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13F-HR filed by TD Capital Management LLC

TD Capital Management LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 200 holding rows worth $365,062,000.

Accession
0001483824-18-000003
Filed
2018-02-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2017

A holdings report, 200 entries on the cover page, a total value of $365,062,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,062,000 with VALUE read as thousands by filing date, 13F file number 028-13750. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
iShares Core S&P Total U.S. Stock Market ETF464287150SHS688,683$42,106,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF731,874$35,598,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC289,492$29,401,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS105,023$28,235,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS481,161$25,396,000thousands by filing date
Vanguard Value ETF922908744SHS180,867$19,230,000thousands by filing date
AUTOZONE INC COM053332102Stock25,697$18,280,000thousands by filing date
ISHARES MSCI USA QUALITY FACTOR ETF46432F339ETF196,805$16,315,000thousands by filing date
ISHARES TR46432F834COM257,552$16,246,000thousands by filing date
VANGUARD INDEX FDS922908637LARGE CAP ETF106,986$13,114,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS126,941$12,952,000thousands by filing date
Vanguard Growth922908736COM89,861$12,639,000thousands by filing date
VWO922042858SHS204,019$9,366,000thousands by filing date
iShares Core MSCI Emerging Markets ETF46434G103SHS154,412$8,786,000thousands by filing date
Vanguard Real Estate922908553SHS103,841$8,617,000thousands by filing date
ISHARES TR464288257MSCI ACWI ETF112,419$8,104,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS49,997$7,390,000thousands by filing date
ISHARES TR46432F388MSCI USA VALUE83,303$6,966,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS104,279$6,892,000thousands by filing date
SPDR SERIES TRUST78464A607ST STR DOW REIT69,396$6,502,000thousands by filing date
Vanguard Mid-Cap ETF922908629SHS37,069$5,737,000thousands by filing date
Vanguard Extended Market ETF922908652SHS50,670$5,661,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS48,434$2,650,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS45,894$2,059,000thousands by filing date
PepsiCo,Inc.713448108COM8,572$1,028,000thousands by filing date
WD 40 CO COM929236107Stock8,008$945,000thousands by filing date
FEDEX CORP COM31428X106Stock3,603$899,000thousands by filing date
Apple Inc037833100COM5,233$886,000thousands by filing date
ISHARES MSCI EAFE GROWTH ETF464288885ETF10,108$816,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M654GUGG ENH SHT DUR14,778$741,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock9,527$712,000thousands by filing date
GOLDMAN SACHS ETF TR381430503ACTIVEBETA US LG11,986$640,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF8,970$631,000thousands by filing date
VTI922908769COM4,549$624,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q407JPMORGAN DIVER8,671$611,000thousands by filing date
Microsoft Corp594918104COM6,412$548,000thousands by filing date
Vanguard Small-Cap Value ETF922908611SHS4,098$544,000thousands by filing date
Vanguard S&P 500 ETF922908363COM2,033$499,000thousands by filing date
iShares MSCI EAFE Value ETF464288877SHS7,938$438,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock2,763$318,000thousands by filing date
Walmart Inc.931142103COM2,953$292,000thousands by filing date
INTERNATIONAL PAPER CO COM460146103Stock4,834$280,000thousands by filing date
EXXON MOBIL CORP30231G102COM3,226$270,000thousands by filing date
Procter & Gamble Co742718109COM2,887$265,000thousands by filing date
YUM BRANDS INC COM988498101Stock3,239$264,000thousands by filing date
Bristol-Myers Squibb Company110122108COM2,978$182,000thousands by filing date
Netflix, Inc64110L106COM800$154,000thousands by filing date
GENERAL ELEC CO369604103COM8,028$140,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM3,237$130,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock2,303$124,000thousands by filing date
JPMorgan Chase & Co46625H100COM1,122$120,000thousands by filing date
SPDR SERIES TRUST78464A474ST SHOR CORP ETF3,928$119,000thousands by filing date
ISHARES TR464287739U.S. REAL ES ETF1,455$118,000thousands by filing date
Merck & Co.,Inc.58933Y105COM2,057$116,000thousands by filing date
META PLATFORMS INC CL A30303M102COM660$116,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C771SHS2,148$113,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS1,410$112,000thousands by filing date
SPDR Bloomberg Investment Grade Floating Rate ETF78468R200SHS3,450$106,000thousands by filing date
Vanguard Total World Stock ETF922042742SHS1,402$104,000thousands by filing date
SYSCOCORP871829107COM1,593$97,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK715$96,000thousands by filing date
Chevron Corporation166764100COM747$93,000thousands by filing date
