13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-11, with 6,918 holding rows worth $1,677,206,000.
- Accession
- 0001488542-17-000001
- Filer
- CIK 1488542
- Filed
- 2017-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 7,342 entries on the cover page, a total value of $1,677,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,673,775,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENLINK MIDSTREAM PARTNERS LP | 29336U907 | CALL | 183 | $8,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U904 | CALL | 98 | $8,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L907 | CALL | 807 | $8,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 4,775 | $8,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,490 | $8,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J909 | CALL | 162 | $8,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L952 | COM | 39 | $8,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M908 | CALL | 105 | $8,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283955 | COM | 514 | $8,000 | thousands by filing date | put |
| SHORETEL INC | 825211955 | PUT | 85 | $8,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M950 | PUT | 166 | $8,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 125 | $7,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 227 | $7,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 324 | $7,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 96 | $7,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 132 | $7,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 263 | $7,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 209 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 262 | $7,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 736 | $7,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 214 | $7,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 50 | $7,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D958 | PUT | 9 | $7,000 | thousands by filing date | put |
| AEROVIRONMENT INC | 008073908 | CALL | 37 | $7,000 | thousands by filing date | call |
| MASTEC INC | 576323959 | COM NEW | 134 | $7,000 | thousands by filing date | put |
| PROGRESSIVE CORP | 743315903 | CALL | 69 | $7,000 | thousands by filing date | call |
| FISERV INC | 337738958 | PUT | 64 | $7,000 | thousands by filing date | put |
| SEMTECH CORP | 816850901 | CALL | 28 | $7,000 | thousands by filing date | call |
| SUNRUN INC | 86771W905 | CALL | 100 | $7,000 | thousands by filing date | call |
| ICON PUB LTD CO | G4705A900 | CALL | 60 | $7,000 | thousands by filing date | call |
| EZCORP INC | 302301906 | CL A NON VTG | 135 | $7,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R906 | COM | 36 | $7,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y957 | COM | 54 | $7,000 | thousands by filing date | put |
| SS&C TECH HLDGS | 78467J950 | COM | 219 | $7,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042904 | FTSE EUROPE ETF | 388 | $7,000 | thousands by filing date | call |
| VENTAS INC | 92276F900 | COM | 88 | $7,000 | thousands by filing date | call |
| PENTAIR PLC | G7S00T954 | SHS | 45 | $7,000 | thousands by filing date | put |
| EDISON INTL | 281020957 | COM | 145 | $7,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 20 | $7,000 | thousands by filing date | put |
| RPC INC | 749660906 | COM | 245 | $7,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X950 | COM | 66 | $7,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M909 | COM NEW | 47 | $7,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC | 237266901 | COM | 56 | $7,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001A902 | COM | 81 | $7,000 | thousands by filing date | call |
| METHODE ELECTRS INC | 591520950 | COM | 112 | $7,000 | thousands by filing date | put |
| LITHIA MTRS INC | 536797953 | COM | 38 | $7,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T955 | COM | 52 | $7,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902954 | COM | 153 | $7,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 47 | $7,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A950 | COM | 148 | $7,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P952 | COM NEW | 40 | $7,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC | 00846U951 | COM | 186 | $7,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637959 | CL B | 44 | $7,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282905 | COM | 32 | $7,000 | thousands by filing date | call |
| CADIZ INC | 127537957 | COM NEW | 267 | $7,000 | thousands by filing date | put |
| SEMTECH CORP | 816850951 | COM | 85 | $7,000 | thousands by filing date | put |
| AAON INC | 000360906 | COM PAR $0.004 | 23 | $7,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29272W909 | COM | 44 | $7,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144959 | COM | 147 | $7,000 | thousands by filing date | put |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 156 | $7,000 | thousands by filing date | put |
| CHEGG INC | 163092909 | COM | 87 | $7,000 | thousands by filing date | call |
| CDW CORP | 12514G908 | COM | 49 | $7,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736909 | COM | 198 | $7,000 | thousands by filing date | call |
| INNODATA INC | 457642955 | COM NEW | 28 | $7,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C | 064149957 | Put | 99 | $7,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,781 | $7,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607906 | CALL | 10 | $7,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 87 | $7,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J956 | PUT | 491 | $7,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A904 | CALL | 65 | $7,000 | thousands by filing date | call |
