13F-HR filed by TD Capital Management LLC
TD Capital Management LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-30, with 191 holding rows worth $432,344,000.
- Accession
- 0001483824-13-000009
- Filer
- CIK 1483824
- Filed
- 2013-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 191 entries on the cover page, a total value of $432,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,344,000 with VALUE read as thousands by filing date, 13F file number 028-13750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,702,846 | $91,817,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 174,729 | $17,717,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 359,928 | $16,791,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 237,391 | $16,366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 155,257 | $16,286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 371,004 | $15,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 728,792 | $15,523,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 602,856 | $15,385,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 269,794 | $14,679,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 214,748 | $14,631,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 668,093 | $14,611,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 138,813 | $14,226,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 133,766 | $13,710,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 149,046 | $12,611,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 178,134 | $12,432,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 165,213 | $11,500,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 110,568 | $10,984,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 290,285 | $10,534,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 126,050 | $10,288,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 128,479 | $8,197,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 166,663 | $8,108,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 162,700 | $7,619,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 111,946 | $7,404,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 94,129 | $7,259,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 149,616 | $5,922,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 74,677 | $5,775,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 207,126 | $4,300,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 153,342 | $4,096,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 153,089 | $4,086,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 9,640 | $4,075,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 55,176 | $3,180,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 50,455 | $2,025,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 31,279 | $1,570,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,283 | $556,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 7,788 | $505,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,700 | $422,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 6,644 | $421,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,060 | $349,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,697 | $340,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,819 | $337,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,787 | $333,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,157 | $277,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,649 | $231,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,910 | $220,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,713 | $212,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,056 | $165,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 38,199 | $157,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,246 | $156,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,519 | $153,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,904 | $153,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,458 | $151,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,721 | $151,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,246 | $149,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 6,318 | $149,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 9,130 | $148,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 838 | $142,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,625 | $141,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,075 | $140,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,398 | $139,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,863 | $139,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,737 | $138,000 | thousands by filing date | |
| 38259p508 | COM | 154 | $135,000 | thousands by filing date | ||
| Microsoft Corp | 594918104 | COM | 3,944 | $131,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,641 | $128,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,635 | $128,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,851 | $127,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,144 | $123,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 255 | $121,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,980 | $121,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,641 | $119,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,261 | $119,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 756 | $118,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,487 | $118,000 | thousands by filing date | |
| IJH | 464287507 | COM | 941 | $117,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,349 | $117,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,577 | $117,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,813 | $117,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,382 | $115,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,377 | $114,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,911 | $114,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,781 | $112,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,218 | $111,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,871 | $111,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,362 | $111,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 867 | $110,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 900 | $109,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,701 | $109,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,772 | $108,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 9,229 | $106,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,089 | $105,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,239 | $105,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,117 | $105,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,100 | $104,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,974 | $104,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,260 | $103,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,526 | $101,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,718 | $101,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,009 | $100,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,953 | $99,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,760 | $97,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,210 | $97,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,471 | $94,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,961 | $93,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,549 | $85,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,366 | $80,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 730 | $73,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,729 | $71,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 708 | $55,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,284 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 805 | $53,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 617 | $52,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 935 | $44,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 545 | $42,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,025 | $41,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 374 | $40,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 743 | $40,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 827 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 956 | $39,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 544 | $35,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 633 | $34,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 150 | $34,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 626 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 303 | $30,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 227 | $29,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 595 | $29,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 742 | $26,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 563 | $25,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 411 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 336 | $25,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 537 | $24,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 783 | $24,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 442 | $24,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 464 | $24,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 255 | $23,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 432 | $22,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 514 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 400 | $21,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 247 | $19,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,651 | $18,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 424 | $18,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 297 | $18,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 342 | $17,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 241 | $17,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 262 | $15,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 804 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 250 | $13,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 204 | $12,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 600 | $12,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 272 | $11,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 93 | $10,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 240 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 170 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 224 | $9,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 720 | $9,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 473 | $9,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 25 | $8,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 323 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 208 | $7,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 95 | $7,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 366 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 88 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 98 | $6,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,464 | $6,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 240 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 102 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 314 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 31 | $4,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 41 | $4,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 2,100 | $4,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 42 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 300 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 179 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 37 | $2,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 62 | $2,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 22 | $2,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 94 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 32 | $1,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 40 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001483824-13-000009 | this filing | 2013-10-30 | acceptance time not in the bulk data set |