13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-18, with 6,888 holding rows worth $1,499,598,000.
- Accession
- 0001488542-16-000028
- Filer
- CIK 1488542
- Filed
- 2016-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 7,354 entries on the cover page, a total value of $1,499,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,496,171,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,196 | $7,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 296 | $7,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,234 | $7,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C953 | PUT | 151 | $7,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L956 | PUT | 65 | $7,000 | thousands by filing date | put |
| TREVENA INC | 89532E909 | CALL | 134 | $7,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y907 | CALL | 32 | $7,000 | thousands by filing date | call |
| USA Technologies | 90328S900 | COM | 56 | $7,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M905 | CALL | 25 | $7,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639958 | PUT | 729 | $7,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253900 | CALL | 42 | $7,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC | 68234X902 | CALL | 58 | $7,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A900 | CALL | 273 | $7,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 947 | $7,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q958 | COM | 15 | $7,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280909 | Cmn | 157 | $7,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V958 | Cmn | 11 | $7,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K224 | DAILY JR GOLD MI | 832 | $7,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739907 | CALL | 12 | $7,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 554 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 85 | $6,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 186 | $6,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 116 | $6,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 69 | $6,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 480 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 245 | $6,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 236 | $6,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,059 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,132 | $6,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 647 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 392 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767956 | PUT | 97 | $6,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP | 701094904 | CALL | 115 | $6,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC | 609839905 | CALL | 35 | $6,000 | thousands by filing date | call |
| EPAM SYS INC | 29414B904 | CALL | 69 | $6,000 | thousands by filing date | call |
| SEMTECH CORP | 816850901 | CALL | 58 | $6,000 | thousands by filing date | call |
| EMERSON ELEC CO | 291011954 | PUT | 100 | $6,000 | thousands by filing date | put |
| GOLD FIELDS LTD | 38059T906 | CALL | 61 | $6,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171V900 | CALL | 19 | $6,000 | thousands by filing date | call |
| HECLA MINING COMPANY | 422704956 | PUT | 140 | $6,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 97 | $6,000 | thousands by filing date | call |
| AECOM | 00766T950 | COM | 28 | $6,000 | thousands by filing date | put |
| MARSH & MCLENNAN COS INC | 571748952 | COM | 154 | $6,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R956 | CL A | 49 | $6,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC | 775109900 | CL B | 122 | $6,000 | thousands by filing date | call |
| WESTERN UN CO | 959802909 | COM | 245 | $6,000 | thousands by filing date | call |
| VUZIX CORP | 92921W950 | COM NEW | 132 | $6,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T955 | CL A | 68 | $6,000 | thousands by filing date | put |
| WATSCO INC | 942622900 | COM | 23 | $6,000 | thousands by filing date | call |
| BLOCK H & R INC | 093671905 | COM | 59 | $6,000 | thousands by filing date | call |
| BOYD GAMING CORP | 103304951 | COM | 50 | $6,000 | thousands by filing date | put |
| SOUTHERN CO | 842587957 | COM | 456 | $6,000 | thousands by filing date | put |
| NNN REIT INC | 637417906 | COM | 26 | $6,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047902 | COM | 34 | $6,000 | thousands by filing date | call |
| RESMED INC | 761152957 | COM | 43 | $6,000 | thousands by filing date | put |
| XUNLEI LTD | 98419E958 | SPONSORED ADS | 111 | $6,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L953 | COM | 10 | $6,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC | 375916953 | COM | 31 | $6,000 | thousands by filing date | put |
| LITTELFUSE INC | 537008954 | COM | 9 | $6,000 | thousands by filing date | put |
