13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 134 holding rows worth $1,459,373,000.
- Accession
- 0001481986-19-000007
- Filer
- CIK 1481986
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 134 entries on the cover page, a total value of $1,459,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,459,373,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW SECURITIES, LLC
- included managerDRW Singapore Pte., Ltd.
- included managerGair Loch Enterprises, Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,072,900 | $318,405,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,883,600 | $261,576,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 366,400 | $108,737,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,998,169 | $97,950,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 580,900 | $80,670,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 246,400 | $55,186,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 320,734 | $48,540,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 185,800 | $41,614,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 184,177 | $34,774,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 708,613 | $29,110,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 411,225 | $26,816,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 113,200 | $21,373,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 8,025,823 | $21,188,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 88,599 | $19,844,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 352,022 | $19,833,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,420,988 | $17,770,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 241,070 | $14,722,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 266,916 | $14,309,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 75,000 | $14,161,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 270,084 | $10,749,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 338,004 | $10,623,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 631,400 | $10,052,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 253,480 | $9,566,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 138,200 | $9,240,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 495,586 | $7,890,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 196,802 | $7,262,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,142 | $7,174,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,160,698 | $6,590,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 78,166 | $5,561,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 125,840 | $5,371,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 122,785 | $4,699,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 28,602 | $4,677,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 70,215 | $3,938,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 170,326 | $3,866,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 122,192 | $3,531,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 65,203 | $3,411,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 99,053 | $2,922,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 56,006 | $2,917,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 107,924 | $2,904,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 163,399 | $2,876,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 144,396 | $2,638,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 86,836 | $2,557,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,400 | $2,482,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 32,665 | $2,409,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 89,936 | $2,337,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 132,170 | $2,267,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 58,899 | $2,220,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 54,293 | $2,111,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 85,594 | $2,094,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 180,082 | $2,087,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C908 | CALL | 68,900 | $2,077,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,663 | $1,897,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 29,505 | $1,818,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,100 | $1,732,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 39,772 | $1,647,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 231,460 | $1,599,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 19,700 | $1,558,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 19,400 | $1,520,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 20,000 | $1,419,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 52,200 | $1,390,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 239,811 | $1,295,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 46,138 | $1,284,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,228 | $1,253,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,994 | $1,245,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 111,772 | $1,227,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,167 | $1,225,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,000 | $1,211,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 22,000 | $1,180,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 43,818 | $1,145,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 110,365 | $1,131,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 122,024 | $1,103,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 45,107 | $1,085,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 60,000 | $1,054,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 55,000 | $1,042,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,258 | $1,040,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 50,000 | $1,017,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 16,758 | $984,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 12,400 | $971,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 80,000 | $970,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 31,700 | $966,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 21,242 | $947,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 55,500 | $945,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40,039 | $929,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 49,100 | $929,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 30,000 | $924,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 55,000 | $924,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 100,000 | $855,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 41,448 | $855,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 21,900 | $807,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,306 | $803,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 42,225 | $796,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 22,700 | $726,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 24,800 | $687,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,336 | $563,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,652 | $545,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 75,000 | $513,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,474 | $486,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 33,700 | $482,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,500 | $478,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 25,003 | $472,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 60,600 | $464,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,722 | $449,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 17,799 | $413,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 694 | $412,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 14,591 | $402,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,412 | $396,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A905 | CL A COM | 12,900 | $388,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X901 | CALL | 37,400 | $383,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 75,000 | $381,000 | thousands by filing date | |
| CNH INDL N V | N20944909 | CALL | 37,500 | $381,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,135 | $367,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,678 | $366,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,600 | $360,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,522 | $351,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,180 | $346,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 11,299 | $344,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,349 | $336,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,250 | $330,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 21,800 | $310,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,512 | $294,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,600 | $273,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 71,700 | $273,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 20,509 | $261,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 144 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,239 | $243,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 17,900 | $207,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 59,265 | $172,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 15,000 | $170,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,662 | $160,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 16,929 | $155,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 17,491 | $142,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 23,054 | $103,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 23,000 | $101,000 | thousands by filing date | call |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,000 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-19-000007 | this filing | 2019-11-14 | acceptance time not in the bulk data set |