANGE LISTED FDS TR | 30151E954 | PUT | 5 | $17,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K955 | PUT | 23 | $17,000 | thousands by filing date | put |
| INVESTORS BANCORP INC NEW | 46146L951 | COM | 16 | $17,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871902 | CALL | 36 | $17,000 | thousands by filing date | call |
| MTS SYS CORP | 553777953 | PUT | 3 | $17,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635907 | CALL | 30 | $17,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W904 | CALL | 31 | $17,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 77 | $16,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $16,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 27,597 | $16,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 399 | $16,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,093 | $16,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,037 | $16,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 384 | $16,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 311 | $16,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,763 | $16,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 547 | $16,000 | thousands by filing date | |
| OPEN TEXT CORP | 683715906 | CALL | 4 | $16,000 | thousands by filing date | call |
| MARINEMAX INC | 567908958 | COM | 10 | $16,000 | thousands by filing date | put |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 4 | $16,000 | thousands by filing date | put |
| FEDERATED HERMES INC | 314211953 | CL B | 5 | $16,000 | thousands by filing date | put |
| UGI CORP NEW | 902681905 | COM | 3 | $16,000 | thousands by filing date | call |
| VERITONE INC | 92347M900 | COM | 20 | $16,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT | 04316A958 | CL A | 6 | $16,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 100 | $16,000 | thousands by filing date | put |
| SPOK HLDGS INC | 84863T906 | COM | 11 | $16,000 | thousands by filing date | call |
| BRC GROUP HOLDINGS INC | 05580M908 | COM | 8 | $16,000 | thousands by filing date | call |
| NATURAL GAS SVCS GROUP INC | 63886Q909 | COM | 10 | $16,000 | thousands by filing date | call |
| GARTNER INC | 366651957 | COM | 1 | $16,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109908 | COM | 12 | $16,000 | thousands by filing date | call |
| GLADSTONE INVT CORP | 376546907 | COM | 15 | $16,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076904 | COM | 30 | $16,000 | thousands by filing date | call |
| FIRST HORIZON CORPORATION | 320517905 | COM | 11 | $16,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B902 | COM NEW | 62 | $16,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,488 | $16,000 | thousands by filing date | |
| BLACKBAUD INC | 09227Q900 | CALL | 2 | $16,000 | thousands by filing date | call |
| PENUMBRA INC | 70975L957 | PUT | 1 | $16,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540959 | PUT | 2 | $16,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 22 | $16,000 | thousands by filing date | put |
| MATIV HOLDINGS INC | 808541956 | PUT | 5 | $16,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC | 398905909 | CALL | 2 | $16,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,305 | $16,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 6,589 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,367 | $16,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 902 | $16,000 | thousands by filing date | |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 154 | $16,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y952 | COM | 50 | $16,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,828 | $16,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 76 | $16,000 | thousands by filing date | call |
| BANNER CORPORATION CMN STOCK | 06652V908 | Cmn | 3 | $16,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 35 | $16,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D955 | COM | 17 | $16,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B958 | COM UNIT LTD PT | 115 | $16,000 | thousands by filing date | put |
| BLACKBAUD INC | 09227Q950 | PUT | 2 | $16,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038950 | PUT | 8 | $16,000 | thousands by filing date | put |
| HYRECAR INC | 44916T957 | PUT | 40 | $16,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 4,312 | $16,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867950 | PUT | 86 | $16,000 | thousands by filing date | put |
| EROS STX GLOBAL CORPORATION | G3788M904 | CALL | 122 | $16,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,104 | $16,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P950 | PUT | 10 | $16,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q952 | COM | 162 | $16,000 | thousands by filing date | put |
| COVIA HLDGS CORP | 22305A903 | CALL | 85 | $16,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q955 | PUT | 43 | $16,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 242 | $15,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 348 | $15,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 711 | $15,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,101 | $15,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 5,765 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 170 | $15,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,392 | $15,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 175 | $15,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 666 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,095 | $15,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,734 | $15,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 785 | $15,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 223 | $15,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 9,193 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 523 | $15,000 | thousands by filing date | |
| COMFORT SYS USA INC | 199908904 | CALL | 3 | $15,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960904 | CALL | 192 | $15,000 | thousands by filing date | call |