| AMBEV SA | 02319V903 | SPONSORED ADR | 74 | $6,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M902 | COM | 82 | $6,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V902 | COM | 150 | $6,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP | 72147K958 | COM | 64 | $6,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 180 | $6,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P952 | COM NEW | 181 | $6,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT IN | 035710909 | COM NEW | 282 | $6,000 | thousands by filing date | call |
| LGI HOMES INC | 50187T956 | COM | 146 | $6,000 | thousands by filing date | put |
| LSB INDS INC | 502160954 | COM | 129 | $6,000 | thousands by filing date | put |
| BROWN & BROWN INC | 115236901 | COM | 30 | $6,000 | thousands by filing date | call |
| PPG INDS INC | 693506907 | COM | 28 | $6,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS I | 34964C906 | COM | 232 | $6,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R958 | UT LTD PART | 60 | $6,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP | 018802908 | COM | 52 | $6,000 | thousands by filing date | call |
| ALLSTATE CORP | 020002951 | COM | 57 | $6,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023900 | COM | 41 | $6,000 | thousands by filing date | call |
| HUBSPOT INC | 443573950 | COM | 25 | $6,000 | thousands by filing date | put |
| HYATT HOTELS CORP | 448579902 | COM CL A | 110 | $6,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q904 | COM | 27 | $6,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q907 | COM | 23 | $6,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 283 | $6,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 775 | $6,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 165 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 557 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,923 | $6,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 650 | $6,000 | thousands by filing date | |
| TARGA RES CORP | 87612G951 | COM | 197 | $6,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X909 | CALL | 181 | $6,000 | thousands by filing date | call |
| IDT CORP | 448947957 | PUT | 27 | $6,000 | thousands by filing date | put |
| ECOLAB INC | 278865950 | PUT | 44 | $6,000 | thousands by filing date | put |
| IDEXX LABS INC | 45168D954 | PUT | 35 | $6,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 337 | $6,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW | 374297909 | CALL | 91 | $6,000 | thousands by filing date | call |
| STURM RUGER & CO INC | 864159908 | CALL | 74 | $6,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J909 | CALL | 34 | $6,000 | thousands by filing date | call |
| EZCORP INC | 302301956 | PUT | 74 | $6,000 | thousands by filing date | put |
| WABTEC | 929740958 | PUT | 84 | $6,000 | thousands by filing date | put |
| FULLER H B CO | 359694956 | PUT | 27 | $6,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742951 | PUT | 162 | $6,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q901 | CALL | 148 | $6,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO | 388689951 | PUT | 39 | $6,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864907 | CALL | 20 | $6,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469959 | PUT | 58 | $6,000 | thousands by filing date | put |
| SNAP ON INC | 833034901 | COM | 23 | $6,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 476 | $6,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 129 | $6,000 | thousands by filing date | |
| POPULAR INC | 733174950 | PUT | 29 | $6,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 2,150 | $6,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,187 | $6,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,413 | $6,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 402 | $6,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 106 | $6,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,064 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X905 | COM | 141 | $6,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279902 | COM | 136 | $6,000 | thousands by filing date | call |
| FMC TECHNOLOGIES INC | 30249U901 | COM | 92 | $6,000 | thousands by filing date | call |
| FMC TECHNOLOGIES INC | 30249U951 | COM | 140 | $6,000 | thousands by filing date | put |
| POLYCOM INC | 73172K904 | COM | 32 | $6,000 | thousands by filing date | call |
| HARMAN INTERNATIONAL | 413086909 | COM | 47 | $6,000 | thousands by filing date | call |
| DILLARDS INC-CL A | 254067901 | COM | 31 | $6,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC-A | G7665A901 | COM | 339 | $6,000 | thousands by filing date | call |
| CORE LABORATORIES N.V. | N22717957 | COM | 13 | $6,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGE-CL A | 112585904 | COM | 26 | $6,000 | thousands by filing date | call |
