13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 185 holding rows worth $2,520,309,000.
- Accession
- 0001481986-21-000003
- Filer
- CIK 1481986
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 185 entries on the cover page, a total value of $2,520,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,520,309,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,609,300 | $1,034,144,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,019,700 | $483,031,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 729,200 | $289,004,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,203,000 | $192,432,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 7,976,176 | $47,658,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 128,900 | $30,391,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,043,237 | $27,729,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 103,900 | $24,497,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 68,100 | $20,057,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 45,929 | $18,203,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 154,123 | $13,825,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,518 | $13,444,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,300 | $13,032,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 104,900 | $12,814,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 550,500 | $12,496,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,500 | $11,045,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 16,000 | $10,687,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 45,177 | $10,651,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 173,671 | $10,413,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 17,400 | $9,077,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 2,900 | $8,973,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,300 | $8,895,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 40,352 | $8,241,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 41,200 | $7,821,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 2,433 | $7,528,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 513,400 | $6,967,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 74,474 | $6,796,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 165,593 | $5,539,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 61,733 | $5,472,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 10,472 | $5,312,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 208,800 | $4,740,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 6,700 | $4,475,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 11,300 | $4,340,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 128,993 | $4,314,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,827 | $3,909,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 28,765 | $3,896,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,900 | $3,734,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 30,300 | $3,701,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,603 | $3,668,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 40,326 | $3,643,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 6,000 | $3,130,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,500 | $3,094,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 89,219 | $3,038,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,400 | $2,888,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 63,265 | $2,669,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 22,546 | $2,642,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,088,134 | $2,524,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 800 | $2,475,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 33,200 | $2,217,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 32,800 | $2,099,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 90,525 | $2,055,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 11,200 | $2,031,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 17,000 | $2,017,000 | thousands by filing date | put |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 71,473 | $1,981,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,609 | $1,947,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 80,184 | $1,899,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 64,200 | $1,891,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 9,700 | $1,841,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 75,008 | $1,826,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 129,700 | $1,786,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,810 | $1,766,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 28,200 | $1,722,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,583 | $1,719,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 20,480 | $1,719,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20,001 | $1,687,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,113 | $1,654,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 32,337 | $1,608,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 17,752 | $1,575,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 59,100 | $1,569,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 31,800 | $1,535,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 5,700 | $1,452,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 51,700 | $1,426,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 26,411 | $1,350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 19,607 | $1,340,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,697 | $1,283,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,710 | $1,266,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 54,600 | $1,254,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,524 | $1,252,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,429 | $1,249,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 11,679 | $1,206,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 37,400 | $1,198,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 42,491 | $1,152,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 87,800 | $1,076,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 120,365 | $1,065,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 36,000 | $1,060,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 30,839 | $1,050,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 30,200 | $1,048,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 37,849 | $1,037,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 83,671 | $1,025,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 5,600 | $1,015,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,062 | $947,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,735 | $915,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,347 | $855,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 48,300 | $837,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,900 | $829,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 23,258 | $822,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 39,900 | $812,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 3,776 | $799,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,409 | $753,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 80,000 | $745,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,150 | $729,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 20,600 | $715,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 27,600 | $662,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 38,156 | $639,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 21,841 | $636,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 14,339 | $628,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,482 | $604,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 12,000 | $584,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 4,267 | $578,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 29,888 | $576,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 22,185 | $573,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,265 | $566,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,702 | $546,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 15,026 | $540,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 45,100 | $531,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 48,150 | $518,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,153 | $515,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,600 | $488,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,657 | $479,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 119,718 | $474,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,527 | $466,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,999 | $451,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 46,300 | $438,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 11,634 | $417,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,160 | $416,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,200 | $416,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,364 | $407,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,293 | $395,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 9,948 | $394,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 722 | $385,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,494 | $370,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 9,568 | $370,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,691 | $366,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,730 | $363,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,671 | $353,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,000 | $346,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,290 | $339,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,087 | $338,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,138 | $325,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,743 | $303,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 556 | $301,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 33,400 | $300,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 15,300 | $298,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 434 | $295,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,326 | $290,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 137 | $283,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 36,866 | $283,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 44,500 | $278,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,208 | $271,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,133 | $265,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,926 | $260,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,501 | $259,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 22,000 | $259,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,591 | $250,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 400 | $238,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,500 | $237,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,200 | $232,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 5,983 | $231,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,700 | $229,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 922 | $228,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 785 | $226,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 443 | $222,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,841 | $222,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,063 | $220,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 615 | $219,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,548 | $219,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,449 | $218,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,314 | $216,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 771 | $216,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 821 | $209,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,301 | $208,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,200 | $208,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,428 | $207,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 9,100 | $207,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 945 | $205,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 393 | $205,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,714 | $201,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,402 | $163,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 12,681 | $151,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,200 | $114,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 47,425 | $108,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,658 | $105,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 17,737 | $95,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,134 | $63,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,191 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-21-000003 | this filing | 2021-05-13 | acceptance time not in the bulk data set |