| AECOM | 00766T950 | COM | 4 | $15,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909908 | VG TL INTL STK F | 3 | $15,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C901 | COM | 6 | $15,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 23 | $15,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125901 | COM UNITS | 8 | $15,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544904 | COM | 32 | $15,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST | 49803T900 | COM NEW | 10 | $15,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499951 | COM | 59 | $15,000 | thousands by filing date | put |
| CALERES INC | 129500954 | COM | 8 | $15,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC | 826917906 | COM | 27 | $15,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q904 | COM | 6 | $15,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524958 | PUT | 3 | $15,000 | thousands by filing date | put |
| RPC INC | 749660956 | PUT | 22 | $15,000 | thousands by filing date | put |
| BOK FINL CORP | 05561Q951 | PUT | 2 | $15,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L900 | CALL | 11 | $15,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788902 | CALL | 3 | $15,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,457 | $15,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 301 | $15,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284908 | CALL | 15 | $15,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568958 | COM | 11 | $15,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 938 | $15,000 | thousands by filing date | |
| BHP BILLITON PLC-ADR | 05545E959 | COM | 3 | $15,000 | thousands by filing date | put |
| DUKE REALTY CORP CMN STK | 264411905 | Cmn | 5 | $15,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571958 | Cmn | 4 | $15,000 | thousands by filing date | put |
| POLYONE CORP | 73179P956 | COM | 5 | $15,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D950 | PUT | 14 | $15,000 | thousands by filing date | put |
| REEDS INC | 758338957 | PUT | 42 | $15,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ909 | CALL | 5 | $15,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 15,656 | $15,000 | thousands by filing date | |
| MASONITE INTL CORP | 575385959 | COM | 3 | $15,000 | thousands by filing date | put |
| PHYSICIANS RLTY TR | 71943U954 | COM | 9 | $15,000 | thousands by filing date | put |
| KALA PHARMACEUTICALS INC | 483119953 | PUT | 25 | $15,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 6,753 | $15,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764956 | PUT | 22 | $15,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J953 | PUT | 69 | $15,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P901 | CALL | 31 | $15,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 494 | $14,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 8,604 | $14,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 88 | $14,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 703 | $14,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 300 | $14,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 192 | $14,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,717 | $14,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 688 | $14,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 767 | $14,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,197 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 400 | $14,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,434 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 140 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 11 | $14,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671908 | CALL | 46 | $14,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R959 | COM | 20 | $14,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL INC | 28852N959 | COM | 8 | $14,000 | thousands by filing date | put |
| UNITED NAT FOODS INC | 911163953 | COM | 16 | $14,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T900 | COM | 18 | $14,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A952 | COM | 12 | $14,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232952 | COM | 7 | $14,000 | thousands by filing date | put |
| PITNEY BOWES INC | 724479950 | COM | 34 | $14,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826959 | COM NEW | 5 | $14,000 | thousands by filing date | put |
| IAMGOLD CORP | 450913958 | COM | 44 | $14,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,267 | $14,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R953 | PUT | 8 | $14,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231907 | CALL | 2 | $14,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD | G0450A955 | PUT | 4 | $14,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D950 | PUT | 5 | $14,000 | thousands by filing date | put |
| TRIPLEPOINT VENTURE GROWTH B | 89677Y950 | PUT | 10 | $14,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q951 | NEXT GNRTN INTER | 3 | $14,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340908 | CALL | 3 | $14,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC | 70959W953 | COM | 3 | $14,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,129 | $14,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,208 | $14,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220906 | COM | 69 | $14,000 | thousands by filing date | call |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 53 | $14,000 | thousands by filing date | put |
| NEW GOLD INC | 644535906 | COM | 149 | $14,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G907 | Option | 96 | $14,000 | thousands by filing date | call |
| AVX CORP NEW | 002444957 | COM | 9 | $14,000 | thousands by filing date | put |
| ZIX CORP | 98974P950 | COM | 16 | $14,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 79 | $14,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 81 | $14,000 | thousands by filing date | put |
| NOODLES & CO | 65540B905 | COM CL A | 18 | $14,000 | thousands by filing date | call |
| SOHU COM LTD | 83410S958 | SPONSORED ADS | 10 | $14,000 | thousands by filing date | put |
| KNOWLES CORP | 49926D959 | PUT | 8 | $14,000 | thousands by filing date | put |
| REV GROUP INC | 749527957 | PUT | 10 | $14,000 | thousands by filing date | put |
