13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-25, with 7,063 holding rows worth $2,452,645,000.
- Accession
- 0001488542-17-000015
- Filer
- CIK 1488542
- Filed
- 2017-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 7,701 entries on the cover page, a total value of $2,452,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,449,096,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICAD INC | 44934S206 | COM NEW | 1,821 | $8,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269958 | COM | 80 | $8,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916909 | COM | 252 | $8,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,414 | $8,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R953 | PUT | 29 | $8,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246905 | CALL | 13 | $8,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 6,758 | $8,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,592 | $8,000 | thousands by filing date | |
| CORE LABORATORIES N.V. | N22717957 | COM | 50 | $8,000 | thousands by filing date | put |
| MEDNAX INC | 58502B956 | COM | 16 | $8,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781905 | COM | 183 | $8,000 | thousands by filing date | call |
| CHICO'S FAS INC | 168615952 | COM | 374 | $8,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T906 | COM | 17 | $8,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 422 | $8,000 | thousands by filing date | call |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 150 | $8,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270903 | Cmn | 42 | $8,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC CMN STOCK | 311642952 | Cmn | 50 | $8,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC CMN STOCK | 311642902 | Cmn | 34 | $8,000 | thousands by filing date | call |
| NAVIOS MARITIME PARTNERS LP | Y62267902 | Cmn | 421 | $8,000 | thousands by filing date | call |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 28 | $8,000 | thousands by filing date | call |
| DOMTAR CORP CMN STK | 257559953 | Cmn | 506 | $8,000 | thousands by filing date | put |
| ULTIMATE SOFTWARE GRP CMN STOCK | 90385D957 | Cmn | 17 | $8,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 24 | $8,000 | thousands by filing date | call |
| SONIC CORP CMN STK | 835451955 | Cmn | 49 | $8,000 | thousands by filing date | put |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 464 | $8,000 | thousands by filing date | put |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 196 | $8,000 | thousands by filing date | call |
| WADDELL & REED FINL INC CMN STOCK | 930059950 | Cmn | 110 | $8,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293900 | UNIT LTD PART | 29 | $8,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293950 | UNIT LTD PART | 67 | $8,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS OJSC | 607409959 | SPONSORED ADR | 468 | $8,000 | thousands by filing date | put |
| STATOIL ASA | 85771P902 | SPONSORED ADR | 100 | $8,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T906 | COM | 75 | $8,000 | thousands by filing date | call |
| GAZIT GLOBE LTD | M4793C952 | SHS | 142 | $8,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448904 | CALL | 49 | $8,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T902 | COM | 63 | $8,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 1,751 | $8,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 14 | $8,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T900 | COM UNIT REP LTD | 515 | $8,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G959 | PUT | 120 | $8,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B951 | PUT | 402 | $8,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X907 | COM | 212 | $8,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W908 | CALL | 139 | $8,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119953 | PUT | 153 | $8,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 2,974 | $8,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y901 | CALL | 53 | $8,000 | thousands by filing date | call |
| CHEETAH MOBILE INC | 163075954 | ADR | 24 | $8,000 | thousands by filing date | put |
| DSP GROUPS INC | 23332B906 | CALL | 22 | $8,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L954 | PUT | 1,012 | $8,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793900 | COM NEW | 111 | $8,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 13 | $8,000 | thousands by filing date | call |
| SPRINT CORP | 85207U955 | PUT | 156 | $8,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q900 | CALL | 125 | $8,000 | thousands by filing date | call |
| CIMPRESS N V | N20146951 | PUT | 144 | $8,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC NEW | 45824V959 | PUT | 13 | $8,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 73 | $8,000 | thousands by filing date | put |
| BOFI HLDG INC | 05566U958 | COM | 283 | $8,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697955 | PUT | 113 | $8,000 | thousands by filing date | put |