| CERNER CORP | 156782954 | COM | 66 | $6,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V902 | COM | 84 | $6,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R904 | COM | 258 | $6,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014954 | COM | 637 | $6,000 | thousands by filing date | put |
| TECH DATA CORP | 878237906 | COM | 54 | $6,000 | thousands by filing date | call |
| ISHARES GOLD TRUST | 464285905 | COM | 82 | $6,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P904 | COM | 65 | $6,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 2,416 | $6,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G907 | Option | 96 | $6,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346233959 | Cmn | 131 | $6,000 | thousands by filing date | put |
| SANDERSON FARMS INC CMN STK | 800013954 | Cmn | 91 | $6,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N908 | Cmn | 100 | $6,000 | thousands by filing date | call |
| SANDSTORM GOLD LTD | 80013R956 | Cmn | 438 | $6,000 | thousands by filing date | put |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 119 | $6,000 | thousands by filing date | call |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 470 | $6,000 | thousands by filing date | call |
| TRIANGLE CAPITAL CORP | 895848909 | Cmn | 128 | $6,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P900 | Cmn | 13 | $6,000 | thousands by filing date | call |
| ULTIMATE SOFTWARE GRP CMN STOCK | 90385D907 | Cmn | 18 | $6,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572953 | Cmn | 22 | $6,000 | thousands by filing date | put |
| GREIF INC CMN STK | 397624907 | Cmn | 35 | $6,000 | thousands by filing date | call |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P904 | Cmn | 367 | $6,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 27 | $6,000 | thousands by filing date | put |
| ORIGIN AGRITECH LTD COMMON STOCK | G67828956 | Cmn | 15 | $6,000 | thousands by filing date | put |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 123 | $6,000 | thousands by filing date | put |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 148 | $6,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 27 | $6,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS INC CMN STK | 492515951 | Cmn | 8 | $6,000 | thousands by filing date | put |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226959 | Cmn | 42 | $6,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS INC | 049164955 | Cmn | 17 | $6,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328951 | COM | 30 | $6,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L906 | COM | 823 | $6,000 | thousands by filing date | call |
| FIRSTMERIT CORP | 337915952 | COM | 30 | $6,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A903 | COM | 210 | $6,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 20 | $6,000 | thousands by filing date | put |
| NATIONAL GRID PLC | 636274950 | SPON ADR NEW | 278 | $6,000 | thousands by filing date | put |
| FIFTH STREET FINANCE CORP | 31678A953 | COM | 106 | $6,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X901 | CL A | 49 | $6,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F956 | COM | 45 | $6,000 | thousands by filing date | put |
| SOUFUN HLDGS LTD | 836034908 | ADR | 275 | $6,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420951 | COM | 2,185 | $6,000 | thousands by filing date | put |
| KAPSTONE PAPER & PACKAGING C | 48562P953 | COM | 98 | $6,000 | thousands by filing date | put |
| LEXINGTON REALTY TRUST | 529043901 | COM | 164 | $6,000 | thousands by filing date | call |
| DR REDDYS LABS LTD | 256135953 | ADR | 25 | $6,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 657 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836958 | PUT | 36 | $6,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC | 070203954 | PUT | 9 | $6,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 408 | $6,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 1,855 | $6,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283955 | PUT | 120 | $6,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518902 | COM | 531 | $6,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 122 | $6,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175950 | PUT | 25 | $6,000 | thousands by filing date | put |
| COLUMBIA PPTY TR INC | 198287903 | CALL | 25 | $6,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 980 | $6,000 | thousands by filing date | |
| 500 COM LTD | 33829R900 | CALL | 167 | $6,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C952 | PUT | 67 | $6,000 | thousands by filing date | put |
| INPHI CORP | 45772F907 | CALL | 81 | $6,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H902 | CALL | 291 | $6,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 1,372 | $6,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 429 | $6,000 | thousands by filing date | |
| AEROHIVE NETWORKS INC | 007786956 | PUT | 20 | $6,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D954 | PUT | 80 | $6,000 | thousands by filing date | put |
