13F-HR filed by TD Capital Management LLC
TD Capital Management LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 274 holding rows worth $346,817,000.
- Accession
- 0001483824-17-000005
- Filer
- CIK 1483824
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 274 entries on the cover page, a total value of $346,817,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,817,000 with VALUE read as thousands by filing date, 13F file number 028-13750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 652,579 | $37,608,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 719,201 | $35,435,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 297,326 | $30,268,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 103,065 | $26,068,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 475,874 | $23,955,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 180,946 | $18,062,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 209,111 | $16,131,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 253,354 | $15,450,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25,697 | $15,293,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 110,419 | $12,742,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 127,030 | $12,041,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 90,700 | $12,040,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 205,350 | $8,947,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 98,405 | $8,177,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 147,796 | $7,984,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 111,642 | $7,683,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 51,131 | $7,226,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 90,334 | $6,985,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 101,216 | $6,495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 69,817 | $6,459,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 37,393 | $5,497,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 51,084 | $5,473,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 48,944 | $2,580,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 45,769 | $1,987,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,251 | $959,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,572 | $955,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,008 | $896,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 16,363 | $824,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 10,076 | $780,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,051 | $778,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,963 | $614,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 12,298 | $614,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,585 | $607,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,532 | $587,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,083 | $522,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,448 | $480,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,023 | $467,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,008 | $437,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,847 | $393,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,855 | $333,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,763 | $294,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,226 | $264,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,887 | $263,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,239 | $238,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,322 | $201,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,978 | $190,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,305 | $180,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 800 | $145,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,057 | $132,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,237 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,537 | $123,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,303 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,899 | $120,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,132 | $113,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,402 | $112,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,342 | $109,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,122 | $107,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,427 | $105,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,391 | $98,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 550 | $94,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 713 | $89,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 589 | $82,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 550 | $81,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 672 | $75,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 836 | $67,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 458 | $67,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 709 | $66,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,161 | $63,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,156 | $62,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 284 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 742 | $60,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,174 | $59,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 746 | $58,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 454 | $54,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,306 | $51,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,459 | $49,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 945 | $49,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,240 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,744 | $44,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 300 | $43,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,625 | $42,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 651 | $41,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $35,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 38,175 | $35,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $34,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 552 | $33,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,281 | $33,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 202 | $32,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 360 | $29,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,560 | $29,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 799 | $28,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 245 | $26,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 200 | $24,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 430 | $24,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 84 | $24,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 228 | $24,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 309 | $23,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 405 | $23,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,000 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 665 | $22,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 313 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 335 | $22,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 245 | $21,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 200 | $20,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 520 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 493 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 535 | $19,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 297 | $19,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 361 | $18,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 252 | $18,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 330 | $17,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 119 | $17,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 215 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 230 | $15,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 22,680 | $15,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $14,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 276 | $14,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 246 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 156 | $14,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $14,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 368 | $13,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 400 | $13,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 400 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 118 | $12,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 600 | $12,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 400 | $12,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 318 | $12,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 169 | $11,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 404 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 127 | $11,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 207 | $11,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 184 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 155 | $11,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 112 | $10,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 248 | $10,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 91 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 247 | $10,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 343 | $10,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 167 | $9,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 56 | $9,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 202 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 426 | $9,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 90 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 85 | $9,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 261 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 430 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 301 | $8,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 315 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,464 | $8,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 91 | $8,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 40 | $7,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 87 | $7,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 103 | $7,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 201 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 108 | $7,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 148 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 473 | $7,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6 | $6,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 100 | $6,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 39 | $6,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 42 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 31 | $6,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 27 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 105 | $6,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 95 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 57 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 378 | $6,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 34 | $5,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5 | $5,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 77 | $5,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 101 | $5,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 121 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 78 | $5,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 59 | $5,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 110 | $5,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 200 | $5,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 59 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 37 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 244 | $5,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 96 | $5,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 300 | $5,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 172 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 40 | $5,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 85 | $5,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 94 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 84 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 305 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11 | $4,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50 | $4,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 83 | $4,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 28 | $4,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 61 | $4,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 55 | $4,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 58 | $4,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 41 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 42 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 205 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 32 | $4,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 31 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 82 | $4,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 242 | $4,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 72 | $3,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 99 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 36 | $3,000 | thousands by filing date | |
| MGC | 921910873 | COM | 40 | $3,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69 | $3,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 19 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 42 | $3,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 75 | $3,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 39 | $3,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 40 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 62 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 18 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 44 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 90 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 67 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 86 | $3,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 52 | $3,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 687 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 44 | $3,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 44 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 152 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23 | $2,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 47 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 69 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 74 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 95 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 80 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 130 | $2,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 29 | $1,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 32 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 38 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 19 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 101 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25 | $1,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 25 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 29 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 24 | $1,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 26 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 235 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC DEL | 40052B207 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001483824-17-000005 | this filing | 2017-11-13 | acceptance time not in the bulk data set |