| AVEXIS INC | 05366U950 | COM | 106 | $8,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q901 | CALL | 56 | $8,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R900 | CL A COM | 60 | $8,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 105 | $7,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 97 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 115 | $7,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 177 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,138 | $7,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 217 | $7,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,345 | $7,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 326 | $7,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,756 | $7,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 276 | $7,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 183 | $7,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,060 | $7,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 373 | $7,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 971 | $7,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 446 | $7,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 524 | $7,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 276 | $7,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 22 | $7,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111907 | CALL | 570 | $7,000 | thousands by filing date | call |
| CAMECO CORP | 13321L908 | CALL | 161 | $7,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736954 | PUT | 148 | $7,000 | thousands by filing date | put |
| TANGER INC | 875465906 | CALL | 390 | $7,000 | thousands by filing date | call |
| WENDYS CO | 95058W900 | CALL | 204 | $7,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D906 | COM | 100 | $7,000 | thousands by filing date | call |
| VANGUARD STAR FDS | 921909908 | VG TL INTL STK F | 18 | $7,000 | thousands by filing date | call |
| VOYA FINANCIAL INC | 929089950 | COM | 84 | $7,000 | thousands by filing date | put |
| VERISK ANALYTICS INC | 92345Y906 | COM | 65 | $7,000 | thousands by filing date | call |
| WATERS CORP | 941848953 | COM | 45 | $7,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC | 05156V952 | COM | 141 | $7,000 | thousands by filing date | put |
| MYERS INDS INC | 628464909 | COM | 9 | $7,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M907 | COM UNIT REPST | 218 | $7,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870900 | COM | 79 | $7,000 | thousands by filing date | call |
| RPM INTL INC | 749685953 | COM | 38 | $7,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M951 | COM | 31 | $7,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475906 | COM | 123 | $7,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 194 | $7,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B908 | COM UNIT LTD PT | 453 | $7,000 | thousands by filing date | call |
| MACERICH CO | 554382951 | COM | 79 | $7,000 | thousands by filing date | put |
| PITNEY BOWES INC | 724479900 | COM | 117 | $7,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V951 | COM | 95 | $7,000 | thousands by filing date | put |
| PROGRESSIVE CORP | 743315953 | COM | 321 | $7,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC | 110448907 | SPONSORED ADR | 125 | $7,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B957 | COM | 261 | $7,000 | thousands by filing date | put |
| PPL CORP | 69351T906 | COM | 355 | $7,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CO | 808625907 | COM | 8 | $7,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C902 | COM | 176 | $7,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29272W959 | COM | 111 | $7,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628952 | COM | 104 | $7,000 | thousands by filing date | put |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 32 | $7,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 182 | $7,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 238 | $7,000 | thousands by filing date | |
| MSC INDL DIRECT INC | 553530956 | OPTION | 210 | $7,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC | 32020R909 | CALL | 7 | $7,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301909 | CALL | 90 | $7,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC | 882681959 | PUT | 56 | $7,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P953 | PUT | 38 | $7,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW | 374297909 | CALL | 155 | $7,000 | thousands by filing date | call |
| VANGUARD SPECIALIZED FUNDS | 921908954 | PUT | 90 | $7,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD | G0585R906 | CALL | 892 | $7,000 | thousands by filing date | call |
| ASSURANT INC | 04621X908 | CALL | 38 | $7,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855908 | CALL | 15 | $7,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120909 | CALL | 132 | $7,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H902 | CALL | 42 | $7,000 | thousands by filing date | call |