| RADISYS CORP | 750459959 | PUT | 87 | $6,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904956 | COM | 46 | $6,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q953 | PUT | 50 | $6,000 | thousands by filing date | put |
| CELSION CORPORATION | 15117N954 | COM PAR | 14 | $6,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERS L P | 59564N903 | CALL | 69 | $6,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G906 | Cmn | 51 | $6,000 | thousands by filing date | call |
| MATEON THERAPEUTICS INC | 57667K959 | PUT | 25 | $6,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846905 | CALL | 40 | $6,000 | thousands by filing date | call |
| GAIAM INC | 36268Q903 | CL A | 25 | $6,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T901 | CALL | 25 | $6,000 | thousands by filing date | call |
| FIRST MARBLEHEAD CORP | 320771907 | CALL | 156 | $6,000 | thousands by filing date | call |
| J G WENTWORTH CO | 46618D958 | PUT | 14 | $6,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 54 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,626 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 71 | $5,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 482 | $5,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 102 | $5,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 163 | $5,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 122 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 374 | $5,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 435 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 714 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 89 | $5,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 303 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 902 | $5,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,021 | $5,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 10 | $5,000 | thousands by filing date | call |
| TERADYNE INC | 880770902 | CALL | 129 | $5,000 | thousands by filing date | call |
| XYLEM INC | 98419M900 | CALL | 95 | $5,000 | thousands by filing date | call |
| FISERV INC | 337738958 | PUT | 69 | $5,000 | thousands by filing date | put |
| SABRE CORP | 78573M954 | PUT | 36 | $5,000 | thousands by filing date | put |
| SUNRUN INC | 86771W905 | CALL | 50 | $5,000 | thousands by filing date | call |
| ANALOG DEVICES INC | 032654955 | PUT | 8 | $5,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A900 | CALL | 58 | $5,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 58 | $5,000 | thousands by filing date | call |
| ETSY INC | 29786A906 | CALL | 39 | $5,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R956 | COM | 58 | $5,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E906 | COM NEW | 85 | $5,000 | thousands by filing date | call |
| NOVO-NORDISK A S | 670100955 | ADR | 33 | $5,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC | 85571B905 | COM | 101 | $5,000 | thousands by filing date | call |
| VERISIGN INC | 92343E902 | COM | 54 | $5,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P954 | COM | 38 | $5,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550905 | COM | 111 | $5,000 | thousands by filing date | call |
| IMAX CORP | 45245E909 | COM | 130 | $5,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V907 | COM | 15 | $5,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC | 85208M952 | COM | 22 | $5,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X950 | COM | 49 | $5,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516907 | COM | 20 | $5,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K906 | COM | 38 | $5,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC | 253393952 | COM | 31 | $5,000 | thousands by filing date | put |
| AMEREN CORP | 023608902 | COM | 16 | $5,000 | thousands by filing date | call |
| MBIA INC | 55262C900 | COM | 174 | $5,000 | thousands by filing date | call |
| MGIC INVT CORP WIS | 552848903 | COM | 209 | $5,000 | thousands by filing date | call |
| OLD REP INTL CORP | 680223904 | COM | 117 | $5,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC | 00846U951 | COM | 163 | $5,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186906 | CL A | 22 | $5,000 | thousands by filing date | call |
| SCRIPPS E W CO OHIO | 811054902 | CL A NEW | 40 | $5,000 | thousands by filing date | call |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 57 | $5,000 | thousands by filing date | call |
| CANADIAN NATL RY CO | 136375902 | COM | 63 | $5,000 | thousands by filing date | call |
| AMC GLOBAL MEDIA INC | 00164V953 | CL A | 10 | $5,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC | 446150954 | COM | 132 | $5,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R907 | UNIT BEN INT | 44 | $5,000 | thousands by filing date | call |