CVS Health Corporation126650100COM1,284$93,000thousands by filing date
ISHARES RUSSELL 1000 ETF464287622ETF592$88,000thousands by filing date
iShares Russell 2000 ETF464287655SHS551$84,000thousands by filing date
Lowes Companies,Inc.548661107COM836$78,000thousands by filing date
JOHNSON CTLS INTL PLC SHSG51502105Stock1,902$72,000thousands by filing date
iShares MSCI KLD 400 Social ETF464288570SHS712$70,000thousands by filing date
NextEra Energy,Inc.65339F101COM436$68,000thousands by filing date
Starbucks Corporation855244109COM1,162$67,000thousands by filing date
3M CO COM88579Y101Stock275$65,000thousands by filing date
ISHARES INC464286525MSCI GBL MIN VOL749$63,000thousands by filing date
Philip Morris International Inc.718172109COM580$61,000thousands by filing date
PIMCO ETF TR72201R874SHTRM MUN BD ACT1,178$59,000thousands by filing date
Intel Corp458140100COM1,240$57,000thousands by filing date
Cisco Systems,Inc.17275R102COM1,460$56,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF454$56,000thousands by filing date
UnitedHealth Group Inc91324P102COM235$52,000thousands by filing date
AT&T Inc00206R102COM1,306$51,000thousands by filing date
Comcast Corp20030N101COM1,270$51,000thousands by filing date
METLIFE INC COM59156R108Stock945$48,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM647$47,000thousands by filing date
ISHARES TR46434VAA8IBONDS DEC18 ETF1,753$44,000thousands by filing date
Amazon.com, Inc023135106COM34$40,000thousands by filing date
TARGET CORP COM87612E106Stock552$36,000thousands by filing date
AETNA INC NEW00817Y108COM202$36,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS200$34,000thousands by filing date
Home Depot, Inc437076102COM162$31,000thousands by filing date
Tesla Motors, Inc88160R101COM100$31,000thousands by filing date
CAS MED SYS INC124769209COM38,175$29,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS246$28,000thousands by filing date
WRIGHT MED GROUP N VN96617118ORD SHS1,281$28,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM26$27,000thousands by filing date
Gilead Sciences,Inc.375558103COM360$26,000thousands by filing date
Wells Fargo & Company949746101COM430$26,000thousands by filing date
NORTHROP GRUMMAN CORP COM666807102Stock84$26,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS310$24,000thousands by filing date
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF464288158ETF229$24,000thousands by filing date
ISHARES TR464287333GLOBAL FINLS ETF339$24,000thousands by filing date
Visa Inc92826C839COM199$23,000thousands by filing date
HELIX ENERGY SOLUTIONS GRP INC COM42330P107Stock3,000$23,000thousands by filing date
TE CONNECTIVITY LTDH84989104SHS242$23,000thousands by filing date
BP PLC SPONSORED ADR055622104ADR520$22,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM297$22,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM20$21,000thousands by filing date
Johnson & Johnson478160104COM149$21,000thousands by filing date
BANCFIRST CORP05945F103COM405$21,000thousands by filing date
ZILLOW GROUP INC CL C CAP STK98954M200Stock493$20,000thousands by filing date
Verizon Communications Inc92343V104COM361$19,000thousands by filing date
AMERICAN ELEC PWR CO INC COM025537101Stock252$19,000thousands by filing date
Adobe Inc00724F101COM101$18,000thousands by filing date
ConocoPhillips20825C104COM330$18,000thousands by filing date
iShares Global Tech ETF464287291SHS119$18,000thousands by filing date
AUTODESK INC COM052769106Stock160$17,000thousands by filing date
PHILLIPS 66 COM718546104Stock156$16,000thousands by filing date
RED HAT INC756577102COM136$16,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK197$15,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock231$15,000thousands by filing date
ADIENT PLCG0084W101ORD SHS190$15,000thousands by filing date
Pfizer Inc.717081103COM368$13,000thousands by filing date
VODAFONE GROUP PLC SPONSORED ADR92857W308ADR404$13,000thousands by filing date
ISHARES TR464288745GLB CNS DISC ETF119$13,000thousands by filing date
HELMERICH & PAYNE INC423452101COM207$13,000thousands by filing date
Schwab U.S. Small-Cap ETF808524607SHS169$12,000thousands by filing date
ISHARES TR464288729GLOB INDSTRL ETF128$12,000thousands by filing date
BROADCOM LTDY09827109SHS47$12,000thousands by filing date
JPMORGAN DVRSFD RTRN INTRNL EQT ETF46641Q209COM188$11,000thousands by filing date
SPDR SERIES TRUST78468R747ST STR MSCI GEN161$11,000thousands by filing date
iShares Global Healthcare ETF464287325SHS91$10,000thousands by filing date
McDonalds Corporation580135101COM56$10,000thousands by filing date
DONALDSON INC COM257651109Stock202$10,000thousands by filing date
ZILLOW GROUP INC CLASS A98954M101CL A247$10,000thousands by filing date
TIVO CORP88870P106COM600$9,000thousands by filing date
ISHARES TR464288737GLB CNSM STP ETF86$9,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock201$8,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM1,464$8,000thousands by filing date
TIME WARNER INC887317303COM NEW90$8,000thousands by filing date