| SNAP ON INC | 833034901 | COM | 27 | $7,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598909 | COM | 47 | $7,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD | Y62132908 | SHS | 69 | $7,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP | 635906900 | CALL | 343 | $7,000 | thousands by filing date | call |
| MASIMO CORP | 574795900 | CALL | 24 | $7,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 816 | $7,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 5,871 | $7,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 3,821 | $7,000 | thousands by filing date | |
| POWERSHARES WILDERH CLEAN EN | 73935X950 | COM | 55 | $7,000 | thousands by filing date | put |
| CREE INC | 225447951 | COM | 310 | $7,000 | thousands by filing date | put |
| CARRIZO OIL GAS INC | 144577953 | COM | 74 | $7,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791951 | COM | 31 | $7,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580903 | COM | 308 | $7,000 | thousands by filing date | call |
| TD AMERITRADE HOLDING CORP | 87236Y958 | COM | 82 | $7,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685909 | COM | 29 | $7,000 | thousands by filing date | call |
| BEMIS COMPANY | 081437955 | COM | 98 | $7,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X953 | COM | 91 | $7,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC | 89469A954 | COM | 45 | $7,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 7,274 | $7,000 | thousands by filing date | |
| CARLYLE GROUP LP/THE | 14309L952 | Cmn | 55 | $7,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N907 | Cmn | 49 | $7,000 | thousands by filing date | call |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 1,509 | $7,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187906 | Cmn | 141 | $7,000 | thousands by filing date | call |
| CRAY INC CMN STOCK | 225223954 | Cmn | 118 | $7,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P901 | Cmn | 383 | $7,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 420 | $7,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831907 | Cmn | 42 | $7,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212952 | COM | 114 | $7,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259953 | COM | 63 | $7,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D950 | COM | 22 | $7,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS INC | 864909956 | CL A | 60 | $7,000 | thousands by filing date | put |
| LAREDO PETE HLDGS INC | 516806906 | COM | 166 | $7,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A953 | COM SHS BEN INT | 71 | $7,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 250 | $7,000 | thousands by filing date | put |
| OLYMPIC STEEL INC | 68162K956 | COM | 772 | $7,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637955 | SHS NEW | 243 | $7,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505908 | CALL | 32 | $7,000 | thousands by filing date | call |
| CRA INTL INC | 12618T955 | PUT | 41 | $7,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973908 | COM | 958 | $7,000 | thousands by filing date | call |
| CHUYS HLDGS INC | 171604901 | CALL | 152 | $7,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 369 | $7,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 405 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F952 | PUT | 366 | $7,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H908 | CALL | 10 | $7,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B905 | COM | 225 | $7,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122951 | PUT | 225 | $7,000 | thousands by filing date | put |
| VOXELJET AG | 92912L957 | PUT | 55 | $7,000 | thousands by filing date | put |
| ARRIS INTL INC | G0551A903 | CALL | 144 | $7,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 339 | $7,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R901 | CALL | 382 | $7,000 | thousands by filing date | call |
| MEDIDATA SOLUTIONS INC | 58471A955 | PUT | 56 | $7,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,095 | $7,000 | thousands by filing date | |
| ENGILITY HLDGS INC NEW | 29286C907 | CALL | 25 | $7,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U954 | PUT | 180 | $7,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J909 | CALL | 92 | $7,000 | thousands by filing date | call |
| CHIPMOS TECHNOLOGIES INC | 16965P953 | PUT | 200 | $7,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 168 | $7,000 | thousands by filing date | call |
| COGINT INC | 19241Q901 | COM | 661 | $7,000 | thousands by filing date | call |