| IAMGOLD CORP | 450913958 | COM | 325 | $5,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C | 064149957 | Put | 29 | $5,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 298 | $5,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 309 | $5,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 543 | $5,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 509 | $5,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P956 | PUT | 62 | $5,000 | thousands by filing date | put |
| ARAMARK | 03852U956 | PUT | 22 | $5,000 | thousands by filing date | put |
| GARMIN LTD | H2906T959 | PUT | 80 | $5,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252901 | CALL | 26 | $5,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544950 | PUT | 11 | $5,000 | thousands by filing date | put |
| HUB GROUP INC | 443320906 | CALL | 19 | $5,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 32 | $5,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837903 | CALL | 12 | $5,000 | thousands by filing date | call |
| CIRRUS LOGIC INC | 172755950 | PUT | 31 | $5,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043959 | COM | 37 | $5,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735950 | COM | 23 | $5,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 577 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 131 | $5,000 | thousands by filing date | |
| LA Z BOY INC | 505336957 | PUT | 92 | $5,000 | thousands by filing date | put |
| ENVIRI CORP | 415864907 | CALL | 104 | $5,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,331 | $5,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,462 | $5,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 9,164 | $5,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,904 | $5,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 200 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,643 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 720 | $5,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 926 | $5,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 1,858 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 191 | $5,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 443 | $5,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835900 | COM | 17 | $5,000 | thousands by filing date | call |
| HANESBRANDS INC. | 410345952 | COM | 71 | $5,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E909 | COM | 15 | $5,000 | thousands by filing date | call |
| DUN BRADSTREET CORPORATION | 26483E900 | COM | 29 | $5,000 | thousands by filing date | call |
| DUN BRADSTREET CORPORATION | 26483E950 | COM | 92 | $5,000 | thousands by filing date | put |
| ELDORADO GOLD CORP | 284902953 | COM | 215 | $5,000 | thousands by filing date | put |
| COVANTA HOLDING CORP | 22282E902 | COM | 67 | $5,000 | thousands by filing date | call |
| CABLEVISION SYSTEMS-NY GRP-A | 12686C959 | COM | 2,074 | $5,000 | thousands by filing date | put |
| CAVIUM INC | 14964U908 | COM | 64 | $5,000 | thousands by filing date | call |
| CAVIUM INC | 14964U958 | COM | 10 | $5,000 | thousands by filing date | put |
| CEPHEID INC | 15670R907 | COM | 13 | $5,000 | thousands by filing date | call |
| ST JUDE MEDICAL INC | 790849953 | COM | 165 | $5,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HOLDINGS | 502424954 | COM | 56 | $5,000 | thousands by filing date | put |
| SYNGENTA AG-ADR | 87160A900 | COM | 34 | $5,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375900 | COM | 11 | $5,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K904 | COM | 149 | $5,000 | thousands by filing date | call |
| LAZARD LTD-CL A | G54050902 | COM | 222 | $5,000 | thousands by filing date | call |
| SCHNITZER STEEL INDS INC-A | 806882956 | COM | 57 | $5,000 | thousands by filing date | put |
| BHP BILLITON PLC-ADR | 05545E909 | COM | 48 | $5,000 | thousands by filing date | call |
| SHIP FINANCE INTERNATIONAL LIMITED | G81075906 | COM | 344 | $5,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 2,660 | $5,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346233909 | Cmn | 67 | $5,000 | thousands by filing date | call |
| CARLYLE GROUP LP/THE | 14309L952 | Cmn | 105 | $5,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC CMN STOCK | 311642902 | Cmn | 55 | $5,000 | thousands by filing date | call |
| MICROSEMI CORPORATION COMMON STOCK | 595137950 | Cmn | 69 | $5,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 55 | $5,000 | thousands by filing date | put |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 23 | $5,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L.P. | 29250R956 | Cmn | 25 | $5,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q901 | Cmn | 209 | $5,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P950 | Cmn | 52 | $5,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879901 | Cmn | 61 | $5,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 197 | $5,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 41 | $5,000 | thousands by filing date | put |