| LEAR CORP | 521865904 | CALL | 12 | $7,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448954 | PUT | 83 | $7,000 | thousands by filing date | put |
| METALLUS INC | 887399953 | PUT | 44 | $7,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 355 | $7,000 | thousands by filing date | |
| CRITEO S A | 226718954 | SPONS ADS | 61 | $7,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941909 | COM | 20 | $7,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B906 | CALL | 27 | $7,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES | 637870956 | PUT | 75 | $7,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916905 | CALL | 61 | $7,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 249 | $7,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,059 | $7,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 3,011 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,330 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 300 | $7,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,727 | $7,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,818 | $7,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,465 | $7,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303902 | COM | 877 | $7,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E909 | COM | 30 | $7,000 | thousands by filing date | call |
| ELDORADO GOLD CORP | 284902903 | COM | 743 | $7,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D903 | COM | 186 | $7,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H952 | COM | 89 | $7,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896904 | COM | 73 | $7,000 | thousands by filing date | call |
| DEVRY INC | 251893903 | COM | 19 | $7,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODUCTS | 57772K951 | COM | 82 | $7,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C909 | COM | 53 | $7,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG-ADR | 16945R904 | COM | 455 | $7,000 | thousands by filing date | call |
| KELLOGG CO | 487836958 | COM | 111 | $7,000 | thousands by filing date | put |
| ST JUDE MEDICAL INC | 790849903 | COM | 212 | $7,000 | thousands by filing date | call |
| STERICYCLE INC | 858912958 | COM | 244 | $7,000 | thousands by filing date | put |
| STERICYCLE INC | 858912908 | COM | 58 | $7,000 | thousands by filing date | call |
| LABORATORY CRP OF AMER HLDGS | 50540R959 | COM | 30 | $7,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP-CL A | 78388J956 | COM | 57 | $7,000 | thousands by filing date | put |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 76 | $7,000 | thousands by filing date | call |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102907 | Cmn | 247 | $7,000 | thousands by filing date | call |
| VECTOR GROUP LTD CMN STK | 92240M908 | Cmn | 59 | $7,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R901 | Cmn | 16 | $7,000 | thousands by filing date | call |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 234 | $7,000 | thousands by filing date | put |
| NOVAVAX INC CMN STOCK | 670002904 | Cmn | 617 | $7,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174951 | COM | 49 | $7,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS OJSC | 607409909 | SPONSORED ADR | 209 | $7,000 | thousands by filing date | call |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 387 | $7,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A901 | COM NEW | 30 | $7,000 | thousands by filing date | call |
| GASLOG LTD | G37585959 | SHS | 55 | $7,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 136 | $7,000 | thousands by filing date | put |
| SHUTTERSTOCK INC | 825690900 | COM | 202 | $7,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463958 | PUT | 138 | $7,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T950 | PUT | 181 | $7,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022905 | CALL | 13 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464289952 | PUT | 77 | $7,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X906 | CALL | 78 | $7,000 | thousands by filing date | call |
| QIWI PLC | 74735M958 | PUT | 79 | $7,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 273 | $7,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C951 | COM | 84 | $7,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B954 | COM | 426 | $7,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465952 | PUT | 30 | $7,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 425 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W908 | CALL | 354 | $7,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y907 | CALL | 157 | $7,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R906 | CALL | 7 | $7,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867900 | CALL | 182 | $7,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J956 | PUT | 64 | $7,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,425 | $7,000 | thousands by filing date | |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 180 | $7,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q955 | PUT | 36 | $7,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A957 | PUT | 345 | $7,000 | thousands by filing date | put |
| TRIBUNE MEDIA CO | 896047903 | CALL | 81 | $7,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC NEW | 45824V909 | CALL | 450 | $7,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697955 | PUT | 227 | $7,000 | thousands by filing date | put |