| BLACK KNIGHT FINL SVCS INC | 09214X950 | PUT | 574 | $7,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 100 | $6,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 195 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 201 | $6,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 309 | $6,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 577 | $6,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 280 | $6,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 130 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 130 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,494 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 191 | $6,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 671 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 277 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166954 | PUT | 156 | $6,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC | 74834L900 | CALL | 108 | $6,000 | thousands by filing date | call |
| GOLD FIELDS LTD | 38059T906 | CALL | 99 | $6,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171V900 | CALL | 21 | $6,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 99 | $6,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A950 | PUT | 18 | $6,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD | M87915954 | PUT | 152 | $6,000 | thousands by filing date | put |
| VAIL RESORTS INC | 91879Q959 | PUT | 67 | $6,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP | 962879902 | CALL | 157 | $6,000 | thousands by filing date | call |
| EXELON CORP | 30161N951 | COM | 202 | $6,000 | thousands by filing date | put |
| WESTERN UN CO | 959802959 | COM | 62 | $6,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U958 | ORD SHS | 31 | $6,000 | thousands by filing date | put |
| ARBUTUS BIOPHARMA CORP | 03879J900 | COM | 40 | $6,000 | thousands by filing date | call |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 40 | $6,000 | thousands by filing date | put |
| ARDELYX INC | 039697907 | COM | 20 | $6,000 | thousands by filing date | call |
| ARDELYX INC | 039697957 | COM | 25 | $6,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG COR | 099502906 | CL A | 23 | $6,000 | thousands by filing date | call |
| MURPHY OIL CORP | 626717952 | COM | 258 | $6,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T952 | UNITS | 20 | $6,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V901 | COM CL B | 16 | $6,000 | thousands by filing date | call |
| HDFC BANK LTD | 40415F901 | SPONSORED ADS | 119 | $6,000 | thousands by filing date | call |
| HARMONY GOLD MNG LTD | 413216950 | SPONSORED ADR | 73 | $6,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M909 | COM NEW | 18 | $6,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B904 | COM | 225 | $6,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 66 | $6,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTA | 05946K951 | SPONSORED ADR | 123 | $6,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225952 | COM NEW | 81 | $6,000 | thousands by filing date | put |
| GENESIS ENERGY L P | 371927954 | UNIT LTD PARTN | 53 | $6,000 | thousands by filing date | put |
| TUCOWS INC | 898697906 | COM NEW | 45 | $6,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076905 | CL A | 35 | $6,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC | 76131D953 | COM | 309 | $6,000 | thousands by filing date | put |
| BRIGHTSTAR LOTTERY PLC | G4863A958 | SHS USD | 500 | $6,000 | thousands by filing date | put |
| GOGO INC | 38046C909 | COM | 78 | $6,000 | thousands by filing date | call |
| MBIA INC | 55262C900 | COM | 84 | $6,000 | thousands by filing date | call |
| MV OIL TR | 553859909 | TR UNITS | 84 | $6,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC | 49338L903 | COM | 49 | $6,000 | thousands by filing date | call |
| OKTA INC | 679295955 | CL A | 60 | $6,000 | thousands by filing date | put |
| VISTANCE NETWORKS INC | 20337X959 | COM | 44 | $6,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 247 | $6,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260900 | COM | 87 | $6,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R958 | UT LTD PART | 73 | $6,000 | thousands by filing date | put |
| AFLAC INC | 001055952 | COM | 196 | $6,000 | thousands by filing date | put |
| HUBSPOT INC | 443573900 | COM | 12 | $6,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736909 | COM | 23 | $6,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 955 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 544 | $6,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150904 | CALL | 29 | $6,000 | thousands by filing date | call |
| F5 INC | 315616952 | PUT | 62 | $6,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301959 | PUT | 96 | $6,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459908 | CALL | 80 | $6,000 | thousands by filing date | call |
| AGCO CORP | 001084952 | PUT | 52 | $6,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION | 87162W950 | PUT | 81 | $6,000 | thousands by filing date | put |
| WABTEC | 929740908 | CALL | 26 | $6,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448954 | PUT | 88 | $6,000 | thousands by filing date | put |
| MATSON INC | 57686G905 | CALL | 41 | $6,000 | thousands by filing date | call |