| APOLLO GLOBAL MANAGEMENT LLC | 037612906 | Cmn | 207 | $5,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS CMN | 111621956 | Cmn | 96 | $5,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363903 | Cmn | 32 | $5,000 | thousands by filing date | call |
| XOMA CORP | 98419J957 | Cmn | 79 | $5,000 | thousands by filing date | put |
| AXIALL CORP | 05463D900 | Cmn | 293 | $5,000 | thousands by filing date | call |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 15 | $5,000 | thousands by filing date | put |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 48 | $5,000 | thousands by filing date | put |
| NISKA GAS STORAGE PARTNERS LLC | 654678951 | Cmn | 65 | $5,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 56 | $5,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W956 | COM | 80 | $5,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 28 | $5,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A907 | COM | 41 | $5,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA | 87936R906 | SPONSORED ADR | 56 | $5,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDS INC | 02916P953 | COM | 103 | $5,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723950 | COM | 162 | $5,000 | thousands by filing date | put |
| STONEMOR PARTNERS L P | 86183Q950 | COM UNITS | 60 | $5,000 | thousands by filing date | put |
| KRATON PERFORMANCE POLYMERS | 50077C906 | COM | 45 | $5,000 | thousands by filing date | call |
| CHIPMOS TECH BERMUDA LTD | G2110R904 | SHS | 102 | $5,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M907 | ADS REP CL A | 63 | $5,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG BV | N7902X906 | SHS | 100 | $5,000 | thousands by filing date | call |
| INPHI CORP | 45772F957 | COM | 55 | $5,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P907 | COM | 64 | $5,000 | thousands by filing date | call |
| TERRITORIAL BANCORP INC | 88145X958 | PUT | 200 | $5,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330959 | COM | 43 | $5,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J956 | COM | 162 | $5,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J951 | PUT | 10 | $5,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E954 | PUT | 104 | $5,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263903 | COM | 136 | $5,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C904 | COM | 71 | $5,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 75 | $5,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H953 | PUT | 96 | $5,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634951 | PUT | 124 | $5,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720907 | CALL | 57 | $5,000 | thousands by filing date | call |
| VEDANTA LIMITED | 92242Y950 | PUT | 54 | $5,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J956 | PUT | 46 | $5,000 | thousands by filing date | put |
| RAVEN INDS INC | 754212958 | PUT | 24 | $5,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P950 | PUT | 15 | $5,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697954 | PUT | 17 | $5,000 | thousands by filing date | put |
| GRUBHUB INC | 400110952 | PUT | 45 | $5,000 | thousands by filing date | put |
| A H BELO CORP | 001282952 | PUT | 100 | $5,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M955 | PUT | 82 | $5,000 | thousands by filing date | put |
| MB FINANCIAL INC NEW | 55264U958 | PUT | 44 | $5,000 | thousands by filing date | put |
| MID CON ENERGY PARTNERS LP | 59560V959 | PUT | 83 | $5,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A906 | CALL | 400 | $5,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314909 | CALL | 250 | $5,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M902 | CALL | 17 | $5,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K951 | PUT | 25 | $5,000 | thousands by filing date | put |
| OCLARO INC | 67555N906 | CALL | 138 | $5,000 | thousands by filing date | call |
| NETLIST INC | 64118P909 | CALL | 195 | $5,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120W908 | CALL | 228 | $5,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W901 | CALL | 8 | $5,000 | thousands by filing date | call |
| BLACK KNIGHT FINL SVCS INC | 09214X900 | CL A | 22 | $5,000 | thousands by filing date | call |
| TESORO LOGISTICS LP | 88160T957 | PUT | 37 | $5,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R951 | COM | 11 | $5,000 | thousands by filing date | put |
| ARCTIC CAT INC | 039670904 | COM | 28 | $5,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642954 | COM NEW | 36 | $5,000 | thousands by filing date | put |