| CONCORDIA INTERNATIONAL CORP | 20653P902 | COM | 817 | $7,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y954 | COM | 110 | $7,000 | thousands by filing date | put |
| 8POINT3 ENERGY PARTNERS LP | 282539955 | PUT | 68 | $7,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX | 73936D956 | PUT | 588 | $7,000 | thousands by filing date | put |
| GENER8 MARITIME INC | Y26889958 | COM | 80 | $7,000 | thousands by filing date | put |
| AMAYA INC | 02314M958 | PUT | 71 | $7,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A954 | COM | 530 | $7,000 | thousands by filing date | put |
| COMMUNICATIONS SALES&LEAS IN | 20341J904 | COM | 83 | $7,000 | thousands by filing date | call |
| PERFORMANCE SPORTS GROUP LTD | 71377G950 | Cmn | 30 | $7,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 98 | $6,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 103 | $6,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 216 | $6,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 166 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 400 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 104 | $6,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 85 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 790 | $6,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 209 | $6,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 387 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y907 | CALL | 8 | $6,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J900 | CALL | 65 | $6,000 | thousands by filing date | call |
| BOX INC | 10316T904 | CALL | 207 | $6,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637909 | CALL | 105 | $6,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917956 | PUT | 362 | $6,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 105 | $6,000 | thousands by filing date | put |
| MATTEL INC | 577081902 | CALL | 83 | $6,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017954 | PUT | 299 | $6,000 | thousands by filing date | put |
| ANALOG DEVICES INC | 032654955 | PUT | 25 | $6,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A900 | CALL | 417 | $6,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD | M87915954 | PUT | 518 | $6,000 | thousands by filing date | put |
| ASML HLDG NV | N07059950 | PUT | 192 | $6,000 | thousands by filing date | put |
| BRINKER INTL INC | 109641900 | CALL | 61 | $6,000 | thousands by filing date | call |
| WESTERN UN CO | 959802909 | COM | 47 | $6,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413952 | COM | 69 | $6,000 | thousands by filing date | put |
| VUZIX CORP | 92921W900 | COM NEW | 452 | $6,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M901 | COM UNIT | 10 | $6,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 61 | $6,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461906 | COM NEW | 330 | $6,000 | thousands by filing date | call |
| ECOLAB INC | 278865900 | COM | 47 | $6,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC | 781846909 | CL A | 9 | $6,000 | thousands by filing date | call |
| STURM RUGER & CO INC | 864159958 | COM | 14 | $6,000 | thousands by filing date | put |
| VERMILION ENERGY INC | 923725955 | COM | 75 | $6,000 | thousands by filing date | put |
| WESCO INTL INC | 95082P905 | COM | 9 | $6,000 | thousands by filing date | call |
| ADIENT PLC | G0084W951 | ORD SHS | 63 | $6,000 | thousands by filing date | put |
| DRDGOLD LIMITED | 26152H901 | SPON ADR REPSTG | 107 | $6,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100901 | DEPOSITARY UNIT | 16 | $6,000 | thousands by filing date | call |
| NETAPP INC | 64110D954 | COM | 116 | $6,000 | thousands by filing date | put |
| STRATASYS LTD | M85548901 | SHS | 654 | $6,000 | thousands by filing date | call |
| GENESCO INC | 371532902 | COM | 56 | $6,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 77 | $6,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD | Y62132958 | SHS | 621 | $6,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R909 | COM UNITS | 29 | $6,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680953 | COM | 96 | $6,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668908 | COM | 508 | $6,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E907 | NAT GAS ETF | 64 | $6,000 | thousands by filing date | call |
| PG&E CORP | 69331C908 | COM | 55 | $6,000 | thousands by filing date | call |
| PPL CORP | 69351T956 | COM | 43 | $6,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 46 | $6,000 | thousands by filing date | put |
| SASOL LTD | 803866900 | SPONSORED ADR | 211 | $6,000 | thousands by filing date | call |
| COPART INC | 217204906 | COM | 57 | $6,000 | thousands by filing date | call |
| PEGASYSTEMS INC | 705573903 | COM | 24 | $6,000 | thousands by filing date | call |
| IAMGOLD CORP | 450913958 | COM | 184 | $6,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B956 | COM UNIT PART IN | 100 | $6,000 | thousands by filing date | put |
| SMITH A O CORP | 831865959 | COM | 306 | $6,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 267 | $6,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP | 706327953 | Put | 110 | $6,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 306 | $6,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 882 | $6,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 875 | $6,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527905 | CALL | 23 | $6,000 | thousands by filing date | call |
| CMS ENERGY CORP | 125896950 | PUT | 62 | $6,000 | thousands by filing date | put |