| MURPHY USA INC | 626755952 | PUT | 42 | $6,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL | 592688955 | COM | 55 | $6,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 1,859 | $6,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598904 | CALL | 562 | $6,000 | thousands by filing date | call |
| CHINA YUCHAI INTL LTD | G21082955 | COM | 49 | $6,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027957 | COM | 42 | $6,000 | thousands by filing date | put |
| COBALT INTL ENERGY | 19075F304 | COM | 4,535 | $6,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,543 | $6,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 984 | $6,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 555 | $6,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 108 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 6,148 | $6,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 181 | $6,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290905 | COM | 26 | $6,000 | thousands by filing date | call |
| PLANTRONICS INC | 727493958 | COM | 93 | $6,000 | thousands by filing date | put |
| REGAL ENTERTAINMENT GROUP-A | 758766909 | COM | 106 | $6,000 | thousands by filing date | call |
| DUN BRADSTREET CORPORATION | 26483E900 | COM | 8 | $6,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220906 | COM | 167 | $6,000 | thousands by filing date | call |
| UNILEVER N V -NY SHARES | 904784959 | COM | 67 | $6,000 | thousands by filing date | put |
| CURRENCYSHARES BRITISH POUND | 23129S956 | COM | 217 | $6,000 | thousands by filing date | put |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 57 | $6,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 165 | $6,000 | thousands by filing date | put |
| TELEFONICA SA-SPON ADR | 879382958 | COM | 164 | $6,000 | thousands by filing date | put |
| BIG LOTS INC | 089302953 | COM | 355 | $6,000 | thousands by filing date | put |
| TECH DATA CORP | 878237956 | COM | 19 | $6,000 | thousands by filing date | put |
| ROCKWELL MEDICAL INC | 774374952 | Cmn | 332 | $6,000 | thousands by filing date | put |
| AMERIGAS PARTNERS LP | 030975956 | Cmn | 44 | $6,000 | thousands by filing date | put |
| SANDERSON FARMS INC CMN STK | 800013954 | Cmn | 404 | $6,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N908 | Cmn | 80 | $6,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q901 | Cmn | 143 | $6,000 | thousands by filing date | call |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 306 | $6,000 | thousands by filing date | put |
| CUBIC CORP CMN STK | 229669906 | Cmn | 30 | $6,000 | thousands by filing date | call |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 34 | $6,000 | thousands by filing date | put |
| APOLLO GLOBAL MANAGEMENT LLC | 037612956 | Cmn | 69 | $6,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK | 55608B955 | Cmn | 239 | $6,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 75 | $6,000 | thousands by filing date | put |
| PIER 1 IMPORTS COMMON STOCK | 720279958 | Cmn | 176 | $6,000 | thousands by filing date | put |
| KANDI TECHNOLGIES INC | 483709901 | Cmn | 40 | $6,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485900 | Cmn | 203 | $6,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOL | L0175J904 | Cmn | 224 | $6,000 | thousands by filing date | call |
| BBVA BANCO FRANCES S A | 07329M950 | SPONSORED ADR | 1,019 | $6,000 | thousands by filing date | put |
| FOSTER L B CO | 350060909 | COM | 12 | $6,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543904 | COM | 25 | $6,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA | 87936R956 | SPONSORED ADR | 232 | $6,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D907 | COM | 133 | $6,000 | thousands by filing date | call |
| BRASKEM S A | 105532905 | SP ADR PFD A | 15 | $6,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 25 | $6,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A905 | CL A | 54 | $6,000 | thousands by filing date | call |
| SUMMIT MATLS INC | 86614U950 | CL A | 153 | $6,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 429 | $6,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 445 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 1,980 | $6,000 | thousands by filing date | |
| AMYRIS INC | 03236M900 | CALL | 202 | $6,000 | thousands by filing date | call |
| UNIVAR INC | 91336L907 | CALL | 237 | $6,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496904 | CALL | 31 | $6,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P908 | SPONSORED ADR | 137 | $6,000 | thousands by filing date | call |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 1,437 | $6,000 | thousands by filing date | |
| ADURO BIOTECH INC | 00739L901 | CALL | 223 | $6,000 | thousands by filing date | call |
| VIVINT SOLAR INC | 92854Q956 | PUT | 112 | $6,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q956 | PUT | 883 | $6,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J952 | PUT | 10 | $6,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449904 | CALL | 83 | $6,000 | thousands by filing date | call |
