13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 154 holding rows worth $1,817,273,000.
- Accession
- 0001481986-20-000005
- Filer
- CIK 1481986
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 154 entries on the cover page, a total value of $1,817,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,817,273,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Global Markets Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,495,300 | $441,937,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,354,900 | $417,071,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,004,674 | $63,948,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 206,300 | $54,030,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 466,200 | $53,991,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 106,500 | $53,253,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 117,900 | $50,580,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 191,200 | $50,075,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 14,500 | $45,657,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 12,700 | $39,989,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 77,200 | $38,602,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 160,900 | $33,842,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,421,495 | $30,764,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 558,353 | $29,481,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 234,600 | $27,169,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 205,229 | $26,864,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 62,000 | $26,599,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 4,201,176 | $25,207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 69,328 | $23,217,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 54,700 | $18,318,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 799,300 | $17,298,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 80,600 | $16,953,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,900 | $11,578,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 21,046 | $10,524,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 266,856 | $10,119,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,900 | $10,113,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 110,296 | $10,109,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,457 | $9,982,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 198,217 | $8,739,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 405,760 | $8,501,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,000 | $7,702,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 27,228 | $7,556,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 88,798 | $7,199,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,800 | $6,261,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 182,663 | $5,052,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43,073 | $4,988,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,510 | $4,755,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 28,388 | $4,635,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 38,068 | $4,134,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 132,530 | $3,878,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 131,372 | $3,827,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 164,709 | $3,347,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 81,335 | $3,327,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 37,011 | $2,935,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 41,402 | $2,705,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 62,733 | $2,487,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,657 | $2,428,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,600 | $2,351,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 120,000 | $2,215,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 74,500 | $2,139,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 27,209 | $2,100,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 31,743 | $2,020,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 57,218 | $1,909,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 31,874 | $1,893,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 45,040 | $1,892,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 24,520 | $1,888,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,200 | $1,827,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30,877 | $1,692,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 75,676 | $1,647,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 90,722 | $1,447,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 25,336 | $1,417,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,088,134 | $1,415,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 19,300 | $1,379,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 94,846 | $1,303,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,230 | $1,301,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 42,438 | $1,299,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 45,564 | $1,249,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 150,365 | $1,224,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,319 | $1,199,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 41,583 | $1,194,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,600 | $1,110,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,246 | $1,065,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 51,559 | $1,064,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 32,179 | $1,045,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 72,758 | $1,041,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 700 | $1,029,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 21,700 | $1,004,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 4,594 | $978,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 14,104 | $899,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,365 | $882,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,566 | $848,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,062 | $812,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,826 | $772,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 7,419 | $738,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,218 | $718,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 27,864 | $710,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,500 | $687,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,290 | $662,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 14,396 | $646,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 66,743 | $631,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,474 | $568,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,070 | $558,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,648 | $554,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,218 | $551,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 22,303 | $537,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,796 | $535,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,951 | $532,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,600 | $527,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,300 | $510,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 8,919 | $484,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 678 | $472,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 15,300 | $433,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 6,614 | $420,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 14,700 | $416,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,024 | $415,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 14,191 | $406,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,004 | $400,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 8,434 | $377,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,097 | $368,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 12,269 | $368,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,100 | $362,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 5,656 | $357,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,000 | $357,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,200 | $352,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 31,000 | $351,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,188 | $342,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,266 | $335,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,376 | $324,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 18,753 | $309,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,413 | $305,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 3,500 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,239 | $292,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,402 | $284,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,447 | $283,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,945 | $274,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,886 | $273,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 803 | $272,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,536 | $269,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 14,497 | $268,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,674 | $267,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,700 | $267,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,044 | $262,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,600 | $261,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,665 | $258,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,879 | $239,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,935 | $236,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,855 | $230,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,400 | $226,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,708 | $226,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,254 | $226,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,106 | $225,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 39,100 | $224,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,321 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 961 | $218,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,060 | $209,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,319 | $208,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,474 | $208,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,577 | $200,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 20,500 | $152,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 19,324 | $126,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,417 | $90,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 17,637 | $47,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 24,100 | $23,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 24,100 | $23,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-20-000005 | this filing | 2020-11-12 | acceptance time not in the bulk data set |