| STURM RUGER & CO INC | 864159908 | CALL | 112 | $6,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC | 30225T952 | PUT | 24 | $6,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B908 | CALL | 119 | $6,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC | 25659T957 | PUT | 54 | $6,000 | thousands by filing date | put |
| AXOGEN INC | 05463X906 | CALL | 125 | $6,000 | thousands by filing date | call |
| CREDICORP LTD | G2519Y908 | CALL | 9 | $6,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J954 | PUT | 221 | $6,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 157 | $6,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598909 | COM | 23 | $6,000 | thousands by filing date | call |
| PROTO LABS INC | 743713959 | COM | 23 | $6,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 500 | $6,000 | thousands by filing date | |
| CONSOLIDATED WATER CO INC | G23773907 | CALL | 25 | $6,000 | thousands by filing date | call |
| TEGNA INC | 87901J955 | PUT | 83 | $6,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 981 | $6,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 325 | $6,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 4,066 | $6,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,108 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,282 | $6,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 968 | $6,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,056 | $6,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,389 | $6,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,570 | $6,000 | thousands by filing date | |
| GENESEE WYOMING INC-CL A | 371559905 | COM | 69 | $6,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445903 | COM | 119 | $6,000 | thousands by filing date | call |
| OWENS-ILLINOIS INC | 690768903 | COM | 244 | $6,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y900 | COM | 269 | $6,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y950 | COM | 61 | $6,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAY LTD | 13645T900 | COM | 79 | $6,000 | thousands by filing date | call |
| VERIFONE SYSTEMS INC | 92342Y959 | COM | 59 | $6,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M952 | COM | 183 | $6,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580903 | COM | 50 | $6,000 | thousands by filing date | call |
| LEGG MASON INC | 524901905 | COM | 58 | $6,000 | thousands by filing date | call |
| LIFEPOINT HOSPITALS INC | 53219L909 | COM | 16 | $6,000 | thousands by filing date | call |
| TIDEWATER INC | 886423902 | COM | 107 | $6,000 | thousands by filing date | call |
| BLUCORA INC | 095229900 | COM | 238 | $6,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 23 | $6,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562905 | COM | 86 | $6,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC CMN STOCK | 45256B901 | Cmn | 92 | $6,000 | thousands by filing date | call |
| CARLYLE GROUP LP/THE | 14309L902 | Cmn | 550 | $6,000 | thousands by filing date | call |
| AMTRUST FINANCIAL SERVICES | 032359909 | Cmn | 129 | $6,000 | thousands by filing date | call |
| FERRO CORP | 315405900 | Cmn | 240 | $6,000 | thousands by filing date | call |
| TRIANGLE CAPITAL CORP | 895848959 | Cmn | 200 | $6,000 | thousands by filing date | put |
| EMCORE CORP CMN STOCK | 290846903 | Cmn | 23 | $6,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 47 | $6,000 | thousands by filing date | put |
| HEADWATERS INC CMN STOCK | 42210P902 | Cmn | 354 | $6,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047902 | Cmn | 589 | $6,000 | thousands by filing date | call |
| CONSOLIDATED COMM ILLINOIS HOLDINGS INC. COMMON S | 209034907 | Cmn | 37 | $6,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327953 | COM | 290 | $6,000 | thousands by filing date | put |
| H & E EQUIPMENT SERVICES INC | 404030958 | COM | 122 | $6,000 | thousands by filing date | put |
| EVERBANK FINL CORP | 29977G952 | COM | 28 | $6,000 | thousands by filing date | put |
| AGENUS INC | 00847G955 | COM NEW | 76 | $6,000 | thousands by filing date | put |
| STATOIL ASA | 85771P952 | SPONSORED ADR | 192 | $6,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K903 | COM | 100 | $6,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038900 | COM | 21 | $6,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 54 | $6,000 | thousands by filing date | call |
| LHC GROUP INC | 50187A957 | PUT | 176 | $6,000 | thousands by filing date | put |
| SUMMIT MATLS INC | 86614U900 | CL A | 102 | $6,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 129 | $6,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,421 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 113 | $6,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315907 | COM | 115 | $6,000 | thousands by filing date | call |
| COHERENT INC | 192479903 | COM | 14 | $6,000 | thousands by filing date | call |
| CHEETAH MOBILE INC | 163075904 | ADR | 52 | $6,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y957 | PUT | 27 | $6,000 | thousands by filing date | put |
| ZIX CORP | 98974P900 | CALL | 200 | $6,000 | thousands by filing date | call |
| CONSTELLIUM NV | N22035904 | CALL | 89 | $6,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P909 | CALL | 105 | $6,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K952 | PUT | 163 | $6,000 | thousands by filing date | put |
| TOWER INTL INC | 891826909 | CALL | 5 | $6,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W954 | PUT | 78 | $6,000 | thousands by filing date | put |