| YADKIN FINL CORP | 984305902 | CALL | 24 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464287168 | COM | 47 | $4,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 264 | $4,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 54 | $4,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 100 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 174 | $4,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 91 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 434 | $4,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 80 | $4,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 218 | $4,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 125 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 147 | $4,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 293 | $4,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 191 | $4,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 153 | $4,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 125 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 683 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 282 | $4,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 292 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 601 | $4,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 700 | $4,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 684 | $4,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919952 | PUT | 11 | $4,000 | thousands by filing date | put |
| AEROVIRONMENT INC | 008073908 | CALL | 43 | $4,000 | thousands by filing date | call |
| WORKIVA INC | 98139A905 | CALL | 55 | $4,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 110 | $4,000 | thousands by filing date | put |
| HASBRO INC | 418056957 | COM NEW | 33 | $4,000 | thousands by filing date | put |
| JINKOSOLAR HLDG CO LTD | 47759T900 | CALL | 25 | $4,000 | thousands by filing date | call |
| DNOW INC | 67011P900 | CALL | 25 | $4,000 | thousands by filing date | call |
| OMEROS CORP | 682143902 | CALL | 20 | $4,000 | thousands by filing date | call |
| BORGWARNER INC | 099724906 | CALL | 91 | $4,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 73 | $4,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193904 | CALL | 35 | $4,000 | thousands by filing date | call |
| UNITED STS BRENT OIL FD LP | 91167Q950 | PUT | 392 | $4,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042909 | SH BEN INT | 17 | $4,000 | thousands by filing date | call |
| PENTAIR PLC | G7S00T954 | SHS | 75 | $4,000 | thousands by filing date | put |
| BXP INC | 101121951 | COM | 112 | $4,000 | thousands by filing date | put |
| BOYD GAMING CORP | 103304901 | COM | 100 | $4,000 | thousands by filing date | call |
| EMCOR GROUP INC | 29084Q900 | COM | 32 | $4,000 | thousands by filing date | call |
| TEXTRON INC | 883203951 | COM | 48 | $4,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T952 | UNITS | 88 | $4,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC | 913903900 | CL B | 7 | $4,000 | thousands by filing date | call |
| UNUM GROUP | 91529Y956 | COM | 109 | $4,000 | thousands by filing date | put |
| AVISTA CORP | 05379B907 | COM | 15 | $4,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 50 | $4,000 | thousands by filing date | put |
| REALTY INCOME CORP | 756109954 | COM | 142 | $4,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R951 | COM | 42 | $4,000 | thousands by filing date | put |
| DANA INC | 235825905 | COM | 132 | $4,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J952 | COM | 40 | $4,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076905 | CL A | 65 | $4,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D906 | COM SHS | 397 | $4,000 | thousands by filing date | call |
| GERON CORP | 374163903 | COM | 436 | $4,000 | thousands by filing date | call |
| LINDSAY CORP | 535555956 | COM | 40 | $4,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC | 76131D953 | COM | 129 | $4,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW | 030420953 | COM | 196 | $4,000 | thousands by filing date | put |
| POPULAR INC | 733174900 | COM NEW | 128 | $4,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V | 500472903 | NY REGIS SHS NEW | 166 | $4,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 58 | $4,000 | thousands by filing date | call |
| VISTANCE NETWORKS INC | 20337X909 | COM | 23 | $4,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC | 32054K903 | COM | 15 | $4,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407902 | COM | 13 | $4,000 | thousands by filing date | call |
| ALAMOS GOLD INC | 011532958 | COM CL A | 120 | $4,000 | thousands by filing date | put |
| IRON MTN INC DEL | 46284V901 | COM | 27 | $4,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 37 | $4,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215954 | COM NEW | 56 | $4,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G956 | UNIT LTD PARTN | 76 | $4,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y903 | COM | 225 | $4,000 | thousands by filing date | call |