| PCM INC | 69323K950 | PUT | 13 | $6,000 | thousands by filing date | put |
| ASCENT CAP GROUP INC | 043632908 | CALL | 22 | $6,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 151 | $6,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A959 | PUT | 299 | $6,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411909 | CALL | 404 | $6,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411959 | PUT | 76 | $6,000 | thousands by filing date | put |
| BEAR ST FINL INC | 073844102 | COM | 631 | $6,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904956 | COM | 463 | $6,000 | thousands by filing date | put |
| COLONY NORTHSTAR INC | 19625W904 | CL A COM | 341 | $6,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050954 | PUT | 255 | $6,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q951 | PUT | 59 | $6,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G900 | CALL | 22 | $6,000 | thousands by filing date | call |
| TIME INC NEW | 887228904 | CALL | 1,027 | $6,000 | thousands by filing date | call |
| INOTEK PHARMACEUTICALS CORP | 45780V952 | COM | 80 | $6,000 | thousands by filing date | put |
| CYTRX CORP | 232828959 | COM PAR | 82 | $6,000 | thousands by filing date | put |
| NORTH ATLANTIC DRILLING LTD | G6613P959 | PUT | 67 | $6,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 100 | $5,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 153 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 100 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 678 | $5,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 100 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 147 | $5,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 746 | $5,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 235 | $5,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 290 | $5,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 197 | $5,000 | thousands by filing date | |
| CBRE GROUP INC | 12504L909 | CALL | 56 | $5,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E902 | CALL | 17 | $5,000 | thousands by filing date | call |
| HASBRO INC | 418056957 | COM NEW | 53 | $5,000 | thousands by filing date | put |
| STEVEN MADDEN LTD | 556269908 | COM NEW | 36 | $5,000 | thousands by filing date | call |
| EVERPURE INC | 74624M952 | PUT | 102 | $5,000 | thousands by filing date | put |
| SEMTECH CORP | 816850901 | CALL | 44 | $5,000 | thousands by filing date | call |
| CINEMARK HLDGS INC | 17243V952 | PUT | 29 | $5,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 92 | $5,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 23 | $5,000 | thousands by filing date | put |
| NATERA INC | 632307904 | CALL | 40 | $5,000 | thousands by filing date | call |
| COSTAR GROUP INC | 22160N959 | PUT | 7 | $5,000 | thousands by filing date | put |
| MALIBU BOATS INC | 56117J950 | COM CL A | 68 | $5,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X902 | SPON ADS | 19 | $5,000 | thousands by filing date | call |
| NORTHERN TR CORP | 665859954 | COM | 118 | $5,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R956 | CL A | 188 | $5,000 | thousands by filing date | put |
| VANGUARD TAX-MANAGED FDS | 921943908 | VAN FTSE DEV MKT | 73 | $5,000 | thousands by filing date | call |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 160 | $5,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A903 | SPONSORED ADS A | 124 | $5,000 | thousands by filing date | call |
| UNISYS CORP | 909214956 | COM NEW | 30 | $5,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N903 | COM | 30 | $5,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100951 | DEPOSITARY UNIT | 59 | $5,000 | thousands by filing date | put |
| IMAX CORP | 45245E959 | COM | 46 | $5,000 | thousands by filing date | put |
| NOVA LTD | M7516K903 | COM | 33 | $5,000 | thousands by filing date | call |
| CROWN HLDGS INC | 228368906 | COM | 58 | $5,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C | 064149907 | COM | 61 | $5,000 | thousands by filing date | call |
| HEALTHEQUITY INC | 42226A907 | COM | 25 | $5,000 | thousands by filing date | call |
| TRANSUNION | 89400J957 | COM | 405 | $5,000 | thousands by filing date | put |
| TREX INC | 89531P955 | COM | 89 | $5,000 | thousands by filing date | put |
| DIAGEO PLC | 25243Q955 | SPON ADR NEW | 76 | $5,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC | 379378901 | COM NEW | 279 | $5,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139904 | COM NEW | 64 | $5,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 53 | $5,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118901 | COM NEW | 82 | $5,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 141 | $5,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255908 | COM | 26 | $5,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 66 | $5,000 | thousands by filing date | put |
| CINCINNATI FINL CORP | 172062901 | COM | 23 | $5,000 | thousands by filing date | call |