| ADVAXIS INC | 007624908 | CALL | 327 | $6,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785952 | PUT | 37 | $6,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,594 | $6,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 245 | $6,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J959 | PUT | 27 | $6,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC | 363256904 | COM | 1,129 | $6,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323904 | COM | 40 | $6,000 | thousands by filing date | call |
| FORM HLDGS CORP | 34634E902 | COM | 450 | $6,000 | thousands by filing date | call |
| SILVER SPRINGS NETWORKS | 82817Q903 | COM | 175 | $6,000 | thousands by filing date | call |
| WESTAR ENERGY INC | 95709T950 | COM | 156 | $6,000 | thousands by filing date | put |
| KCG HLDGS INC | 48244B900 | CL A | 245 | $6,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTL IN | 458173901 | COM | 240 | $6,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERS L P | 59564N953 | COM UT LTD PTN | 53 | $6,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P958 | PUT | 42 | $6,000 | thousands by filing date | put |
| NORTHSTAR RLTY FIN CORP | 66704R953 | COM | 402 | $6,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 394 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 127 | $5,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,937 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 96 | $5,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 198 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 535 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 322 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 207 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 46 | $5,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 86 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 209 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 228 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 325 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 390 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 977 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 856 | $5,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LT | M22465904 | CALL | 23 | $5,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 126 | $5,000 | thousands by filing date | put |
| DAVITA INC | 23918K958 | PUT | 156 | $5,000 | thousands by filing date | put |
| COSTAR GROUP INC | 22160N909 | CALL | 19 | $5,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC | 969904901 | CALL | 56 | $5,000 | thousands by filing date | call |
| EPAM SYS INC | 29414B904 | CALL | 39 | $5,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054959 | PUT | 44 | $5,000 | thousands by filing date | put |
| COEUR MNG INC | 192108904 | CALL | 58 | $5,000 | thousands by filing date | call |
| CONAGRA BRANDS INC | 205887952 | PUT | 124 | $5,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768956 | PUT | 18 | $5,000 | thousands by filing date | put |
| FACTSET RESH SYS INC | 303075905 | CALL | 80 | $5,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X952 | PUT | 24 | $5,000 | thousands by filing date | put |
| HECLA MINING COMPANY | 422704956 | PUT | 151 | $5,000 | thousands by filing date | put |
| KEYCORP | 493267958 | PUT | 266 | $5,000 | thousands by filing date | put |
| MASCO CORP | 574599956 | PUT | 21 | $5,000 | thousands by filing date | put |
| OPEN TEXT CORP | 683715956 | PUT | 43 | $5,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G901 | CALL | 462 | $5,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L951 | PUT | 48 | $5,000 | thousands by filing date | put |
| EVOLUTION PETE CORP | 30049A907 | COM | 14 | $5,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 46 | $5,000 | thousands by filing date | put |
| VEEVA SYS INC | 922475958 | CL A COM | 42 | $5,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P956 | COM | 78 | $5,000 | thousands by filing date | put |
| PROTHENA CORP PLC | G72800908 | SHS | 205 | $5,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q902 | COM | 57 | $5,000 | thousands by filing date | call |
| S&P GLOBAL INC | 78409V904 | COM | 61 | $5,000 | thousands by filing date | call |
| STRYKER CORPORATION | 863667951 | COM | 377 | $5,000 | thousands by filing date | put |
| WOODWARD INC | 980745903 | COM | 50 | $5,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A905 | SPONSORED ADS A | 64 | $5,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E958 | COM | 304 | $5,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC | 85208M952 | COM | 27 | $5,000 | thousands by filing date | put |
| US FOODS HLDG CORP | 912008909 | COM | 85 | $5,000 | thousands by filing date | call |
| UNUM GROUP | 91529Y956 | COM | 53 | $5,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 335 | $5,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H900 | COM | 4 | $5,000 | thousands by filing date | call |
| HARMONIC INC | 413160952 | COM | 187 | $5,000 | thousands by filing date | put |
| RPM INTL INC | 749685903 | COM | 33 | $5,000 | thousands by filing date | call |
| TILLYS INC | 886885952 | CL A | 18 | $5,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540909 | COM | 4 | $5,000 | thousands by filing date | call |
| METHODE ELECTRS INC | 591520900 | COM | 26 | $5,000 | thousands by filing date | call |
| LINDSAY CORP | 535555906 | COM | 27 | $5,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475906 | COM | 15 | $5,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A952 | COM | 26 | $5,000 | thousands by filing date | put |
| GODADDY INC | 380237957 | CL A | 151 | $5,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC | 031652900 | COM | 139 | $5,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U955 | COM | 32 | $5,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732902 | COM | 27 | $5,000 | thousands by filing date | call |