| CELANESE CORP DEL | 150870953 | COM | 12 | $4,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H951 | COM | 19 | $4,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CO | 82706C958 | SPONSORED ADR | 32 | $4,000 | thousands by filing date | put |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 203 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP | 706327903 | Call | 54 | $4,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,993 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 206 | $4,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 824 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C953 | PUT | 54 | $4,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607906 | CALL | 41 | $4,000 | thousands by filing date | call |
| PRICESMART INC | 741511909 | CALL | 12 | $4,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630952 | PUT | 23 | $4,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F957 | PUT | 23 | $4,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141951 | PUT | 111 | $4,000 | thousands by filing date | put |
| FAIR ISAAC CORP | 303250954 | PUT | 141 | $4,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P908 | CALL | 32 | $4,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC | 171340952 | PUT | 41 | $4,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K953 | PUT | 33 | $4,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190906 | CALL | 26 | $4,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V900 | CALL | 134 | $4,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G954 | PUT | 80 | $4,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V907 | CALL | 134 | $4,000 | thousands by filing date | call |
| METALLUS INC | 887399953 | PUT | 43 | $4,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170950 | PUT | 128 | $4,000 | thousands by filing date | put |
| AMERIPRISE FINL INC | 03076C956 | COM | 14 | $4,000 | thousands by filing date | put |
| CRITEO S A | 226718954 | SPONS ADS | 97 | $4,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P958 | COM UNIT LTD PAR | 38 | $4,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946906 | HIGH DIV YLD | 27 | $4,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423906 | COM | 57 | $4,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284908 | CALL | 184 | $4,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP | 635906950 | PUT | 113 | $4,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K900 | CALL | 28 | $4,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 287 | $4,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,672 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 100 | $4,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279952 | COM | 156 | $4,000 | thousands by filing date | put |
| APOLLO INVESTMENT CORP | 03761U956 | COM | 111 | $4,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E959 | COM | 54 | $4,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678956 | COM | 57 | $4,000 | thousands by filing date | put |
| LINN ENERGY LLC-UNITS | 536020900 | COM | 908 | $4,000 | thousands by filing date | call |
| EBIX INC | 278715956 | COM | 105 | $4,000 | thousands by filing date | put |
| CORRECTIONS CORP OF AMERICA | 22025Y907 | COM | 36 | $4,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R905 | COM | 50 | $4,000 | thousands by filing date | call |
| NUTRI/SYSTEM INC | 67069D908 | COM | 16 | $4,000 | thousands by filing date | call |
| TRINA SOLAR LTD-SPON ADR | 89628E904 | COM | 153 | $4,000 | thousands by filing date | call |
| UNIT CORP | 909218909 | COM | 12 | $4,000 | thousands by filing date | call |
| MEDNAX INC | 58502B956 | COM | 33 | $4,000 | thousands by filing date | put |
| XL GROUP PLC | G98290952 | COM | 51 | $4,000 | thousands by filing date | put |
| VERIFONE SYSTEMS INC | 92342Y909 | COM | 162 | $4,000 | thousands by filing date | call |
| WADDELL REED FINANCIAL-A | 930059900 | COM | 128 | $4,000 | thousands by filing date | call |
| CIMAREX ENERGY CO | 171798951 | COM | 103 | $4,000 | thousands by filing date | put |
| STERICYCLE INC | 858912908 | COM | 21 | $4,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580903 | COM | 138 | $4,000 | thousands by filing date | call |
| KIRBY CORP | 497266956 | COM | 176 | $4,000 | thousands by filing date | put |
| LABORATORY CRP OF AMER HLDGS | 50540R959 | COM | 65 | $4,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP INC | 874083908 | COM | 69 | $4,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K954 | COM | 36 | $4,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP-CL A | 78388J906 | COM | 14 | $4,000 | thousands by filing date | call |
| TENNECO INC | 880349905 | COM | 20 | $4,000 | thousands by filing date | call |
| ENSCO PLC-CL A | G3157S906 | COM | 242 | $4,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC | 89469A954 | COM | 76 | $4,000 | thousands by filing date | put |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 266 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST CMN STK | 531172904 | Cmn | 12 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-16-000028 | this filing | 2016-07-18 | acceptance time not in the bulk data set |