| KRAFT HEINZ CO | 500754906 | COM | 294 | $5,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP | 03674X906 | COM | 55 | $5,000 | thousands by filing date | call |
| COHU INC | 192576906 | COM | 31 | $5,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA S.A | 399909950 | SPONSORED ADR | 177 | $5,000 | thousands by filing date | put |
| LANDS END INC NEW | 51509F905 | COM | 59 | $5,000 | thousands by filing date | call |
| COMSTOCK RES INC | 205768952 | COM | 165 | $5,000 | thousands by filing date | put |
| CONDUENT INC | 206787903 | COM | 308 | $5,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660957 | COM | 33 | $5,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G956 | CL A | 114 | $5,000 | thousands by filing date | put |
| PPL CORP | 69351T956 | COM | 116 | $5,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 72 | $5,000 | thousands by filing date | call |
| COOPER-STANDARD HOLDINGS INC | 21676P903 | COM | 1 | $5,000 | thousands by filing date | call |
| ALLSTATE CORP | 020002951 | COM | 368 | $5,000 | thousands by filing date | put |
| SERVICE CORP INTL | 817565904 | COM | 123 | $5,000 | thousands by filing date | call |
| AGNC INVT CORP | 00123Q904 | COM | 94 | $5,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744951 | COM | 96 | $5,000 | thousands by filing date | put |
| CATO CORP NEW | 149205956 | CL A | 48 | $5,000 | thousands by filing date | put |
| HUBSPOT INC | 443573950 | COM | 32 | $5,000 | thousands by filing date | put |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 152 | $5,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY IN | 00404A909 | COM | 35 | $5,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NE | 29664W905 | COM | 29 | $5,000 | thousands by filing date | call |
| IAMGOLD CORP | 450913908 | COM | 61 | $5,000 | thousands by filing date | call |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 329 | $5,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V902 | CALL | 7 | $5,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677956 | PUT | 108 | $5,000 | thousands by filing date | put |
| ENERSYS | 29275Y902 | CALL | 54 | $5,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113909 | CALL | 18 | $5,000 | thousands by filing date | call |
| ESSENT GROUP LTD | G3198U902 | CALL | 43 | $5,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 13 | $5,000 | thousands by filing date | call |
| WALKER & DUNLOP INC | 93148P902 | CALL | 21 | $5,000 | thousands by filing date | call |
| WALKER & DUNLOP INC | 93148P952 | PUT | 88 | $5,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291908 | CALL | 18 | $5,000 | thousands by filing date | call |
| WESTLAKE CHEM PARTNERS LP | 960417953 | PUT | 63 | $5,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308959 | PUT | 39 | $5,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D901 | CALL | 33 | $5,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864907 | CALL | 17 | $5,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 402 | $5,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 324 | $5,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X952 | COM | 260 | $5,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD | G0692U959 | SHS | 34 | $5,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 201 | $5,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V951 | PUT | 57 | $5,000 | thousands by filing date | put |
| DIGIMARC CORP NEW | 25381B901 | CALL | 4 | $5,000 | thousands by filing date | call |
| TASEKO MINES LTD | 876511906 | CALL | 390 | $5,000 | thousands by filing date | call |
| DR REDDYS LABS LTD | 256135903 | CALL | 31 | $5,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L901 | SHS | 9 | $5,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 903 | $5,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 3,824 | $5,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 372 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 4,128 | $5,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 310 | $5,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 185 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X901 | COM | 40 | $5,000 | thousands by filing date | call |
| SONIC CORP | 835451905 | COM | 78 | $5,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395903 | COM | 113 | $5,000 | thousands by filing date | call |
| PHH CORP | 693320952 | COM | 229 | $5,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095958 | COM | 155 | $5,000 | thousands by filing date | put |
| DST SYSTEMS INC | 233326907 | COM | 69 | $5,000 | thousands by filing date | call |
| CORE LABORATORIES N.V. | N22717907 | COM | 17 | $5,000 | thousands by filing date | call |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 55 | $5,000 | thousands by filing date | put |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 39 | $5,000 | thousands by filing date | call |
| CIGNA CORP | 125509959 | COM | 237 | $5,000 | thousands by filing date | put |