| SAIA INC | 78709Y905 | COM | 20 | $5,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC | 110448907 | SPONSORED ADR | 51 | $5,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463904 | COM | 188 | $5,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 443 | $5,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872902 | COM NEW | 105 | $5,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186956 | CL A | 59 | $5,000 | thousands by filing date | put |
| PAYCHEX INC | 704326957 | COM | 49 | $5,000 | thousands by filing date | put |
| CARTERS INC | 146229909 | COM | 145 | $5,000 | thousands by filing date | call |
| AMC GLOBAL MEDIA INC | 00164V903 | CL A | 49 | $5,000 | thousands by filing date | call |
| CERUS CORP | 157085901 | COM | 487 | $5,000 | thousands by filing date | call |
| CHEGG INC | 163092959 | COM | 100 | $5,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L957 | SH BEN INT | 114 | $5,000 | thousands by filing date | put |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 139 | $5,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 129 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 763 | $5,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 229 | $5,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 209 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554902 | CALL | 36 | $5,000 | thousands by filing date | call |
| CLEAN HARBORS INC | 184496907 | CALL | 8 | $5,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC | 573284956 | PUT | 119 | $5,000 | thousands by filing date | put |
| VANGUARD SPECIALIZED FUNDS | 921908954 | PUT | 14 | $5,000 | thousands by filing date | put |
| SNAP ON INC | 833034951 | PUT | 30 | $5,000 | thousands by filing date | put |
| EL POLLO LOCO HLDGS INC | 268603957 | PUT | 80 | $5,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R900 | CALL | 57 | $5,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP | 747619904 | CALL | 10 | $5,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D950 | PUT | 36 | $5,000 | thousands by filing date | put |
| BRINKS CO | 109696904 | CALL | 12 | $5,000 | thousands by filing date | call |
| BELDEN INC | 077454906 | CALL | 20 | $5,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC | 562750959 | PUT | 2 | $5,000 | thousands by filing date | put |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 62 | $5,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044955 | PUT | 68 | $5,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T900 | CALL | 12 | $5,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 1,137 | $5,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906950 | PUT | 388 | $5,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC | 70959W953 | COM | 51 | $5,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,611 | $5,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 998 | $5,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 348 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 586 | $5,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 2,734 | $5,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,618 | $5,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL LTD | M9068E955 | COM | 146 | $5,000 | thousands by filing date | put |
| PHH CORP | 693320902 | COM | 75 | $5,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 50 | $5,000 | thousands by filing date | put |
| GROUPON INC | 399473957 | COM | 104 | $5,000 | thousands by filing date | put |
| HCP INC | 40414L909 | COM | 137 | $5,000 | thousands by filing date | call |
| QUALITY SYSTEMS INC | 747582904 | COM | 39 | $5,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SERVICES | 440543906 | COM | 65 | $5,000 | thousands by filing date | call |
| DUN BRADSTREET CORPORATION | 26483E950 | COM | 6 | $5,000 | thousands by filing date | put |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 175 | $5,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220956 | COM | 208 | $5,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 282 | $5,000 | thousands by filing date | put |
| WYNDHAM WORLDWIDE CORP | 98310W958 | COM | 58 | $5,000 | thousands by filing date | put |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 31 | $5,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814907 | COM | 44 | $5,000 | thousands by filing date | call |
| INFINERA CORP | 45667G903 | COM | 579 | $5,000 | thousands by filing date | call |
| SUPERVALU INC | 868536903 | COM | 30 | $5,000 | thousands by filing date | call |
| TD AMERITRADE HOLDING CORP | 87236Y958 | COM | 160 | $5,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K954 | COM | 127 | $5,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D955 | COM | 854 | $5,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS LP | Y8564M905 | COM | 232 | $5,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N908 | COM | 31 | $5,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 1,525 | $5,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215958 | Option | 168 | $5,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 24 | $5,000 | thousands by filing date | call |
| AARON RENTS INC | 002535950 | Cmn | 29 | $5,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 70 | $5,000 | thousands by filing date | call |