| AMERICAN SOFTWARE INC | 029683959 | PUT | 11 | $14,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S304 | COM NEW | 2,023 | $14,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 50 | $14,000 | thousands by filing date | put |
| AFFIMED N V | N01045958 | PUT | 50 | $14,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396958 | PUT | 11 | $14,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B951 | PUT | 11 | $14,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749958 | PUT | 6 | $14,000 | thousands by filing date | put |
| BANCORPSOUTH BK TUPELO MISS | 05971J952 | PUT | 5 | $14,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V902 | COM | 23 | $14,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $13,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 230 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 288 | $13,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,518 | $13,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 466 | $13,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,710 | $13,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2,314 | $13,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,921 | $13,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC | 609839905 | CALL | 1 | $13,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 33 | $13,000 | thousands by filing date | put |
| COHU INC | 192576906 | COM | 9 | $13,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 37 | $13,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SVCS INC | 210502950 | COM | 36 | $13,000 | thousands by filing date | put |
| COOPER-STANDARD HOLDINGS INC | 21676P903 | COM | 3 | $13,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459908 | CALL | 4 | $13,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609909 | CALL | 8 | $13,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R950 | PUT | 15 | $13,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732952 | PUT | 42 | $13,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125951 | PUT | 7 | $13,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 931 | $13,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 986 | $13,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,462 | $13,000 | thousands by filing date | |
| SPX CORP | 784635954 | COM | 4 | $13,000 | thousands by filing date | put |
| SCHNITZER STEEL INDS INC-A | 806882956 | COM | 5 | $13,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142902 | COM UNIT LTD | 18 | $13,000 | thousands by filing date | call |
| LAREDO PETE HLDGS INC | 516806906 | COM | 46 | $13,000 | thousands by filing date | call |
| OLYMPIC STEEL INC | 68162K906 | COM | 10 | $13,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362901 | COM | 58 | $13,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037907 | CALL | 4 | $13,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 40 | $13,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063904 | CALL | 137 | $13,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D956 | PUT | 5 | $13,000 | thousands by filing date | put |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 6 | $13,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T907 | COM | 26 | $13,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,219 | $13,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U951 | COM | 41 | $13,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154957 | COM NEW | 45 | $13,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K909 | COM | 3 | $13,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A952 | COM | 18 | $13,000 | thousands by filing date | put |
| CHEETAH MOBILE INC | 163075904 | ADR | 37 | $13,000 | thousands by filing date | call |
| NEENAH INC | 640079909 | CALL | 2 | $13,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N957 | COM | 53 | $13,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 40 | $13,000 | thousands by filing date | put |
| VERSO CORP | 92531L907 | CALL | 7 | $13,000 | thousands by filing date | call |
| CELLULAR BIOMEDICINE GROUP I | 15117P952 | COM NEW | 8 | $13,000 | thousands by filing date | put |
| ADVANCED DISP SVCS INC DEL | 00790X951 | PUT | 31 | $13,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163950 | PUT | 32 | $13,000 | thousands by filing date | put |
| Forescout Technologies Inc | 34553D901 | COM | 4 | $13,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G953 | PUT | 3 | $13,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTMT INC | 37951D902 | CALL | 212 | $13,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 3,158 | $12,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 201 | $12,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 487 | $12,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 138 | $12,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 766 | $12,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,924 | $12,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,424 | $12,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 936 | $12,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 343 | $12,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,996 | $12,000 | thousands by filing date | |
| FORMFACTOR INC | 346375958 | PUT | 8 | $12,000 | thousands by filing date | put |
| EZCORP INC | 302301906 | CL A NON VTG | 13 | $12,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417950 | COM | 10 | $12,000 | thousands by filing date | put |
| PROTHENA CORP PLC | G72800958 | SHS | 12 | $12,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R909 | COM | 18 | $12,000 | thousands by filing date | call |
| UPWORK INC | 91688F904 | COM | 8 | $12,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD | M22013952 | ORD | 42 | $12,000 | thousands by filing date | put |
| BANCO SANTANDER SA | 05964H905 | ADR | 27 | $12,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400950 | COM | 2 | $12,000 | thousands by filing date | put |
| XUNLEI LTD | 98419E958 | SPONSORED ADS | 46 | $12,000 | thousands by filing date | put |
| GOGO INC | 38046C959 | COM | 32 | $12,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-19-000017 | this filing | 2019-07-26 | acceptance time not in the bulk data set |