| SYNGENTA AG-ADR | 87160A950 | COM | 528 | $5,000 | thousands by filing date | put |
| TCF FINANCIAL CORP | 872275902 | COM | 90 | $5,000 | thousands by filing date | call |
| BLUCORA INC | 095229900 | COM | 37 | $5,000 | thousands by filing date | call |
| SEADRILL LTD | G7945E905 | COM | 1,544 | $5,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 722 | $5,000 | thousands by filing date | |
| CEDAR FAIR -LP | 150185956 | Cmn | 34 | $5,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC CMN STK | 286082952 | Cmn | 72 | $5,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TECHNOLOGIES | G45667955 | Cmn | 18 | $5,000 | thousands by filing date | put |
| MANTECH INTERNATIONAL CORP | 564563904 | Cmn | 59 | $5,000 | thousands by filing date | call |
| MCEWEN MINING INC | 58039P957 | Cmn | 75 | $5,000 | thousands by filing date | put |
| VIVUS INC CMN STK | 928551950 | Cmn | 50 | $5,000 | thousands by filing date | put |
| NOVAVAX INC CMN STOCK | 670002904 | Cmn | 517 | $5,000 | thousands by filing date | call |
| INTEVAC INC | 461148908 | COM | 102 | $5,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733A954 | COM | 216 | $5,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284958 | CL B | 98 | $5,000 | thousands by filing date | put |
| FIFTH STREET FINANCE CORP | 31678A953 | COM | 566 | $5,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R900 | COM | 56 | $5,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696909 | COM | 143 | $5,000 | thousands by filing date | call |
| MB FINANCIAL INC NEW | 55264U908 | COM | 24 | $5,000 | thousands by filing date | call |
| IMPERVA INC | 45321L950 | COM | 46 | $5,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098908 | COM | 5 | $5,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K954 | COM | 23 | $5,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 23 | $5,000 | thousands by filing date | call |
| YORK WTR CO | 987184958 | COM | 59 | $5,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X900 | COM | 46 | $5,000 | thousands by filing date | call |
| COWEN INC | 223622956 | PUT | 113 | $5,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 966 | $5,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X904 | OPTION | 140 | $5,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,563 | $5,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 680 | $5,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP | 226344908 | COM | 109 | $5,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U950 | PUT | 18 | $5,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS | 00856G909 | CALL | 112 | $5,000 | thousands by filing date | call |
| FORTRESS TRANS INFRST INVS L | 34960P951 | PUT | 167 | $5,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634901 | CALL | 86 | $5,000 | thousands by filing date | call |
| OTONOMY INC | 68906L955 | PUT | 359 | $5,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J951 | COM | 71 | $5,000 | thousands by filing date | put |
| PHILLIPS 66 PARTNERS LP | 718549907 | CALL | 22 | $5,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 2,160 | $5,000 | thousands by filing date | |
| CLOUDERA INC | 18914U900 | COM | 122 | $5,000 | thousands by filing date | call |
| INPHI CORP | 45772F907 | CALL | 52 | $5,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y905 | CALL | 102 | $5,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U904 | CALL | 426 | $5,000 | thousands by filing date | call |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 36 | $5,000 | thousands by filing date | put |
| INTELSAT S A | L5140P901 | CALL | 88 | $5,000 | thousands by filing date | call |
| LYON WILLIAM HOMES | 552074900 | CALL | 118 | $5,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001901 | CALL | 113 | $5,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D957 | PUT | 265 | $5,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H952 | PUT | 33 | $5,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P953 | PUT | 100 | $5,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894953 | PUT | 137 | $5,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P950 | PUT | 53 | $5,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M900 | CALL | 37 | $5,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W954 | PUT | 68 | $5,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G903 | CALL | 35 | $5,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G953 | PUT | 84 | $5,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P907 | CALL | 85 | $5,000 | thousands by filing date | call |
| NCI BUILDING SYS INC | 628852904 | CALL | 73 | $5,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29278N903 | COM | 452 | $5,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A950 | PUT | 111 | $5,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W952 | PUT | 106 | $5,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-17-000015 | this filing | 2017-10-25 | acceptance time not in the bulk data set |