13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 123 holding rows worth $2,843,856,000 by the sum of the rows.
- Accession
- 0001481986-21-000001
- Filer
- CIK 1481986
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 123 entries on the cover page, a total value of $284,382,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,843,856,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $284,382,000, 90% less than the sum of the rows, $2,843,856,000. This page uses the sum of the rows.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Investments
- included managerDRW Commodities
- included managerDRW Singapore Pte., Ltd.
- included managerDRW Global Markets Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,981,800 | $531,761,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,410,434 | $527,921,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,696,300 | $480,846,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,283,800 | $480,523,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 703,000 | $263,131,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,325,113 | $120,115,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 7,976,176 | $34,936,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 323,266 | $27,817,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 935,400 | $22,999,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 28,000 | $19,759,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 430,836 | $17,328,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 310,933 | $16,504,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 202,624 | $13,689,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 538,137 | $13,231,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 99,300 | $13,176,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 142,603 | $12,937,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 64,400 | $12,626,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 159,429 | $10,712,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,000 | $9,771,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,000 | $9,287,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 2,677 | $8,719,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,000 | $8,452,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 14,344 | $7,756,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,087 | $7,298,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 53,400 | $7,086,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 39,367 | $7,021,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 280,899 | $6,921,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 93,719 | $6,475,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 226,789 | $6,405,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 135,983 | $6,314,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,500 | $6,218,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 226,941 | $5,481,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,594 | $5,470,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 286,739 | $5,153,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 110,886 | $4,861,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 75,103 | $4,518,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,200 | $4,375,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 29,400 | $4,238,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,300 | $4,234,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 46,221 | $3,562,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,779 | $3,428,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 105,424 | $3,280,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,300 | $3,181,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 104,183 | $3,000,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 125,154 | $2,931,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 89,027 | $2,828,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 100,000 | $2,726,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,600 | $2,468,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,928 | $2,439,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,400 | $2,379,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,088,134 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 77,672 | $1,949,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 124,017 | $1,883,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,942 | $1,838,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 19,459 | $1,802,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,600 | $1,787,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 18,973 | $1,769,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,000 | $1,753,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 80,491 | $1,652,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 22,338 | $1,564,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 47,775 | $1,562,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 19,195 | $1,554,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13,584 | $1,527,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 21,598 | $1,503,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 120,365 | $1,479,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 115,298 | $1,429,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 37,911 | $1,414,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 800 | $1,402,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 20,218 | $1,341,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 16,435 | $1,254,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,776 | $1,235,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $1,176,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 61,781 | $1,175,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 616 | $1,080,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,062 | $1,053,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,600 | $983,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,162 | $969,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 32,546 | $843,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 12,400 | $779,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 24,366 | $747,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,466 | $723,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 6,808 | $700,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 367 | $643,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,800 | $514,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,228 | $487,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,121 | $442,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,492 | $393,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 858 | $389,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,159 | $381,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 11,900 | $369,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $350,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 646 | $337,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,924 | $335,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,300 | $326,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,525 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,330 | $310,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,633 | $308,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 9,300 | $289,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 18,300 | $287,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 1,267 | $276,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,600 | $272,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,173 | $270,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,467 | $266,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,191 | $265,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,593 | $251,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 15,300 | $251,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,366 | $247,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,748 | $243,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 664 | $237,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,902 | $237,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,721 | $230,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,809 | $230,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,032 | $226,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 825 | $219,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,384 | $216,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,425 | $213,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,300 | $204,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 29,752 | $170,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,700 | $135,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,500 | $121,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,500 | $121,000 | thousands by filing date | put |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 17,737 | $80,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,700 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-21-000001 | this filing | 2021-02-09 | acceptance time not in the bulk data set |