NUANCE COMMUNICATIONS INC67020Y100COM473$8,000thousands by filing date
Altria Group Inc02209S103COM101$7,000thousands by filing date
iShares Core Dividend Growth ETF46434V621SHS199$7,000thousands by filing date
APPLIED INDL TECHNOLOGIES INC COM03820C105Stock103$7,000thousands by filing date
Qualcomm Incorporated747525103COM101$6,000thousands by filing date
HUNTINGTON INGALLS INDS INC COM446413106Stock27$6,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock105$6,000thousands by filing date
TENNECO INC880349105COM100$6,000thousands by filing date
ISHARES TR464288695GLOBAL MATER ETF85$6,000thousands by filing date
PG&E CORP COM69331C108Stock108$5,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT244$5,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM183$5,000thousands by filing date
BRIGHTHOUSE FINL INC10922N103COM85$5,000thousands by filing date
PRAXAIR INC74005P104COM32$5,000thousands by filing date
CHICAGO BRIDGE & IRON CO NV167250109N Y REGISTRY SH305$5,000thousands by filing date
CHARTER COMMUNICATIONS INC N16119P108COM11$4,000thousands by filing date
DARDEN RESTAURANTS INC COM237194105Stock40$4,000thousands by filing date
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF83$4,000thousands by filing date
DELL TECHNOLOGIES INC CLASS CLASS C24703L103CLASS C44$4,000thousands by filing date
CONNECTURE INC COM20786J106Stock22,680$4,000thousands by filing date
Mondelez International,Inc. Class A609207105COM69$3,000thousands by filing date
BAXTER INTL INC071813109COM44$3,000thousands by filing date
UNDER ARMOUR INC904311206CL C201$3,000thousands by filing date
UNDER ARMOUR INC904311107CL A200$3,000thousands by filing date
ISHARES TR464287713US TELECOM ETF91$3,000thousands by filing date
CENTURYLINK INC156700106COM205$3,000thousands by filing date
ISHARES TR464288711GLOB UTILITS ETF68$3,000thousands by filing date
NUVERRA ENVIRONMENTAL SOLUTI67091K302CMN173$3,000thousands by filing date
FORD MTR CO COM345370860Stock152$2,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock130$2,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock23$2,000thousands by filing date
SYMANTEC CORP871503108COM74$2,000thousands by filing date
iShares Gold Trust464285105ISHARES130$2,000thousands by filing date
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share55$1,000thousands by filing date
IJH464287507COM8$1,000thousands by filing date
Real Estate Select Sector SPDR Fund81369Y860SHS29$1,000thousands by filing date
Vanguard Materials ETF92204A801SHS5$1,000thousands by filing date
AFLAC INC COM001055102Stock6$1,000thousands by filing date
TENET HEALTHCARE CORP COM NEW88033G407Stock38$1,000thousands by filing date
NCR VOYIX CORPORATION62886E108COM25$1,000thousands by filing date
ALKERMES PLCG01767105SHS20$1,000thousands by filing date
TERADATA CORP DEL88076W103COM25$1,000thousands by filing date
EQUITY COMMONWEALTH294628102COM SH BEN INT29$1,000thousands by filing date
SPDR SERIES TRUST78464A516ST INTL BBG ETF24$1,000thousands by filing date
SWEDISH EXPT CR CORP870297801ROG TTL ETN 22235$1,000thousands by filing date
Citigroup Inc.172967424COM1$0thousands by filing dateValue filed as zero, left out of ratios.
UNITED BANKSHARES INC WEST VA COM909907107Stock4$0thousands by filing dateValue filed as zero, left out of ratios.
EXELON CORP COM30161N101Stock11$0thousands by filing dateValue filed as zero, left out of ratios.
LUMENTUM HLDGS INC COM55024U109Stock5$0thousands by filing dateValue filed as zero, left out of ratios.
HECLA MNG CO422704106COM101$0thousands by filing dateValue filed as zero, left out of ratios.
FOUR CORNERS PPTY TR INC35086T109COM17$0thousands by filing dateValue filed as zero, left out of ratios.
VIAVI SOLUTIONS INC925550105COM25$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES CMBS ETF46429B366CMBS ETF2$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES GLOBAL HIGH YIELD CO464286178US INTL HGH YLD3$0thousands by filing dateValue filed as zero, left out of ratios.
ALLSPRING MULTI SECTOR INCOM94987D101COM2$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR SERIES TRUST78464A151SST SPDR BLOOMBE6$0thousands by filing dateValue filed as zero, left out of ratios.
ALPS ETF TR00162Q866ALERIAN MLP24$0thousands by filing dateValue filed as zero, left out of ratios.
FRONTIER COMMUNICATIONS CORP35906A306COM NEW22$0thousands by filing dateValue filed as zero, left out of ratios.
AMERICAN INTL GROUP INC026874156*W EXP 01/19/2020$0thousands by filing dateValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
GENERAL MTRS CO37045V126*W EXP 07/10/2017$0thousands by filing dateValue filed as zero, left out of ratios.
TIME INC NEW887228104COM11$0thousands by filing dateValue filed as zero, left out of ratios.
GTX INC DEL40052B207COM NEW10$0thousands by filing dateValue filed as zero, left out of ratios.
ADVISORSHARES NEW TECH AND MEDIA ETF00768Y552ETF10$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001483824-18-000003this filing2018-02-09acceptance time not in the bulk data set