13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 47 holding rows worth $1,826,704,000.
- Accession
- 0001481986-18-000006
- Filer
- CIK 1481986
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 47 entries on the cover page, a total value of $1,826,704,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,826,704,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,248,497 | $1,525,843,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,100,000 | $124,036,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 157,500 | $45,788,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 369,705 | $41,688,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 125,500 | $36,485,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 42,422 | $11,216,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 435,630 | $5,981,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 40,195 | $4,714,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,510 | $4,131,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 434,262 | $3,596,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 35,361 | $2,025,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,857 | $2,017,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 82,800 | $1,785,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 63,325 | $1,730,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 21,446 | $1,526,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 12,605 | $1,269,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 33,116 | $1,067,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 39,000 | $892,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,400 | $851,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,500 | $744,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,500 | $744,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 60,500 | $670,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 220,235 | $573,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 24,552 | $562,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 40,681 | $561,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 250,100 | $538,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 34,100 | $535,000 | thousands by filing date | call |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 15,185 | $503,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P903 | COM | 18,900 | $466,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 80,000 | $448,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 48,500 | $378,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 44,371 | $373,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 469,343 | $366,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 80,000 | $276,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 344,700 | $262,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 44,262 | $239,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,000 | $229,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 18,500 | $221,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 18,500 | $221,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L207 | COM NEW | 150,300 | $210,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 28,700 | $182,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 20,000 | $181,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 14,752 | $177,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 72,600 | $150,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 27,400 | $119,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 21,302 | $88,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 24,867 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-18-000006 | this filing | 2018-11-14 | acceptance time not in the bulk data set |