13F-HR filed by TD Capital Management LLC
TD Capital Management LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-07, with 166 holding rows worth $332,598,000.
- Accession
- 0001483824-16-000015
- Filer
- CIK 1483824
- Filed
- 2016-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 166 entries on the cover page, a total value of $332,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $332,598,000 with VALUE read as thousands by filing date, 13F file number 028-13750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 367,360 | $37,254,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 648,968 | $32,572,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 518,591 | $23,560,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 100,673 | $21,902,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25,697 | $19,744,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 389,934 | $19,313,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 285,605 | $19,275,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 196,232 | $17,072,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 190,319 | $12,424,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 236,236 | $12,336,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 139,516 | $11,710,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 111,698 | $11,076,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 95,486 | $10,722,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 178,296 | $8,852,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 203,883 | $7,672,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 84,139 | $7,298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 74,893 | $7,292,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 117,578 | $6,949,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 151,087 | $6,891,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 52,976 | $6,473,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 97,465 | $5,374,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 39,230 | $5,078,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 49,325 | $4,502,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 41,985 | $1,907,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 47,251 | $1,768,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 25,882 | $1,299,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,572 | $932,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,008 | $900,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 11,190 | $765,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,828 | $699,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,429 | $599,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,371 | $564,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,923 | $545,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11,718 | $511,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,220 | $477,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,092 | $456,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,044 | $371,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,236 | $359,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,391 | $296,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,239 | $294,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,219 | $289,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,928 | $264,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 18,786 | $247,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,053 | $242,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,763 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,777 | $209,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,450 | $198,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,978 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,866 | $150,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,840 | $148,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,057 | $128,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,284 | $114,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,303 | $92,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,325 | $90,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,375 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,029 | $78,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 713 | $74,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,136 | $62,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 909 | $61,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 836 | $60,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,159 | $58,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,238 | $58,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 457 | $57,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 572 | $56,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,301 | $53,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 436 | $53,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 647 | $52,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 29,429 | $51,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 454 | $48,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 357 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,718 | $43,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 22,680 | $43,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 945 | $42,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,419 | $40,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 401 | $38,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 552 | $38,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 408 | $34,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 412 | $33,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,281 | $31,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 617 | $30,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,000 | $24,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 226 | $24,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 511 | $23,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 200 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 231 | $22,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 171 | $21,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 297 | $21,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 245 | $20,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 388 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 401 | $20,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 180 | $19,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 520 | $18,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 84 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 493 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 367 | $16,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 306 | $16,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 252 | $16,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 200 | $15,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 156 | $13,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 200 | $13,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 171 | $12,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 404 | $12,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 600 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 224 | $11,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 376 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 169 | $10,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 273 | $9,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200 | $9,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 247 | $9,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 124 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $8,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 303 | $8,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 262 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 108 | $7,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 200 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $7,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 90 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 473 | $7,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 56 | $6,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 186 | $6,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 87 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,464 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100 | $6,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6 | $5,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6 | $5,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 45 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 27 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 32 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11 | $3,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34 | $3,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 130 | $3,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 56 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 52 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 33 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 20 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 40 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 44 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 41 | $2,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5 | $1,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 30 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 14 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 14 | $1,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 9 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 38 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 101 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25 | $1,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20 | $1,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 23 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 25 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 29 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 25 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 355 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001483824-16-000015 | this filing | 2016-11-07 | acceptance time not in the bulk data set |