13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-20, with 6,657 holding rows worth $1,280,249,000.
- Accession
- 0001488542-16-000017
- Filer
- CIK 1488542
- Filed
- 2016-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 7,081 entries on the cover page, a total value of $1,280,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,277,052,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCORPIO TANKERS INC | Y7542C956 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AAC HLDGS INC | 000307908 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379954 | PUT | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GANNETT CO INC | 36473H904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GANNETT CO INC | 36473H954 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESCO AIRCRAFT HLDGS INC | 950814903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TESARO INC | 881569907 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411959 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X901 | CALL | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTEL INC | 87162H903 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KLX INC | 482539903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELLIS PERRY INTL INC | 288853904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q907 | CALL | 75 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONVERGYS CORP | 212485956 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XCERRA CORP | 98400J908 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHWEST NAT GAS CO | 667655904 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATION RLTY TR INC | 28140H903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GASTAR EXPL INC NEW | 36729W902 | CALL | 33 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC | 84763R951 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828906 | SHS | 74 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838900 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JAMBA INC | 47023A909 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENDURO RTY TR | 29269K950 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKHAWK NETWORK HLDGS INC | 09238E904 | CALL | 63 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A900 | COM NEW | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSRA INC | 12650T954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M909 | COM NEW | 86 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R908 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SNYDERS-LANCE INC | 833551904 | CALL | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORBITAL ATK INC | 68557N953 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B956 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIANCE HOLDINGS GP LP | 01861G900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RESOURCE CAP CORP | 76120W908 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W901 | CALL | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOB EVANS FARMS INC | 096761951 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESOURCE CAP CORP | 76120W958 | COM NEW | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M959 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVER SPRINGS NETWORKS | 82817Q903 | COM | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL COMMUNICATION INC | 369385959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEURODERM LTD | M74231907 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097908 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIDELITY NATIONAL FINANCIAL | 31620R902 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANTIV INC | 92210H955 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INC RESH HLDGS INC | 45329R909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GIGAMON INC | 37518B902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVISORY BRD CO | 00762W957 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828909 | COM PAR | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828959 | COM PAR | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN REFNG LOGISTICS LP | 95931Q905 | COM UNIT REP LTP | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N955 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUMOS NETWORKS CORP | 550283905 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORTHOFIX INTL N V | N6748L952 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KCG HLDGS INC | 48244B950 | CL A | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONUS NETWORKS INC | 835916953 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMAYA INC | 02314M908 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIMBLE STORAGE INC | 65440R901 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Green Plains Renewable Energy Inc | 422245950 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUANTUM CORP | 747906904 | COM DSSG | 110 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZELTIQ AESTHETICS INC | 98933Q958 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RETAILMENOT INC | 76132B956 | COM SER 1 | 181 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUMOS NETWORKS CORP | 550283955 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 43 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAS NAT INC | 367204904 | CALL | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RETAILMENOT INC | 76132B906 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCTIC CAT INC | 039670904 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCTIC CAT INC | 039670954 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHSTAR ASSET MGMT GROUP I | 66705Y904 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMUNICATIONS SALES&LEAS IN | 20341J904 | COM | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T951 | NT LKD 30 | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FLEETMATICS GROUP PLC | G35569905 | Cmn | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H901 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIAMOND RESORTS INTL INC | 25272T904 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 42 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q906 | Cmn | 33 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CVENT INC | 23247G959 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q907 | Cmn | 85 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARKETO INC | 57063L907 | Cmn | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARKETO INC | 57063L957 | Cmn | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IHS INC | 451734907 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WASTE CONNECTIONS INC | 941053900 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N902 | Cmn | 33 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LDR HLDG CORP | 50185U905 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEB INC | 125134906 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SFX ENTMT INC | 784178903 | Cmn | 129 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D909 | Cmn | 33 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPOWER INC | 68375Y959 | Cmn | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V958 | Cmn | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287901 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELLADON CORP | 15117E907 | Cmn | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENTRAK CORP | 760174902 | Cmn | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENTRAK CORP | 760174952 | Cmn | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEVO INC | 374396908 | Cmn | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K903 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIANCE FIBER OPTIC PRODS I | 018680956 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637956 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JAVELIN MTG INVT CORP | 47200B904 | Cmn | 29 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RCS CAP CORP | 74937W902 | Cmn | 45 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XURA INC | 98420V957 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MULTI FINELINE ELECTRONIX IN | 62541B901 | Cmn | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VRINGO INC | 92911N902 | Cmn | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSECURE INTL INC | 73936N955 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSOCEAN PARTNERS LLC | Y8977Y900 | Cmn | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CNOVA N V | N20947902 | CALL | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEALTHWAYS INC | 422245900 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRAMERCY PPTY TR | 385002900 | CALL | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRAMERCY PPTY TR | 385002950 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YADKIN FINL CORP | 984305902 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGL RES INC | 001204906 | CALL | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268909 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| J G WENTWORTH CO | 46618D958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVALANCHE BIOTECHNOLOGIES INC | 05337G907 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142900 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVALANCHE BIOTECHNOLOGIES IN | 05337G957 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JIAYUAN COM INTL LTD | 477374952 | SPONSORED ADR | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOMEINNS HOTEL GROUP | 43742E952 | SPONSORED ADR | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC | 68232V958 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833954 | PUT | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BBCN BANCORP INC | 073295907 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LACLEDE GROUP INC | 505597904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRIBUNE PUBG CO | 896082954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEXTURA CORP | 883211904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NTELOS HLDGS CORP | 67020Q905 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727905 | SPONSORED ADR | 214 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERCLOUD SYS INC | 458488902 | CALL | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BBCN BANCORP INC | 073295957 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FQF TR | 351680955 | PUT | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARDINAL FINL CORP | 14149F909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESCALERA RES CO | 296064958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTH ATLANTIC DRILLING LTD | G6613P902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| J G WENTWORTH CO | 46618D908 | CALL | 31 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORANDA ALUM HLDG CORP | 65542W956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTOR | 16943C909 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WHITING USA TR II | 966388900 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WILSHIRE BANCORP INC | 97186T908 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-16-000017 | this filing | 2016-01-20 | acceptance time not in the bulk data set |