| ULTIMATE SOFTWARE GRP CMN STOCK | 90385D907 | Cmn | 66 | $5,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L.P. COMMON STOCK | 435763907 | Cmn | 215 | $5,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V900 | Cmn | 66 | $5,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 48 | $5,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A908 | Cmn | 632 | $5,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M957 | Cmn | 48 | $5,000 | thousands by filing date | put |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 46 | $5,000 | thousands by filing date | put |
| SPECTRA ENERGY PARTNERS LP | 84756N959 | Cmn | 88 | $5,000 | thousands by filing date | put |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 53 | $5,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831907 | Cmn | 36 | $5,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 63 | $5,000 | thousands by filing date | call |
| TESORO LOGISTICS LP CALL | 88160T907 | Option | 27 | $5,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J951 | COM | 68 | $5,000 | thousands by filing date | put |
| WEB COM GROUP INC | 94733A954 | COM | 190 | $5,000 | thousands by filing date | put |
| ENZO BIOCHEM INC | 294100902 | COM | 159 | $5,000 | thousands by filing date | call |
| CURIS INC | 231269901 | COM | 43 | $5,000 | thousands by filing date | call |
| AMERICAN EQTY INVT LIFE HLD | 025676906 | COM | 61 | $5,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097959 | SPONS ADR 20 ORD | 64 | $5,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P907 | COM | 43 | $5,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 64 | $5,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC | 83175M955 | PUT | 154 | $5,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q956 | PUT | 796 | $5,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q908 | CALL | 21 | $5,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 1,371 | $5,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,318 | $5,000 | thousands by filing date | |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 147 | $5,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755959 | PUT | 83 | $5,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 739 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 138 | $5,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X907 | COM | 23 | $5,000 | thousands by filing date | call |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 28 | $5,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119953 | PUT | 25 | $5,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800955 | PUT | 75 | $5,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X904 | CALL | 109 | $5,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634901 | CALL | 193 | $5,000 | thousands by filing date | call |
| KRATON CORP | 50077C956 | PUT | 11 | $5,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M955 | PUT | 115 | $5,000 | thousands by filing date | put |
| VOXELJET AG | 92912L957 | PUT | 30 | $5,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 399 | $5,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N907 | CALL | 60 | $5,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576906 | CALL | 12 | $5,000 | thousands by filing date | call |
| NCI BUILDING SYS INC | 628852904 | CALL | 10 | $5,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 1,257 | $5,000 | thousands by filing date | |
| TRONC INC | 89703P957 | PUT | 8 | $5,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904956 | COM | 429 | $5,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTL IN | 458173951 | PUT | 140 | $5,000 | thousands by filing date | put |
| CSRA INC | 12650T954 | COM | 108 | $5,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L909 | CALL | 65 | $5,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M901 | CL A | 698 | $5,000 | thousands by filing date | call |
| WESTERN REFNG LOGISTICS LP | 95931Q905 | COM UNIT REP LTP | 48 | $5,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111959 | COM | 6 | $5,000 | thousands by filing date | put |
| RETAILMENOT INC | 76132B906 | CALL | 30 | $5,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 100 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 30 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 722 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 58 | $4,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 768 | $4,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 268 | $4,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 100 | $4,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 297 | $4,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 82 | $4,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 650 | $4,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 188 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 170 | $4,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,616 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,444 | $4,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 100 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 488 | $4,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC | 44107P954 | PUT | 193 | $4,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768906 | CL A | 25 | $4,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285953 | Option | 6 | $4,000 | thousands by filing date | put |
| SAP SE | 803054954 | PUT | 3 | $4,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431958 | PUT | 335 | $4,000 | thousands by filing date | put |
| COMFORT SYS USA INC | 199908904 | CALL | 21 | $4,000 | thousands by filing date | call |
| GOLD FIELDS LTD | 38059T906 | CALL | 232 | $4,000 | thousands by filing date | call |
| IMPINJ INC | 453204909 | CALL | 5 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-17-000001 | this filing | 2017-01-11 | acceptance time not in the bulk data set |